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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series C Preferred Stock | (1) | 03/27/2007 | C | 1,997,631 | (1) | (1) | Common Stock | 1,997,631 | $ 0 | 0 | I | By BAVP, L.P. (2) | |||
Series D Preferred Stock | (1) | 03/27/2007 | C | 307,950 | (3) | (3) | Common Stock | 307,950 | $ 0 | 0 | I | By BAVP, L.P. (2) | |||
Junior Preferred Stock | (4) | 03/27/2007 | C | 95,238 | (4) | (4) | Common Stock | 95,238 | $ 0 | 0 | I | By BAVP, L.P. (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wienbar Sharon L SCALE VENTURE PARTNERS 950 TOWER LANE, SUITE 700 FOSTER CITY, CA 94404 |
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/s/ Sharon L. Wienbar | 03/28/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share of Series C Preferred Stock converted to one share of Common Stock for no additional consideration and had no expiration date. |
(2) | Represents securities held by BAVP, L.P. The voting and disposition of shares held by BAVP, L.P. is determined by Scale Venture Management I, LLC, the ultimate general partner of BAVP, L.P. The Reporting Person is a member of Scale Venture Management I, LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein. |
(3) | Each share of Series D Preferred Stock converted to one share of Common Stock for no additional consideration and had no expiration date. |
(4) | Each share of Junior Preferred Stock converted to one share of Common Stock for no additional consideration and had no expiration date. |