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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
Supplement for the month of May 2003.
Total number of pages: 10.
The exhibit index is located on page 2.
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule
101(b)(1): ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule
101(b)(7): ¨
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes ¨ No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
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Information furnished on this form:
| Exhibit Number |
Page Number | |||
| 1. |
4 | |||
| 2. |
5 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||
| By: |
/s/ MASANORI ITATANI | |
| Masanori Itatani | ||
| Date: | May 16, 2003 |
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Tokyo, 16 May 2003
Today, Nomura Holdings, Inc. (NHI) announces the following organizational change effective from June 1, 2003.
Nomura Securities Co., Ltd.
The Corporate Revival Project Department is to be newly established in the Investment Banking Products Division.
| Ends |
For further information please contact:
| Name |
Company |
Telephone | ||
| Masafumi Yoshino |
Corporate Communications Dept., Nomura Group Headquarters |
+81-3-3278-0591 | ||
| Tsukasa Noda |
Corporate Communications Dept., Nomura Group Headquarters |
+81-3-3278-0591 | ||
| James Pobjoy |
Corporate Communications Dept., Nomura Group Headquarters |
+81-3-3278-0591 |
Notes to editors:
The Nomura Group
Nomura Group, with its core businesses of the securities and related businesses, is dedicated to providing a broad range of financial services for individual, institutional, corporate and government customers. We offer a diverse line of competitive products and value-added financial and advisory services through the 128 domestic branch offices of Nomura Securities Co., Ltd. and our overseas network that combines offices in 28 countries. Our business activities include investment consultation services for domestic retail investors, securities brokerage services, securities underwriting for domestic and foreign governments and corporations, mergers and acquisition and financial advisory services, merchant banking, and asset management for investment trusts and pension funds.
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Tokyo, 16 May 2003
New Management Structure Under the Committee System
Nomura Holdings, Inc. (NHI) announced today the following changes in directors and members of the Board of Executive Officers of its wholly owned subsidiary Nomura Securities Co., Ltd. to coincide with the move to adopt the Committee System following approval at its General Meeting of Shareholders scheduled for 26 June 2003.
Directors will be formally appointed at the General Meeting of Shareholders. Committee chairmen, committee members and members of the Board of Executive Officers will be officially appointed at a meeting of the Board of Directors following the General Meeting of Shareholders.
Nomura Securities Co., Ltd.
New Management Structure Subject to Approval at the General Meeting Shareholders Scheduled for June 2003
1. Directors
| Director |
Nobuyuki Koga |
(President) | ||
| Director |
Hiroshi Toda |
(Executive Vice President) | ||
| Director |
Kenichi Watanabe |
(Executive Managing Director) | ||
| Director |
Yasuaki Fukui |
(Statutory Auditor) | ||
| Outside Director |
Shigeru Hirota |
(Statutory Auditor) | ||
| Outside Director |
Masaharu Shibata |
(Chairman and CEO of NGK Insulators, Ltd.) | ||
| Outside Director |
Hideaki Kubori |
(Founding Partner of Hibiya Park Law Offices) | ||
| Outside Director |
Haruo Tsuji |
(Statutory Auditor) | ||
| Outside Director |
Takashi Fujita |
(Statutory Auditor) | ||
| Outside Director |
Koji Tajika |
(CPA) |
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2. Committee Chairmen and Members
| (1) Nomination Committee |
||
| Chairman |
Nobuyuki Koga | |
| Masaharu Shibata | ||
| Hideaki Kubori | ||
| (2) Audit Committee |
||
| Chairman |
Haruo Tsuji | |
| Takashi Fujita | ||
| Koji Tajika | ||
| (3) Compensation Committee |
||
| Chairman |
Nobuyuki Koga | |
| Masaharu Shibata | ||
| Hideaki Kubori |
3. Members of Board of Executive Officers
Note: * Serving concurrently as directors
| President & Chief Executive Officer* |
Nobuyuki Koga | |
| (Representative Executive Officer) |
(President & Chief Executive Officer) | |
| Deputy President* |
Hiroshi Toda | |
| (Representative Executive Officer) |
(Executive Vice President) | |
| Executive Vice President |
Takashi Tsutsui | |
| (Representative Executive Officer) |
(Executive Managing Director) | |
| Executive Vice President |
Takashi Yanagiya | |
| (Representative Executive Officer) |
(Executive Managing Director) | |
| Executive Vice President* |
Kenichi Watanabe | |
| (Representative Executive Officer) |
(Executive Managing Director) | |
| Executive Vice President |
Takumi Shibata | |
| (Representative Executive Officer) |
(Executive Managing Director) |
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| Executive Managing Director |
Manabu Matsumoto | |
| (Managing Director) | ||
| Executive Managing Director |
Yoshifumi Kawabata | |
| (Managing Director) | ||
| Executive Managing Director |
Shogo Sakaguchi | |
| (Managing Director) | ||
| Executive Managing Director |
Masanori Itatani | |
| (Managing Director) | ||
| Executive Managing Director |
Yoshimitsu Oura | |
| (Managing Director) | ||
| Executive Managing Director |
Yusuke Yamada | |
| (Managing Director) | ||
| Executive Managing Director |
Hitoshi Tada | |
| (Managing Director) | ||
| Senior Managing Director |
Kenichi Fukuhara | |
| (Director) | ||
| Senior Managing Director |
Kenichi Yunoki | |
| (Director) | ||
| Senior Managing Director |
Yasuo Agemura | |
| (Director) | ||
| Senior Managing Director |
Atsushi Yoshikawa | |
| (Director) | ||
| Senior Managing Director |
Nobuto Nakahari | |
| (Director) | ||
| Senior Managing Director |
Akihiko Nakamura | |
| (Director) | ||
| Senior Managing Director |
Yuki Takahashi | |
| (Director) | ||
| Senior Managing Director |
Kazuo Okizaki | |
| (Director) | ||
| Senior Managing Director |
Isao Shirai | |
| (Director) | ||
| Senior Managing Director |
Kenichi Shinbashi | |
| (Director) | ||
| Senior Managing Director |
Shigeyuki Kurokawa | |
| (Director) | ||
| Senior Managing Director |
Hiroshi Tanaka | |
| (Director) | ||
| Senior Managing Director |
Noriyuki Ushiyama | |
| (Director) |
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| Senior Managing Director |
Noriyasu Yoshizawa | |
| (Director) | ||
| Senior Managing Director |
Masanori Nishimatsu | |
| (Director) | ||
| Senior Managing Director |
Yasuo Yoshihara | |
| (Director) | ||
| Senior Managing Director |
Toshio Hirota | |
| (Director) | ||
| Senior Managing Director |
Koji Nagai | |
| (Director) | ||
| Senior Managing Director |
Akira Maruyama | |
| (Director) |
Retiring Directors & Statutory Auditors
1. Retiring Directors
Note: Title in parenthesis refers to current position as of 16 May 2003.
| Takashi Tsutsui |
(Executive Managing Director) | |
| Takashi Yanagiya |
(Executive Managing Director) | |
| Takumi Shibata |
(Executive Managing Director) | |
| Manabu Matsumoto |
(Managing Director) | |
| Yoshifumi Kawabata |
(Managing Director) | |
| Shogo Sakaguchi |
(Managing Director) | |
| Masanori Itatani |
(Managing Director) | |
| Yoshimitsu Oura |
(Managing Director) | |
| Yusuke Yamada |
(Managing Director) | |
| Hitoshi Tada |
(Managing Director) | |
| Kenichi Fukuhara |
(Director) | |
| Kenichi Yunoki |
(Director) | |
| Yasuo Agemura |
(Director) | |
| Atsushi Yoshikawa |
(Director) | |
| Nobuto Nakahari |
(Director) | |
| Akihiko Nakamura |
(Director) | |
| Yuki Takahashi |
(Director) | |
| Kazuo Okizaki |
(Director) |
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| Isao Shirai |
(Director) | |
| Kenichi Shinbashi |
(Director) | |
| Shigeyuki Kurokawa |
(Director) | |
| Hiroshi Tanaka |
(Director) | |
| Noriyuki Ushiyama |
(Director) | |
| Noriyasu Yoshizawa |
(Director) | |
| Masanori Nishimatsu |
(Director) | |
| Yasuo Yoshihara |
(Director) | |
| Toshio Hirota |
(Director) | |
| Koji Nagai |
(Director) | |
| Akira Maruyama |
(Director) |
The 29 directors listed above are to be appointed members of the Board of Executive Officers of Nomura Securities Co., Ltd. at a meeting of the Board of Directors following approval at the General Meeting of Shareholders scheduled for June 2003.
| Hiromi Yamaji |
(Managing Director) | |
| Hideyuki Takahashi |
(Director) |
The two directors listed above are to be appointed Senior Managing Directors of Nomura Holdings, Inc. following approval at the General Meeting of Shareholders scheduled for June 2003.
2. Retiring Statutory Auditors
| Yasuaki Fukui |
(Statutory Auditor) | |
| Shigeru Hirota |
(Statutory Auditor) | |
| Takashi Fujita |
(Statutory Auditor) | |
| Haruo Tsuji |
(Statutory Auditor) |
The above four statutory auditors are to be appointed Directors of Nomura Securities Co., Ltd. following approval at its General Meeting of Shareholders scheduled for June 2003.
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| Hironobu Goto |
(Statutory Auditor) |
To be installed as Vice Chairman of Nomura Research Institute, Ltd. following its General Meeting of Shareholders in June 2003
| Fumihide Nomura |
(Statutory Auditor) |
To be appointed Director of Nomura Holdings, Inc. following its General Meeting of Shareholders scheduled for June 2003.
| Ends |
For further information please contact:
| Name |
Company |
Telephone | ||
| Masafumi Yoshino |
Corporate Communications Dept., Nomura Group Headquarters |
+81-3-3278-0591 | ||
| Tsukasa Noda |
Corporate Communications Dept., Nomura Group Headquarters |
+81-3-3278-0591 | ||
| James Pobjoy |
Corporate Communications Dept., Nomura Group Headquarters |
+81-3-3278-0591 |
Notes to editors:
The Nomura Group
Nomura Group, with its core businesses of the securities and related businesses, is dedicated to providing a broad range of financial services for individual, institutional, corporate and government customers. We offer a diverse line of competitive products and value-added financial and advisory services through the 128 domestic branch offices of Nomura Securities Co., Ltd. and our overseas network that combines offices in 28 countries. Our business activities include investment consultation services for domestic retail investors, securities brokerage services, securities underwriting for domestic and foreign governments and corporations, mergers and acquisition and financial advisory services, merchant banking, and asset management for investment trusts and pension funds.
10