UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
13d-1(a) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(a)
Under the Securities Exchange Act of 1934
(Amendment No. 3)
(Name of Issuer)
Common Stock, $0.001 par value per share
(Title of Class of Securities)
(CUSIP Number)
Federico Pignatelli
Pier 59 Studios
Pier 59
Chelsea Pier
New York, NY 10011
(917) 960-3200
Copies to:
Bruce D. Meyer
Gibson, Dunn & Crutcher LLP
333 South Grand Avenue
Los Angeles, CA 90071
(213) 229-7979
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
TABLE OF CONTENTS
This Amendment No. 3 (this Amendment) amends and supplements the Schedule 13D
filed on May 17, 2010, as amended by Amendment No. 1 filed on June 8, 2010 and Amendment No. 2
filed on June 11, 2010 (as amended and supplemented, the Schedule 13D), by the Reporting
Person relating to the common stock, par value $0.001 per share (Common Stock) of Biolase
Technology, Inc., a Delaware corporation (the Issuer). Information reported in the
Schedule 13D remains in effect except to the extent that it is amended, supplemented, restated or
superseded by information contained in this Amendment. Capitalized terms
used but not defined in this Amendment have the respective meanings set forth in the Schedule 13D.
Item 1. Security and Issuer.
Item 1 is hereby amended and restated as follows:
This Amendment, which relates to the Reporting Persons
beneficial ownership of the Issuers Common Stock, is being
filed to supplement the disclosure in Item 4 and amend and
restate Item 7 of the Schedule 13D. The principal executive
offices of the Issuer are located at 4 Cromwell, Irvine,
California 92618.
Item 4. Purpose of Transaction.
Item 4 of the Schedule 13D is hereby supplemented as follows:
As previously disclosed in Amendment No. 1 to the Original
Filing, which the Reporting Person filed with the SEC on June
8, 2010, the Reporting Person delivered a letter to the
Secretary of the Issuer requesting that the Secretary call a
special stockholder meeting by June 9, 2010. As of the date
hereof, the Secretary has not called such meeting. Given the
failure of the Secretary to call such meeting and the
importance of the matters for which the Reporting Person
requested such meeting to the Issuers stockholders, on June
16, 2010, at the direction of the Reporting Person, Brown
Brothers Harriman & Co., as a nominee and non-discretionary custodial agent of the Reporting Person, sent a letter (the Written Consent
Letter) to the Secretary of the Issuer requesting that the
Board of Directors of the Issuer fix a record date for
stockholders entitled to take action by written consent with
respect to the following matters: (i) removal of all persons serving as directors of the Issuer, other
than himself and Mr. David M. Mulder; (ii) appointment of three
new directors to fill the vacancies created by
the removal of certain of the existing directors; and (iii) amend
Article 3, Section 3.2
of the Bylaws to set the Board size at five with the ability of the
Board to set a different size by the unanimous vote of all members of the Board.
The Reporting Person intends to file a proxy statement with
the SEC for purposes of soliciting proxies in relation to the
foregoing stockholder action by written consent and plans to
engage Innisfree M&A Incorporated to assist him in the
solicitation of such proxies. The Reporting Person will view
any action by the Issuer to issue additional securities on or
after the date hereof as part of the Boards efforts to
entrench itself and disenfranchise the Issuers existing
stockholders.
A copy of the Written Consent Letter is filed herewith and
attached hereto as Exhibit 3 and is incorporated by reference
herein. The description of the Written Consent Letter is
qualified it its entirety by reference to the attached Exhibit
3.
Item 7. Material to Be Filed as Exhibits.
Item 7 is hereby amended and restated as follows:
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Exhibit 1 |
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Letter to Secretary of Biolase Technology, Inc., dated June 7, 2010 (filed
as Exhibit 1 to Amendment No. 1 to Schedule 13D, filed on June 8, 2010). |
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Exhibit 2 |
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Response Letter from Special Committee of Board of Directors of Biolase
Technology, Inc. to Federico Pignatelli, dated June 10, 2010 (filed as Exhibit
99.1 to the Issuers Current Report on Form 8-K, filed on June 11, 2010). |
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Exhibit 3 |
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Letter to Secretary of Biolase Technology, Inc., dated June 16, 2010. |