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|FORM 4|
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OMB APPROVAL
[ ] Check this box if no longer subject ------------------------------
to Section 16. Form 4 or Form 5 OMB Number: 3235-0287
obligations may continue. See Expires: January 31, 2005
instruction 1(b). Estimated average burden
hours per response.........0.5
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person*
PHELPS, TOM M.
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(Last) (First) (Middle)
2324 COUNTRY MEADOWS DRIVE
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(Street)
CLOVIS NM 88101
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
ALAMOSA HOLDINGS, INC. APS
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3. I.R.S. Identification Number of Reporting Person, If An Entity (Voluntary)
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4. Statement for Month/Day/Year
01/06/03
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5. If Amendment, Date of Original (Month/Day/Year)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|X| Director |_| 10% Owner
|_| Officer (give title below) |_| Other (specify below)
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7. Individual or Joint/Group Filing (Check applicable line)
|X| Form filed by One Reporting Person
|_| Form filed by More than One Reporting Person
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF,
OR BENEFICIALLY OWNED
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5.
Amount of 6.
4. Securities Owner-
2A. Securities Acquired (A) or Beneficially ship
2. Deemed 3. Disposed of (D) Owned Form: 7.
Trans- Execution Transaction (Instr. 3, 4 and 5) Following Direct Nature of
action Date, if Code ---------------------------- Reported (D) or Indirect
1. Date any (Instr. 8) (A) Transaction(s) Indirect Beneficial
Title of Security (Month/ (Month/ ------------ or (Instr. 3 (I) Ownership
(Instr. 3) Day/Year) Day/Year) Code V Amount (D) Price and 4) (Instr. 4) (Instr. 4)
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
*If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
(Over)
SEC 1474 (7-96)
Page 1 of 2
FORM 4 (CONTINUED)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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9.
Number
of 10.
Deriv- Owner-
ative ship
2. Secur- Form
Conver- 5. 7. ities: of 11.
sion Number of Title and Amount Bene- Deriv- Nature
or 3A. Derivative 6. of Underlying 8. ficially ative of
Exer- Deemed 4. Securities Date Securities Price Owned Secur- In-
cise 3. Execut- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- ities: direct
Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- ing Direct Bene-
1. of action Date, Code of (D) (Month/Day/Year) Amount ative Reported (D) or ficial
Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- Indir- Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) ect (I) ship
Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Employee
Stock Option
(right to Common
buy) $10.50 2/28/01 A 5,714 2/28/01 2/28/11 Stock 5,714 5,714 D
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Employee
Stock Option
(right to Common
buy) $0.57 1/6/03 A 19,474 1/6/03 1/6/13 Stock 19,474 19,474 D
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Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
/s/ Tom M. Phelps 1/6/03
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Name: Tom M. Phelps Date
**Signature of Reporting Person
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
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