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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 44 )*
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
893617-20-9 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): American Realty Trust, Inc., FEI No. 54-0697989 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) WC | ||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Georgia | ||||||||||
7 | SOLE VOTING POWER 162,259 | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER -0- | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | |||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER 162,259 | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER -0- | |||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,440,408 | ||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 67.28% | ||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO | ||||||||||
CUSIP No. |
893617-20-9 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): Transcontinental Realty Acquisition Corporation, FEI No. 13-4243611 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) WC | ||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Nevada | ||||||||||
7 | SOLE VOTING POWER 1,213,226 | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER -0- | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | |||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER 1,213,226 | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER -0- | |||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,213,226 | ||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.0% | ||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO | ||||||||||
CUSIP No. |
893617-20-9 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): American Realty Investors, Inc., FEI No. 75-2847135 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) WC | ||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Nevada | ||||||||||
7 | SOLE VOTING POWER -0- | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER -0- | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | |||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER -0- | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER -0- | |||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,653,634 | ||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 82.28% | ||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO | ||||||||||
CUSIP No. |
893617-20-9 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): EQK Holdings, Inc., FEI No. 75-2931679 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) WC | ||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Nevada | ||||||||||
7 | SOLE VOTING POWER 5,278,149 | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER -0- | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | |||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER 5,278,149 | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER -0- | |||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,278,149 | ||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 65.27% | ||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO | ||||||||||
Item 1. | Security and Issuer |
Item 2. | Identity and Background |
Item 3. | Source and Amount of Funds or Other Consideration |
Item 5. | Interest in Securities of the Issuer |
-1-
No. of Shares | Approximate % | |||||||
Name | Owned Directly | Class | ||||||
ART* |
5,440,408 | 67.28 | % | |||||
ARL* |
6,653,634 | 82.28 | % | |||||
EQK |
5,278,549 | 65.27 | % | |||||
TCI AcqSub |
1,213,226 | 15.00 | % | |||||
Totals |
6,491,375 | 82.16 | % | |||||
* | 5,278,149(a) are the same Shares owned by EQK; EQK is a wholly-owned subsidiary of ART which in turn is a wholly-owned subsidiary of ARL; ARL is the indirect parent of EQK. ART owns 162,259 Shares direct but may, in the future, contribute part or all of such Shares to EQK. ARL does not hold direct ownership of any Shares. | |
| 1,213,226 shares are the same Shares owned by TCI AcqSub which is a wholly-owned subsidiary of ARL. |
Name of Director or | No. of Shares | % of | ||||||||
General Partner | Entity | Beneficially Owned | Class | |||||||
Ted P. Stokley |
ARL | 6,653,634* | | 82.28 | % | |||||
Sharon Hunt |
ARL | 6,653,634* | | 82.28 | % | |||||
Ted R. Munselle |
ARL | 6,653,634* | | 82.28 | % | |||||
Henry A. Butler |
ARL | 6,653,634* | | 82.28 | % | |||||
Robert A. Jakuszewski |
ARL | 6,653,634* | | 82.28 | % | |||||
Daniel J. Moos |
ARL | 6,653,634* | | 82.28 | % | |||||
Louis J. Corna |
ARL, ART, EQK and TCI AcqSub | 6,653,634* | | 82.28 | % | |||||
Total Units beneficially owned by Reporting Persons and individuals listed above: | 6,653,634 | 82.28 | % | |||||||
-2-
Item 6. | Contracts, Arrangements, Understandings Or Relationships With Respect To Securities Of The Issuer |
-3-
-4-
AMERICAN REALTY TRUST, INC. | ||
By:
|
/s/ Louis J. Corna | |
Louis J. Corna | ||
Executive Vice President and Secretary |
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TRANSCONTINENTAL
REALTY ACQUISITION CORPORATION |
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By:
|
/s/ Louis J. Corna | |
Louis J. Corna | ||
Vice President |
AMERICAN REALTY INVESTORS, INC. | ||
By:
|
/s/ Louis J. Corna | |
Louis J. Corna | ||
Executive Vice President and Secretary |
||
EQK HOLDINGS, INC. | ||
By:
|
/s/ Louis J. Corna | |
Louis J. Corna | ||
Vice President and Secretary |
-5-
Name and Capacity with | Present business in | |||
American Realty | which complaint is | |||
Investors, Inc. | Business Address | conducted | ||
Henry A. Butler Director |
1800 Valley View Lane, Suite 300 Dallas, Texas 75234 |
Broker Land Sales, Prime Income Asset Management, LLC. | ||
Sharon Hunt Director |
1800 Valley View Lane, Suite 300 Dallas, Texas 75234 |
Licensed realtor, Virginia Cook Realtors |
||
Robert Jakuszewski Director |
1800 Valley View Lane, Suite 300 Dallas, Texas 75234 |
Vice President, Sales and Marketing, New Horizons Communications, Inc. | ||
Ted R. Munselle Director |
1800 Valley View Lane, Suite 300 Dallas, Texas 75234 |
Vice President and Chief Financial Officer of Land Mark Nurseries, Inc. | ||
Ted P.Stokely Director |
1800 Valley View Lane, Suite 300 Dallas, Texas 75234 |
General Manager of ECF Senior Housing Corporation | ||
Daniel J. Moos President and Chief Operating Officer |
1800 Valley View Lane, Suite 300 Dallas, Texas 75234 |
President and Chief Operating Officer, Prime Income Asset Management, LLC. | ||
Louis J. Corna Executive Vice President Tax and General Counsel and Secretary |
1800 Valley View Lane, Suite 300 Dallas, Texas 75234 |
Executive Vice President Tax and General Counsel and Secretary, Prime Income Asset Management, LLC. |
-6-
Name and Capacity with | Present business in | |||
American Realty Trust, | which complaint is | |||
Inc. | Business Address | conducted | ||
Daniel J. Moos President and Chief Operating Officer |
1800 Valley View Lane, Suite 300 Dallas, Texas 75234 |
President and Chief Operating Officer, Prime Income Asset Management, LLC. | ||
Louis J. Corna Director, Executive Vice President, Tax and General Counsel and Secretary |
1800 Valley View Lane, Suite 300 Dallas, Texas 75234 |
Executive Vice President Tax and General Counsel and Secretary, Prime Income Asset Management, LLC. |
-7-
Present business in | ||||
Name and Capacity with | which complaint is | |||
EQK Holdings, Inc. | Business Address | conducted | ||
Daniel J. Moos President and Chief Operating Officer |
1800 Valley View Lane, Suite 300 Dallas, Texas 75234 |
President and Chief Operating Officer, Prime Income Asset Management, LLC. | ||
Louis J. Corna Director, Vice President and Secretary |
1800 Valley View Lane, Suite 300 Dallas, Texas 75234 |
Executive Vice President Tax and General Counsel and Secretary, Prime Income Asset Management, LLC. |
-8-
Name and Capacity with | Present business in | |||
Transcontinental | which complaint is | |||
Realty Acquisition Corporation | Business Address | conducted | ||
Daniel J. Moos President and Chief Operating Officer |
1800 Valley View Lane, Suite 300 Dallas, Texas 75234 |
President and Chief Operating Officer, Prime Income Asset Management, LLC. | ||
Louis J. Corna Director, Vice President and Secretary |
1800 Valley View Lane, Suite 300 Dallas, Texas 75234 |
Executive Vice President Tax and General Counsel and Secretary, Prime Income Asset Management, LLC. |
-9-