UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 15)*
ESCALADE, INCORPORATED
Common Stock, No Par Value
296056-10-4
December 31, 2002
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1 (b)
x Rule 13d-1 (c)
o Rule 13d-1 (d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
Page 1 of 5 Pages
| CUSIP No. 296056-10-4 | 13G | Page 2 of 5 Pages |
| 1. | NAME OF REPORTING PERSON: Robert E. Griffin |
S.S. or I.R.S. Identification No. of Above Person |
||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: | |||||
| (a) o | ||||||
| (b) x | ||||||
| 3. | SEC USE ONLY: | |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America |
|||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | ||||||
| 5. | SOLE VOTING POWER: 1,652,573 | |||||
| 6. | SHARED VOTING POWER: -0- | |||||
| 7. | SOLE DISPOSITIVE POWER: 1,652,573 | |||||
| 8. | SHARED DISPOSITIVE POWER: -0- | |||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 1,652,573 |
|||||
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable |
|||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 25.39% | |||||
| 12. | TYPE OF REPORTING PERSON* IN | |||||
| CUSIP No. 296056-10-4 | 13G | Page 3 of 5 Pages |
ITEM 1
| (a) | NAME OF ISSUER: Escalade, Incorporated | |
| (b) | ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES: |
| 817 Maxwell Avenue Evansville, IN 47717 |
ITEM 2
| (a) | NAME OF PERSON FILING: Robert E. Griffin | |
| (b) | ADDRESS OF PRINCIPAL BUSINESS OFFICE: |
| 817 Maxwell Avenue Evansville, IN 47717 |
| (c) | CITIZENSHIP: U.S.A. | |
| (d) | TITLE OF CLASS OF SECURITIES: Common Stock, no par value | |
| (e) | CUSIP NUMBER: 296056-10-4 |
ITEM 3
This statement is not filed pursuant to Rules 13d-1(b) or 13d-2(b). This statement is filed pursuant to Rule 13d-1(c)[x].
ITEM 4
OWNERSHIP
| (a) | AMOUNT BENEFICIALLY OWNED: |
| 1,652,573 shares, including 9,005 shares subject to currently exercisable stock options. |
| CUSIP No. 296056-10-4 | 13G | Page 4 of 5 Pages |
| (b) | PERCENT OF CLASS: |
| 25.39% |
| (c) | (i) SOLE VOTING POWER: | 1,652,537 | ||
| (ii) SHARED VOTING POWER: | -0- | |||
| (iii) SOLE DISPOSITIVE POWER: | 1,652,573 | |||
| (iv) SHARED DISPOSITIVE POWER: | -0- |
ITEM 5
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not Applicable
ITEM 6
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not Applicable
ITEM 7
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY:
Not Applicable
ITEM 8
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not Applicable
| CUSIP No. 296056-10-4 | 13G | Page 5 of 5 Pages |
ITEM 9
NOTICE OF DISSOLUTION OF GROUP
Not Applicable
ITEM 10
CERTIFICATION
By signing below, the undersigned certifies that, to the best of his knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.
| SIGNATURE |
After reasonable inquiry and to the best of his knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
Date: February 13, 2003
| /s/ Robert E. Griffin ROBERT E. GRIFFIN |