o | Rule 13d-1(b) | ||
þ | Rule 13d-1(c) | ||
o | Rule 13d-1(d) |
CUSIP No. |
729273 10 2 |
13G | Page | 2 |
of | 9 |
Pages |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) CORTOPASSI FAMILY TRUST |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
CALIFORNIA | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 170,824 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 170,824 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
170,824 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
3.57% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
CUSIP No. |
729273 10 2 |
13G | Page | 3 |
of | 9 |
Pages |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) CORTOPASSI PARTNERS, L.P. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
CALIFORNIA | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 315,551 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 315,551 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
315,551 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
6.60% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
CUSIP No. |
729273 10 2 |
13G | Page | 4 |
of | 9 |
Pages |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) DEAN A. CORTOPASSI |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
UNITED STATES OF AMERICA | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 486,375(1) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 486,375(1) | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
486,375(1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
10.17% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
(1) | Names of Reporting Persons Furnish the full legal name of each person for whom the report is filed i.e., each person required to sign the schedule itself including each member of a group. Do not include the name of a person required to be identified in the report but who is not a reporting person.. | |
(2) | If any of the shares beneficially owned by a reporting person are held as a member of a group and such membership is expressly affirmed, please check row 2(a). If the reporting person disclaims membership in a group or describes a relationship with other persons but does not affirm the existence of a group, please check row 2(b) [unless a joint filing pursuant to Rule 13d-1(k)(1) in which case it may not be necessary to check row 2(b)]. | |
(3) | The third row is for SEC internal use; please leave blank. | |
(4) | Citizenship or Place of Organization Furnish citizenship if the named reporting person is a natural person. Otherwise, furnish place of organization. | |
(5) | - | (9), (11) Aggregate Amount Beneficially Owned By Each Reporting Person, Etc. Rows (5) through (9) inclusive, and (11) are to be completed in accordance with the provisions of Item 4 of Schedule 13G. All percentages are to be rounded off to the nearest tenth (one place after decimal point). |
(10) | Check if the aggregate amount reported as beneficially owned in row (9) does not include shares as to which beneficial ownership is disclaimed pursuant to Rule 13d-4 [17 CFR 240.13d-4] under the Securities Exchange Act of 1934. | |
(12) | Type of Reporting Person Please classify each reporting person according to the following breakdown (see Item 3 of Schedule 13G) and place the appropriate symbol on the form: |
Category | Symbol | |
Broker Dealer
|
BD | |
Bank
|
BK | |
Insurance Company
|
IC | |
Investment Company
|
IV | |
Investment Adviser
|
IA | |
Employee Benefit Plan, Pension Fund, or Endowment Fund
|
EP | |
Parent Holding Company/Control Person
|
HC | |
Savings Association
|
SA | |
Church Plan
|
CP | |
Corporation
|
CO | |
Partnership
|
PN | |
Individual
|
IN | |
Other
|
OO |
A. | Statements filed pursuant to Rule 13d-1(b) containing the information required by this schedule shall be filed not later than February 14 following the calendar year covered by the statement or within the time specified in Rules 13d-1(b)(2) and 13d-2(c). Statements filed pursuant to Rule 13d-1(c) shall be filed within the time specified in Rules 13d-1(c), 13d-2(b) and 13d-2(d). Statements filed pursuant to Rule 13d-1(d) shall be filed not later than February 14 following the calendar year covered by the statement pursuant to Rules 13d-1(d) and 13d-2(b). | |
B. | Information contained in a form which is required to be filed by rules under section 13(f) (15 U.S.C. 78m(f)) for the same calendar year as that covered by a statement on this schedule may be incorporated by reference in response to any of the items of this schedule. If such information is incorporated by reference in this schedule, copies of the relevant pages of such form shall be filed as an exhibit to this schedule. | |
C. | The item numbers and captions of the items shall be included but the text of the items is to be omitted. The answers to the items shall be so prepared as to indicate clearly the coverage of the items without referring to the text of the items. Answer every item. If an item is inapplicable or the answer is in the negative, so state. |
(a) | Name of Issuer: Plumas Bancorp | ||
(b) | Address of Issuers Principal Executive Offices: 35 S. Lindan Ave., Quincy, CA 95971 |
(a) | Name of Person Filing: |
(i) | Cortopassi Family Trust (CFT) | ||
(ii) | Cortopassi Partners, L.P. (CP) | ||
(iii) | Dean A. Cortopassi (DC) |
(b) | Address of Principal Business Office or, if none, Residence: 11292 North Alpine Rd., Stockton, CA 95212 |
(i) | CFT: California | ||
(ii) | CP: California | ||
(iii) | DC: United States of America |
(d) | Title of Class of Securities: Common Stock | ||
(e) | CUSIP Number: 729273 10 2 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | o | Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o); | ||||
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | ||||
(c) | o | Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c); | ||||
(d) | o | An investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | ||||
(e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | ||||
(f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | ||||
(g) | o | A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G); | ||||
(h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | o | A church plan that is excluded from the definition of an investment | ||||
company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||||||
(j) | o | Group, in accordance with §240.13d-1(b)(1)(ii)(J) |
(a) | Amount beneficially owned: |
(i) | CFT: 170,824 | ||
(iii) | CP: 315,551 shares | ||
(iii) | DC: 486,375 shares |
(b) | Percent of class: |
(i) | CFT: 3.57% | ||
(ii) | CP: 6.60% | ||
(iii) | DC: 10.17% |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote: |
(a) | CFT:170,824 | ||
(b) | CP: 315,551 | ||
(c) | DC: 486,375 |
(ii) | Shared power to vote or to direct the vote: |
(a) | CFT: -0- | ||
(b) | CP: -0- | ||
(c) | DC: -0- |
(iii) | Sole power to dispose or to direct the disposition of: |
(a) | CFT:170,824 | ||
(b) | CP: 315,551 | ||
(c) | DC: 486,375 |
(iv) | Shared power to dispose or to direct the disposition of: |
(a) | CFT: -0- | ||
(b) | CP: -0- | ||
(c) | DC: -0- |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
(b) | The following certification shall be included if the statement is filed pursuant to §240.13d-1(c): |
CORTOPASSI PARTNERS, L.P. | ||||
By: San Tomo, Inc., General Partner | ||||
/s/ Dean A. Cortopassi
|
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Date: 3/5/09 | ||||
CORTOPASSI FAMILY TRUST | ||||
/s/ Dean A. Cortopassi
|
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Date: 3/5/09 | ||||
/s/ Dean A. Cortopassi
|
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Date: 3/5/09 |
CORTOPASSI PARTNERS, L.P. | |||
By: San Tomo, Inc., General Partner | |||
/s/ Dean A. Cortopassi
|
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Date: 3/5/09 | |||
CORTOPASSI FAMILY TRUST | |||
/s/ Dean A. Cortopassi
|
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Date: 3/5/09 | |||
/s/ Dean A. Cortopassi
|
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Date: 3/5/09 |