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CUSIP
No.030420103
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(1)
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Names
of reporting person: RWE Aktiengesellschaft
I.R.S.
Identification Nos. of above persons (entities
only): N/A
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(2)
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Check
the appropriate box if a member of a group:
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(a) ¨
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(b) ¨
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(3)
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SEC
use only:
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(4)
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Place
of incorporation: Federal Republic of Germany
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Number
of
shares
beneficially
owned
by
each
reporting
person
with:
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(5) |
Sole
Voting Power:
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Shared
Voting Power: 96,736,779
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Sole
Dispositive Power:
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(8)
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Shared
Dispositive Power: 96,736,779
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(9)
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Aggregate
Amount Beneficially Owned by Each Reporting
Person: 96,736,779
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(10)
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Check
if the Aggregate Amount in Row (9) Excludes Certain
Shares: ¨
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(11)
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Percent
of Class Represented by Amount in Row (9): 60.5%
(1)
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(14)
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Type
of Reporting Person: CO
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CUSIP
No. 030420103
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(1)
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Names
of reporting person: RWE Aqua Holdings GmbH (2)
I.R.S.
Identification Nos. of above persons (entities
only): N/A
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(2)
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Check
the appropriate box if a member of a group:
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|||
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(a) ¨
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(b) ¨
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(3)
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SEC
use only:
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(4)
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Citizenship: Federal
Republic of Germany
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Number
of
shares
beneficially
owned
by
each
reporting
person
with:
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(5) |
Sole
Voting Power:
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| (6) |
Shared
Voting Power: 96,736,779
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| (7) |
Sole
Dispositive Power:
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(8)
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Shared
Dispositive Power: 96,736,779
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||
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(9)
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Aggregate
Amount Beneficially Owned by Each Reporting
Person: 96,736,779
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|||
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(10)
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Check
if the Aggregate Amount in Row (9) Excludes Certain
Shares: ¨
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|||
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(11)
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Percent
of Class Represented by Amount in Row (9): 60.5%
(1)
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(12)
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Type
of Reporting Person: HC
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Item
1(a).
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Name
of Issuer:
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American
Water Works Company, Inc.
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Item
1(b).
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Address
of Issuer’s Principal Executive
Offices:
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The
principal executive offices of American Water Works Company, Inc. are
located at 1025 Laurel Oak Road, Voorhees, New
Jersey 08043.
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Item
2(a).
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Name
of Person Filing:
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RWE
Aktiengesellschaft
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RWE
Aqua Holdings GmbH
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Item
2(b).
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Address
of Principal Business Office or, if none,
Residence:
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The
address of the principal business office of RWE Aktiengesellschaft is
Opernplatz 1, D-45128 Essen,
Germany.
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The
address of the principal business office of RWE Aqua Holdings GmbH is
Opernplatz 1, D-45128 Essen,
Germany.
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Item
2(c).
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Citizenship:
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RWE
Aktiengesellschaft is a corporation organized under the laws of the
Federal Republic of Germany.
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RWE
Aqua Holdings GmbH is a limited liability company organized under the laws
of the Federal Republic of Germany.
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Title
of Class of Securities:
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Common
Stock, $0.01 par value per share
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Item
2(e).
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CUSIP
Number:
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030420103
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Item
3.
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If
this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c),
check whether the person filing is
a:
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(a)
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o
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Broker
or dealer registered under section 15 of the
Act;
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(b)
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o
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Bank
as defined in section 3(a)(6) of the
Act;
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(c)
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o
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Insurance
company as defined in section 3(a)(19) of the
Act;
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(d)
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o
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Investment
company registered under section 8 of the Investment Company Act of
1940;
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(e)
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o
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An
investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
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(f)
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o
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An
employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
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(g)
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o
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A
parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G) (Note: See Item
7);
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(h)
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o
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A
savings association as defined in section 3(b) of the Federal Deposit
Insurance Act;
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(i)
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o
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A
church plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of
1940;
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(j)
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o
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Group,
in accordance with Rule
13d-1(b)(1)(ii)(H).
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If this statement is filed
pursuant to Rule 13d-1(c), check this box. o
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Item
4.
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Ownership
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| A. | RWE Aktiengesellschaft | |
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(a)
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Amount
beneficially owned: 96,736,779
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(b)
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Percent
of class: 60.5%
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(c)
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Number
of shares to which the person has:
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(i)
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Sole
Voting Power:
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(ii)
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Shared
Voting Power: 96,736,779
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(iii)
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Sole
Dispositive Power:
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(iv)
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Shared
Dispositive Power: 96,736,779
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| B. | RWE Aqua Holdings GmbH | |
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(a)
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Amount
beneficially owned:
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(b)
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Percent
of class: 60.5%
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(c)
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Number
of shares to which the person has:
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(i)
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Sole
Voting Power:
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(ii)
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Shared
Voting Power: 96,736,779
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(iii)
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Sole
Dispositive Power:
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(iv)
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Shared
Dispositive Power: 96,736,779
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Item
5.
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Ownership
of Five Percent or Less of a Class.
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NA
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Item
6.
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Ownership
of More than Five Percent on Behalf of Another
Person.
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NA
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Item
7.
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Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company or Control
Person.
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RWE
Aqua Holdings GmbH
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Item
8.
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Identification
and Classification of Members of the
Group.
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NA
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Item
9.
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Notice
of Dissolution of Group.
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NA
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Item
10.
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Certification.
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NA
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RWE
Aktiengesellschaft
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By:
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/s/ Jens Gemmecke, by power of
attorney*
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Jens
Gemmecke, by power of attorney*
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By:
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/s/ Christian Ring, by power of attorney* | |
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Christian
Ring, by power of
attorney*
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RWE
Aqua
Holdings GmbH
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By:
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/s/
Jens Gemmecke, by power of attorney**
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Jens
Gemmecke, by power of attorney**
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By:
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/s/ Christian Ring, by power of attorney** | |
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Christian
Ring, by power of
attorney**
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