UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FW PRIVATE INVESTMENTS, L.P. 201 MAIN STREET SUITE 2300 FORT WORTH, TX 76102 |
 |  |  | See Remarks |
FW INVESTMENT GENPAR, L.P. 201 MAIN STREET SUITE 2300 FORT WORTH, TX 76102 |
 |  |  | See Remarks |
FW INVESTMENT GENPAR MGP, LLC 201 MAIN STREET SUITE 2300 FORT WORTH, TX 76102 |
 |  |  | See Remarks |
FW PRIVATE INVESTMENTS, L.P.,By: FW INVESTMENT GENPAR, L.P., its general partner, By: FW INVESTMENT GENPAR MGP,LLC, its general partner,By: /s/ Kevin G. Levy, Vice President | 05/20/2013 | |
**Signature of Reporting Person | Date | |
FW INVESTMENT GENPAR, L.P., By: FW INVESTMENT GENPAR MGP, LLC, its general partner, By: /s/ Kevin G. Levy, Vice President | 05/20/2013 | |
**Signature of Reporting Person | Date | |
FW INVESTMENT GENPAR MGP, LLC, By: /s/ Kevin G. Levy, Vice President | 05/20/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | FW Private Investments, L.P. ("FWPI") is the direct beneficial owner of the shares of the Issuer's Common Stock reported in this line. FW Investment Genpar, L.P. ("FWI Genpar") does not have a direct beneficial interest in the Issuer's Common Stock and is reporting solely in its capacity as the general partner of FWPI. FW Investment Genpar MGP, LLC does not have a direct beneficial interest in the Issuer's Common Stock and is reporting solely in its capacity as the general partner of FWI Genpar. |
 Remarks: The Reporting Persons beneficially own less than 10% of the outstanding securities of the Issuer, but, pursuant to Rule 16a-1 under the Act, they may be deemed to be more than 10% beneficial owners of such securities because they may be deemed to be a member of a "group" that owns in excess of 10% of such outstanding securities pursuant to Section 13(d)(3) under the Act. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities of the Issuer owned by any other person. |