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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of November 2014

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X                Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):              

 

 

 

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Information furnished on this form:

EXHIBIT

Exhibit Number

 

1.	(English Translation) Share Buyback Report for the reporting month from October 1, 2014 to October 31, 2014

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

		NOMURA HOLDINGS, INC.
Date: November 13, 2014		By:		/s/ Hajime Ikeda
				Hajime Ikeda
				Managing Director

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[Translation of Share Buyback Report for the reporting month from October 1, 2014 to October 31, 2014 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on November 13, 2014]

Class of Shares: Common Stock

 

1.	Status of repurchase

 

(1)	Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)	Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

		as of October 31, 2014
		Number of Shares								Total Repurchase Amount (JPY)
Authorization pursuant to the resolution of the Board (October 28, 2014)							40,000,000				28,000,000,000
(Period of repurchase: from November 13, 2014 to January 16, 2015)
Repurchases during this reporting month (Date of repurchase)			(Date	)			—				—
Total			—				0				0
Aggregate shares repurchased as of the end of this reporting month							0				0
Progress of share repurchase (%)							0.0				0.0

 

2.	Status of disposition

 

		as of October 31, 2014
		Number of shares disposed in the reporting month						Aggregate amount of disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares		(Date)			—				—
Subtotal		—			—				—
Treasury shares canceled		(Date)			—				—
Subtotal		—			—				—
Treasury shares transferred upon merger, share exchange or demerger		(Date)			—				—
Subtotal		—			—				—
Other (upon request for purchasing “less-than-a-full-unit shares”)		(Date)
		Oct 8			47				30,286
		Oct 9			24				15,151
Subtotal		—			71				45,437
Other (exercise of stock acquisition rights)		(Date)
		Oct 1			7,400				7,400
		Oct 3			20,000				20,000
		Oct 6			4,000				4,000
		Oct 8			5,000				5,000
		Oct 9			3,000				3,000
		Oct 10			351,600				351,600
		Oct 15			8,200				8,200
		Oct 16			17,500				17,500
		Oct 17			25,800				25,800
		Oct 20			33,200				33,200
		Oct 21			33,500				33,500
		Oct 22			3,000				897,000
		Oct 23			378,800				1,272,800
		Oct 24			209,600				2,522,600
		Oct 27			126,000				126,000
		Oct 29			136,300				1,555,300
		Oct 30			20,500				20,500
		Oct 31			627,700				627,700
Subtotal		—			2,011,100				7,531,100
Total		—			2,011,171				7,576,537

 

3.	Status of shares held in treasury

 

		As of October 31, 2014
As of the end of the reporting month		Number of Shares
Total number of issued shares			3,822,562,601
Number of shares held in treasury			179,175,158