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OMB APPROVAL
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OMB Number: 3235-0104
Expires: January 31, 2005
Estimated average burden
hours per response.....0.5
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FORM 3
------ U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
{Print or Type Responses)
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1. Name and Address of Reporting Person* |2. Date of Event Requiring Statement |6. If Amendment, Date
| (Month/Day/Year) | of Original
Gilbertson Cathy L | 4/16/2003 | (Month/Day/Year)
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(Last) (First) (Middle) |3. IRS Identification |4. Issuer Name AND Ticker |
| Number of | or Trading Symbol |
| Reporting Person, | |
| if an Entity | |
450 Princeton Ave. | (Voluntary) | Alpena Bancshares, Inc. (ALPN) |
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(Street) | |5. Relationship of Reporting Person(s) |7. Individual or
| | to Issuer (Check all applicable) | Joint/Group Filing
Alpena MI 49707 | | Director 10% Owner | (Check applicable line)
------------------------------------------| | ----- ----- | X Form filed by
(City) (State) (Zip) | | X Officer (give title below) | ----- One Reporting
----- Person
Other (specify below) Form filed by
----- ----- More than One
Senior Information Officer Reporting Person
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TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED
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1. Title of Security | 2. Amount of Securities | 3. Ownership Form: | 4. Nature of Indirect Beneficial Ownership
(Instr. 4) | Beneficially Owned | Direct (D) or | (Instr. 5)
| (Instr. 4) | Indirect (I) |
| | (Instr. 5) |
----------------------------------|---------------------------|---------------------|-----------------------------------------------
Common Stock, par value $1.00 per | | |
share | 0 | |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO
RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER. (Over)
SEC 1474 (9-02)
FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative | 2. Date Exercisable | 3. Title and Amount of Securities |4. Conversion |5. Ownership |6. Nature of
Security (Instr. 4) | and Expiration Date | Underlying Derivative Securities | or Exercise | Form of | Indirect
| (Month/Day/Year) | (Instr. 4) | Price of | Derivative| Beneficial
| | | Derivative | Security: | Ownership
| | | Security | Direct | (Instr. 5)
| | | | (D) or |
|------------------------|--------------------------------------| | Indirect |
| | | | Amount or | | (I) |
| Date | Expiration| | Number of | | (Instr. 5)|
| Exercisable| Date | Title | Shares | | |
-----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|--------------
| | | | | | |
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Explanation of Responses:
/s/ Cathy L. Gilbertson 4/17/2003
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, See Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.