SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 TRANSCONTINENTAL REALTY INVESTORS, INC. (Name of the Issuer) AMERICAN REALTY INVESTORS, INC. (Other Person) BASIC CAPITAL MANAGEMENT, INC. (Other Person) GENE E. PHILLIPS (Other Person) TRANSCONTINENTAL ACQUISITION CORPORATION (Offeror) TRANSCONTINENTAL REALTY INVESTORS, INC. (Issuer) INCOME OPPORTUNITY ACQUISITION CORPORATION (Other Person) (Names of Filing Persons) COMMON STOCK, PAR VALUE .01 PER SHARE (Title of Class of Securities) 893617-20-9 (CUSIP Number of Class of Securities) ROBERT A. WALDMAN 1800 VALLEY VIEW LANE, SUITE 300 DALLAS, TEXAS 75234 (469) 522-4200 (469) 522-4360 (FAX) --------------- With copies to: --------------- STEVEN C. METZGER, ESQ. JEFFREY M. SONE, ESQ. PRAGER METZGER & KROEMER, PLLC JACKSON WALKER L.L.P. 2626 COLE AVENUE, SUITE 900 901 MAIN STREET, SUITE 6000 DALLAS, TEXAS 75204 DALLAS, TEXAS 75202 (214) 969-7600 (214) 953-6000 (214) 523-3838 (FAX) (214) 953-5822 (FAX) (Name, Address, and Telephone Numbers of Person Authorized to Receive Notices and Communications on Behalf of the Persons Filing Statement) Calculation of Filing Fee ================================================================================ Transaction valuation Amount of filing fee -------------------------------------------------------------------------------- Not Applicable Not Applicable ================================================================================ Amount Previously Paid: Not Applicable Filing Party: Not Applicable Form or Registration No.: Not Applicable Date Filed: Not Applicable [X] Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. Check the appropriate boxes below to designate any transactions to which the statement relates [X] third-party tender offer subject to Rule 14d-1. [ ] issuer tender offer subject to Rule 13e-4. [X] going private transaction subject to Rule 13e-3 [ ] amendment to Schedule 13D under Rule 13d-2. Check the following box if the filing is a final amendment reporting the results of the tender offer: [ ] TABLE OF CONTENTS Item 12. Exhibits Exhibit Index Exhibit (A)(5)(i) (A)(5)(i) Press Release issued by American Realty Investors, Inc. on November 8, 2002 EXHIBIT INDEX (a)(5)(i) Press release issued by American Realty Investors, Inc. on November 8, 2002.