Washington | 001-14667 | 91-1653725 | ||
(State or other jurisdiction of | (Commission File Number) | (IRS Employer Identification | ||
incorporation) | Number) |
1301 Second Ave | ||
Seattle, Washington 98101 | 98101 | |
(Address of principal executive offices) | (Zip Code) |
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Item 3.03 | Material Modification to Rights of Security Holders. |
Item 5.03 | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
Item 8.01 | Other Events. |
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Item 9.01 | Financial Statements and Exhibits. |
Exhibit No. | Exhibit Description | |
1.1 | Underwriting Agreement dated December 11, 2007 among the Company and Lehman Brothers Inc. and
Morgan Stanley & Co. Incorporated, as representatives of the several underwriters named in
Schedule A therein. |
|
4.1 | Articles of Amendment of the Company filed on December 17, 2007 with the Secretary of State
of the State of Washington designating the preferences, limitations, voting powers and
relative rights of the Series R Preferred Stock incorporated
herein by reference to Exhibit 4.1 to the Companys
Registration Statement on Form 8-A, filed on December 17, 2007. |
|
4.2 | Form
of certificate representing the Series R Preferred Stock
(included in Exhibit 4.1 hereto). |
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Date: December 17, 2007 | Washington Mutual, Inc. |
|||
By: | /s/ Robert J. Williams | |||
Name: | Robert J. Williams | |||
Title: | Senior Vice President and Treasurer | |||
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Exhibit No. | Exhibit | |
1.1 | Underwriting Agreement dated December 11, 2007 among the Company and Lehman Brothers Inc. and
Morgan Stanley & Co. Incorporated, as representatives of the several underwriters named in
Schedule A therein. |
|
4.1 | Articles of Amendment of the Company filed on December 17, 2007 with the Secretary of State
of the State of Washington designating the preferences, limitations, voting powers and
relative rights of the Series R Preferred Stock incorporated
herein by reference to Exhibit 4.1 to the Companys
Registration Statement on Form 8-A, filed on December 17, 2007. |
|
4.2 | Form
of certificate representing the Series R Preferred Stock
(included in Exhibit 4.1 hereto). |