sc13dza
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 17)1
NACCO Industries, Inc.
(Name of Issuer)
Class A Common Stock, par value $1.00 per share
(Title of Class of Securities)
629579 1 03
(CUSIP Number)
Alfred M. Rankin, Jr.
5875 Landerbrook Drive
Cleveland, Ohio 44124-4017
(216) 449-9600
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 2010
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the
acquisition that is the subject of this Schedule 13D, and is filing this schedule because of
§§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 31 Pages)
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1 |
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The remainder of this cover page shall be filled out for a reporting
persons initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter disclosures provided in a prior cover
page. |
The information required on the remainder of this cover page shall not be deemed to be filed
for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
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CUSIP No. |
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629579 10 3 |
Schedule 13D/A |
Page |
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2 |
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of |
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31 Pages |
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1 |
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alfred M. Rankin, Jr. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO -- See Item 3. |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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141,870 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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584,800 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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141,870 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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584,800 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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726,670 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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10.9% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
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629579 10 3 |
Schedule 13D/A |
Page |
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3 |
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of |
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31 Pages |
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1 |
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas T. Rankin |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO -- See Item 3. |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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52,861 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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455,698 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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52,861 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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455,698 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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508,559 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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7.6% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
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629579 10 3 |
Schedule 13D/A |
Page |
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4 |
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of |
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31 Pages |
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1 |
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Claiborne R. Rankin |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO -- See Item 3. |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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29,263 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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459,849 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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29,263 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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459,849 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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489,112 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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7.3% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
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629579 10 03 |
Schedule 13D/A |
Page |
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5 |
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of |
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31 Pages |
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1 |
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Roger F. Rankin |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO - See Item 3 |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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75,450 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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452,679 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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75,450 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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452,679 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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528,129 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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7.9% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
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629579 10 03 |
Schedule 13D/A |
Page |
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6 |
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of |
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31 Pages |
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1 |
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Bruce T. Rankin |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO - See Item 3 |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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563 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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444,130 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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444,130 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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6.6% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
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7 |
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of |
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31 Pages |
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1 |
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
John C. Butler, Jr. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO - See Item 3 |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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16,091 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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39,162 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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16,091 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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377,457 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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393,548 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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5.9% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
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629579 10 3 |
Schedule 13D/A |
Page |
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8 |
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of |
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31 Pages |
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1 |
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Matthew M. Rankin |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO - See Item 3 |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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500 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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10,439 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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500 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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348,734 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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349,234 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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5.2% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
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9 |
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of |
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31 Pages |
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1 |
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) James T. Rankin |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) þ |
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3 |
|
SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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|
OO - See Item 3 |
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5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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|
o |
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6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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15,683 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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1,771 |
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EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
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|
PERSON |
|
15,683 |
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WITH |
10 |
|
SHARED DISPOSITIVE POWER |
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|
340,066 |
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|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
355,749 |
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|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
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|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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|
|
5.3% |
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|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
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10 |
|
of |
|
31 Pages |
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1 |
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Alison A. Rankin |
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2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
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(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO - See Item 3 |
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|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
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|
USA
|
|
|
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|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
9,112 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
75,450 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
9,112 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
519,017 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
528,129 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
7.9% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
11 |
|
of |
|
31 Pages |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Victoire G. Rankin |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO -- See Item 3. |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
21,006 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
262,097 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
21,006 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
705,664 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
726,670 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
10.9% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
12 |
|
of |
|
31 Pages |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Corbin K. Rankin |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) þ |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO -- See Item 3. |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
3,622 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
61,370 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
3,622 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
504,937 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
508,559 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
7.6% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
13 |
|
of |
|
31 Pages |
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Chloe O. Rankin |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO - See Item 3 |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
4,783 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
40,762 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
4,783 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
484,329 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
489,112 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
7.3% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
14 |
|
of |
|
31 Pages |
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) David B. Williams |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO - See Item 3 |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
4,916 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
39,162 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
4,916 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
377,457 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
382,373 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.7% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
15 |
|
of |
|
31 Pages |
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Clara Rankin Williams |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO - See Item 3 |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
39,162 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
4,916 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
39,162 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
343,211 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
382,373 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.7% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
16 |
|
of |
|
31 Pages |
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Scott Seelbach |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO - See Item 3 |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
722 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
15,341 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
722 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
353,636 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
354,358 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.3% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
17 |
|
of |
|
31 Pages |
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Elizabeth B. Rankin |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO - See Item 3 |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
722 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
10,217 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
722 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
348,512 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
349,234 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.2% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
18 |
|
of |
|
31 Pages |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Claiborne R. Rankin, Jr. |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO -- See Item 3. |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
5,727 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
344,022 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
344,022 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
19 |
|
of |
|
31 Pages |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Helen R. Butler |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO -- See Item 3. |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
55,253 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
393,548 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
393,548 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.9% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
20 |
|
of |
|
31 Pages |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Julia L. Rankin |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO -- See Item 3. |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
6,012 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
344,307 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
344,307 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
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|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
21 |
|
of |
|
31 Pages |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas Parker Rankin |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO -- See Item 3. |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
4,322 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
4,322 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
338,295 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
342,617 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
22 |
|
of |
|
31 Pages |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Lynne T. Rankin |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO -- See Item 3. |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
563 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
16,891 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
563 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
355,186 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
355,749 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.3% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
23 |
|
of |
|
31 Pages |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Chloe R. Seelbach |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS* |
|
|
|
OO -- See Item 3. |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
USA
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
15,341 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
722 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
15,341 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
339,017 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
354,358 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
5.3% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON* |
|
|
|
IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
24 |
|
of |
|
31 Pages |
This Amendment No. 17 to Schedule 13D (this Amendment No. 17) is hereby filed to update
and supplement certain information with respect to the shares of Class A Common Stock (the Class A
Common) of NACCO Industries, Inc. (the Company) held by Rankin Associates II, L.P., a Delaware
limited partnership (the Partnership), that appeared in the Schedule 13D on February 18, 1998
(the Initial Filing), as amended on March 30, 1998 (the Amendment No. 1), as amended on April
20, 1998 (the Amendment No. 2), as amended on January 11, 1999 (the Amendment No. 3), as
amended on May 28, 1999 (the Amendment No. 4), as amended on November 13, 2000 (the Amendment
No. 5), as amended on February 14, 2001 (the Amendment No. 6), as amended on January 10, 2002
(the Amendment No. 7), as amended on October 31, 2002 (the Amendment No. 8), as amended on
January 9, 2003 (the Amendment No. 9), as amended on April 28, 2003 (the Amendment No. 10), as
amended on February 17, 2004 (the Amendment No. 11), as amended on February 15, 2005 (the
Amendment No. 12), as amended on February 14, 2006 (the Amendment No. 13), as amended on
February 14, 2007 (the Amendment No. 14), as amended on February 14, 2008 (the Amendment No.
15) and as amended on February 13, 2009 (the Amendment No. 16) (collectively, the Filings).
This Amendment No. 17 (a) updates certain information with respect to certain Reporting Persons
under the Filings and (b) reflects the acquisitions and/or dispositions of shares of Class A Common
by certain Reporting Persons. Capitalized terms used herein but not defined herein have the
meanings assigned to them in the Filings.
Item 2. Identity and Background.
(a) (c) Item 2 of the Filings is hereby amended as follows:
The statements under the heading Julia L. Rankin, which appear in the Filings, are hereby
deleted and replaced in their entirety by the following:
Julia L. Rankin. Ms. Rankins address is 30 Irving Street, Apartment 42, Cambridge,
Massachusetts 02138. She is a student.
Item 5. Interest in Securities of the Issuer.
(a) (b) The first paragraph under the heading Item 5. Interest in Securities of the
Issuer in the Filings is hereby deleted and replaced in its entirety by the following:
Pursuant to the Act and the regulations thereunder, the Reporting Persons may be deemed as a
group to beneficially own 338,295 shares of Class A Common, the aggregate number of shares of Class
A Common which are held by the Partnership, representing approximately 5.1% of the outstanding
Class A Common as of December 31, 2009.
The sixth paragraph under the heading Item 5. Interest in Securities of the Issuer in the
Filings reporting the beneficial ownership of Class A Common by Alfred M. Rankin, Jr. is hereby
deleted and replaced in its entirety by the following:
Alfred M. Rankin, Jr. Mr. Rankin (a) shares with his mother (Clara L.T. Rankin) the power to
vote and dispose of 23,200 shares of Class A Common pursuant to an agreement with his mother,
creating a trust for the benefit of her grandchildren; (b) shares with National City Bank (NCB)
the power to vote and dispose of 27,008 shares of Class A Common held by the A.M. Rankin Sr. GST
Trusts for the benefit of Alfred M. Rankin, Sr.s grandchildren; (c) shares with his daughter
(Helen R. Butler) the power to vote and dispose of 39,162 shares of Class A Common held in trust
for the benefit of that daughter; (d) shares with Rankin Management, Inc. and the other Reporting
Persons the power to vote and dispose of 338,295 shares of Class A Common held by the Partnership;
(e) shares with the other partners of Rankin IV the power to vote and dispose of 105,272 shares of
Class A Common held by Rankin IV; (f) has the sole power to vote and dispose of 127,870 shares of
Class A Common under the Alfred Rankin Trust, with himself as trustee and for his benefit; (g)
shares with NCB the power to vote and dispose of 30,000 shares of Class A Common held in a
revocable trust for the benefit of his mother; (h) has the sole power to vote and dispose of 14,000
shares of Class A Common held in an individual retirement account; (i) is deemed to share with his
spouse (Victoire Rankin) the power to vote and dispose of 21,006 shares of Class A Common owned by
his spouse; (j) shares with his mother the power to vote and dispose of 294 shares of
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|
CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
25 |
|
of |
|
31 Pages |
Class A
Common held in a trust for the benefit of his mother; and (k) shares with his brother (Bruce T.
Rankin) the power to
vote and dispose of 563 shares of Class A Common held in trust for the benefit of that
brother. Collectively, the 726,670 shares of Class A Common beneficially owned by Mr. Rankin
constitute approximately 10.9% of the Class A Common outstanding as of December 31, 2009.
The seventh paragraph under the heading Item 5. Interest in Securities of the Issuer in the
Filings reporting the beneficial ownership of Class A Common by Thomas T. Rankin is hereby deleted
and replaced in its entirety by the following:
Thomas T. Rankin. Mr. Rankin (a) has sole power to vote and dispose of 52,861 shares of Class
A Common under the Thomas Rankin Trust; (b) is deemed to share with his spouse (Corbin K. Rankin)
the power to vote and to dispose of 3,622 shares of Class A Common owned by his spouse; (c) shares
as a co-trustee with his son (Matthew M. Rankin) of a trust for the benefit of his son the power to
vote and dispose of 8,509 shares of Class A Common; (d) shares with Rankin Management, Inc. and the
other Reporting Persons the power to vote and dispose of 338,295 shares of Class A Common held by
the Partnership; and (e) shares with the other partners of Rankin IV the power to vote and dispose
of 105,272 shares of Class A Common held by Rankin IV. Collectively, the 508,559 shares of Class A
Common beneficially owned by Mr. Rankin constitute approximately 7.6% of the Class A Common
outstanding as of December 31, 2009.
The eighth paragraph under the heading Item 5. Interest in Securities of the Issuer in the
Filings reporting the beneficial ownership of Class A Common by Claiborne R. Rankin is hereby
deleted and replaced in its entirety by the following:
Claiborne R. Rankin. Mr. Rankin (a) has sole power to vote and dispose of 29,263 shares of
Class A Common under the Claiborne Rankin Trust; (b) is deemed to share, as trustee, the power to
vote and dispose of 5,727 shares of Class A Common held in trust for the benefit of his son
(Claiborne R. Rankin, Jr.); (c) is deemed to share, as trustee, the power to vote and dispose of
5,772 shares of Class A Common held in trust for the benefit of his daughter (Julia L. Rankin); (d)
is deemed to share with his spouse (Chloe O. Rankin) the power to vote and dispose of 4,783 shares
of Class A Common owned by his spouse; (e) shares with Rankin Management, Inc. and the other
Reporting Persons the power to vote and dispose of 338,295 shares of Class A Common held by the
Partnership; and (f) shares with the other partners of Rankin IV the power to vote and dispose of
105,272 shares of Class A Common held by Rankin IV. Collectively, the 489,112 shares of Class A
Common beneficially owned by Mr. Rankin constitute approximately 7.3% of the Class A Common
outstanding as of December 31, 2009.
The ninth paragraph under the heading Item 5. Interest in Securities of the Issuer in the
Filings reporting the beneficial ownership of Class A Common by Roger F. Rankin is hereby deleted
and replaced in its entirety by the following:
Roger F. Rankin. Mr. Rankin (a) has sole power to vote and dispose of 75,450 shares of Class A
Common under the Roger F. Rankin Trust; (b) is deemed to share with his spouse (Alison A. Rankin)
the power to vote and dispose of 3,938 shares of Class A Common held in trust for his daughter (A.
Farnham Rankin) and 2,051 shares of Class A Common held in trust for another daughter (Elizabeth M.
Rankin) for which his spouse is trustee; (c) is deemed to share with his spouse the power to vote
and dispose of 3,123 shares of Class A Common owned by his spouse; (d) shares with Rankin
Management, Inc. and the other Reporting Persons the power to vote and dispose of 338,295 shares of
Class A Common held by the Partnership; and (e) shares with the other partners of Rankin IV the
power to vote and dispose of 105,272 shares of Class A Common held by Rankin IV. Collectively, the
528,129 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 7.9% of
the Class A Common outstanding as of December 31, 2009.
The tenth paragraph under the heading Item 5. Interest in Securities of the Issuer in the
Filings reporting the beneficial ownership of Class A Common by Bruce T. Rankin is hereby deleted
and replaced in its entirety by the following:
Bruce T. Rankin. Mr. Rankin (a) is deemed to share with his brother (Alfred M. Rankin, Jr.)
the power to vote and dispose of 563 shares of Class A Common held by a trust, created for his
benefit and for which his brother
|
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CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
26 |
|
of |
|
31 Pages |
is the trustee; (b) shares with Rankin Management, Inc. and the
other Reporting Persons the power to dispose of 338,295 shares of Class A Common held by the
Partnership; and (c) shares with the other partners of Rankin IV the
power to dispose of 105,272 shares of Class A Common held by Rankin IV. Collectively, the
444,130 shares of Class A Common held by Mr. Rankin constitute approximately 6.6% of the Class A
Common outstanding as of December 31, 2009.
The eleventh paragraph under the heading Item 5. Interest in Securities of the Issuer in the
Filings reporting the beneficial ownership of Class A Common by John C. Butler, Jr. is hereby
deleted and replaced in its entirety by the following:
John C. Butler, Jr. Mr. Butler (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) has sole power to vote and dispose of 16,091
shares of Class A Common held by Mr. Butler, including (i) 8,942 shares of Class A Common held in a
revocable trust for the benefit of Mr. Butler, (ii) 2,800 shares of Class A Common held in his
individual retirement account, (iii) as trustee, 2,252 shares of Class A Common held in a trust for
the benefit of his minor daughter (Clara R. Butler) and (iv) as trustee, 2,097 shares of Class A
Common held in a trust for the benefit of his minor son (Griffith B. Butler); and (c) is deemed to
share with his spouse (Helen R. Butler) the power to vote and dispose of 39,162 shares of Class A
Common beneficially owned by his spouse. Collectively, the 393,548 shares of Class A Common
beneficially owned by Mr. Butler constitute approximately 5.9% of the Class A Common outstanding as
of December 31, 2009.
The twelfth paragraph under the heading Item 5. Interest in Securities of the Issuer in the
Filings reporting the beneficial ownership of Class A Common by Matthew M. Rankin is hereby deleted
and replaced in its entirety by the following:
Matthew M. Rankin. Mr. Rankin (a) has sole power to vote and dispose of 500 shares of Class A
Common; (b) as a co-trustee, Mr. Rankin shares with his father (Thomas T. Rankin) the power to vote
and dispose of 8,509 shares of Class A Common held in a trust for the benefit of Mr. Rankin; (c) by
virtue of the Partnership Interests received as gifts, shares with Rankin Management, Inc. and the
other Reporting Persons the power to dispose of 338,295 shares of Class A Common held by the
Partnership; (d) is deemed to share with his spouse (Elizabeth B. Rankin) the power to vote and
dispose of 722 shares of Class A Common owned by his spouse; (e) as a co-trustee, Mr. Rankin shares
with his brother (James T. Rankin) the power to vote and dispose of 645 shares of Class A Common
held in a trust for the benefit of his daughter (Mary M. Rankin); and (f) as a co-trustee, Mr.
Rankin shares with his brother (James T. Rankin) the power to vote and dispose of 563 shares of
Class A Common held in a trust for the benefit of his son (William A. Rankin). Collectively, the
349,234 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 5.2% of
the Class A Common outstanding as of December 31, 2009.
The thirteenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of James T. Rankin is hereby deleted and replaced in
its entirety by the following:
James T. Rankin. Mr. Rankin (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) has sole power to vote and dispose of 15,683
shares of Class A Common; (c) is deemed to share with his spouse (Lynne T. Rankin) the power to
vote and dispose of 563 shares of Class A Common owned by his spouse; (d) as a co-trustee, Mr.
Rankin shares with his brother (Matthew M. Rankin) the power to vote and dispose of 645 shares of
Class A Common held in a trust for the benefit of his niece (Mary M. Rankin); and (e) as a
co-trustee, Mr. Rankin shares with his brother (Matthew M. Rankin) the power to vote and dispose of
563 shares of Class A Common held in a trust for the benefit of his nephew (William A. Rankin).
Collectively, the 355,749 shares of Class A Common beneficially owned by Mr. Rankin constitute
approximately 5.3% of the Class A Common outstanding as of December 31, 2009.
The fourteenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Alison A. Rankin is hereby
deleted and replaced in its entirety by the following:
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CUSIP No. |
|
629579 10 3 |
Schedule 13D/A |
Page |
|
27 |
|
of |
|
31 Pages |
Alison A. Rankin. Mrs. Rankin (a) by virtue of the Partnership Interests received as
gifts, shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of
338,295 shares of Class A Common held by the Partnership; (b) has sole power to vote and dispose of
3,123 shares of Class A Common; (c) is deemed to share with her spouse (Roger F. Rankin) the power
to vote and dispose of 75,450 shares of Class A Common owned by a revocable trust for the benefit
of her spouse; (d) has the sole power to vote and to dispose of 3,938 shares of Class A Common held
in trust for a daughter (A. Farnham Rankin) and 2,051 shares of Class A Common held in trust for
another daughter (Elizabeth M. Rankin), as trustee under both trusts; and (e) is deemed to share
with her spouse the power to dispose of 105,272 shares of Class A Common held by Rankin IV.
Collectively, the 528,129 shares of Class A Common beneficially owned by Mrs. Rankin constitute
approximately 7.9% of the Class A Common outstanding as of December 31, 2009.
The fifteenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Victoire G. Rankin is hereby
deleted and replaced in its entirety by the following:
Victoire G. Rankin. Mrs. Rankin (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) has the sole power to vote and dispose of
21,006 shares of Class A Common held in a trust created under the Agreement, dated September 28,
2000, creating a trust for the benefit of Mrs. Rankin; (c) is deemed to share with her spouse
(Alfred M. Rankin, Jr.) the power to vote and dispose of 23,200 shares of Class A Common owned by a
trust created for the benefit of the grandchildren of Clara L.T. Rankin because her spouse is
trustee of such trust; (d) is deemed to share with her spouse the power to vote and dispose of
27,008 shares of Class A Common held in trusts created for the benefit of the grandchildren of
Alfred M. Rankin, Sr. because her spouse is a co-trustee of such trusts; (e) is deemed to share
with her spouse the power to vote and dispose of 39,162 shares of Class A Common owned by a trust
created for the benefit of her daughter (Helen R. Butler) because her spouse is trustee of such
trust; (f) is deemed to share with her spouse the power to vote and dispose of 127,870 shares of
Class A Common owned by a revocable trust for the benefit of her spouse; (g) is deemed to share
with her spouse the power to vote and dispose of an additional 14,000 shares of Class A Common held
by her spouse in an individual retirement account; (h) is deemed to share with her spouse the power
to vote and dispose of 30,000 shares of Class A Common held in trust for the benefit of Clara L.T.
Rankin because her spouse is a co-trustee of such trust; (i) is deemed to share with her spouse the
power to dispose of 105,272 shares of Class A Common held by Rankin IV; (j) is deemed to share with
her spouse the power to vote and dispose of 294 shares of Class A Common held in a trust for the
benefit of his mother because her spouse is trustee of such trust; and (k) is deemed to share with
her spouse the power to vote and dispose of 563 shares of Class A Common held in a trust for the
benefit of his brother (Bruce T. Rankin) because her spouse is trustee of such trust. Collectively,
the 726,670 shares of Class A Common beneficially owned by Mrs. Rankin constitute approximately
10.9% of the Class A Common outstanding as of December 31, 2009.
The sixteenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Corbin K. Rankin is hereby
deleted and replaced in its entirety by the following:
Corbin K. Rankin. Mrs. Rankin (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) has sole power to vote and dispose of 3,622
shares of Class A Common held by Mrs. Rankin; (c) is deemed to share with her spouse (Thomas T.
Rankin) the power to vote and dispose of 52,861 shares of Class A Common owned by a revocable trust
for the benefit of her spouse; (d) is deemed to share with her spouse the power to vote and dispose
of 8,509 shares of Class A Common held by her spouse as a co-trustee of a trust for the benefit of
her son (Matthew M. Rankin); and (e) is deemed to share with her spouse the power to dispose of
105,272 shares of Class A Common held by Rankin IV. Collectively, the 508,559 shares of Class A
Common beneficially owned by Mrs. Rankin constitute approximately 7.6% of the Class A Common
outstanding as of December 31, 2009.
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629579 10 3 |
Schedule 13D/A |
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The seventeenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Chloe O. Rankin is hereby
deleted and replaced in its entirety by the following:
Chloe O. Rankin. Mrs. Rankin (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) is deemed to share with her spouse (Claiborne
R. Rankin) the power to vote and dispose of 29,263 shares of Class A Common held by a revocable
trust created for the benefit of her spouse; (c) is deemed to share with her spouse the power to
vote and dispose of 5,727 shares of Class A Common owned by a trust created for the benefit of her
son (Claiborne R. Rankin, Jr.) because her spouse is trustee of such trust; (d) is deemed to share
with her spouse the power to vote and dispose of 5,772 shares of Class A Common held in a trust for
the benefit of her daughter (Julia L. Rankin) because her spouse is trustee of such trust; (e) has
the sole power to vote and dispose of 4,783 shares of Class A Common held in a trust created under
the Agreement, dated June 1, 1995, creating a trust for the benefit of Mrs. Rankin; and (f) is
deemed to share with her spouse the power to dispose of 105,272 shares of Class A Common held by
Rankin IV. Collectively, the 489,112 shares of Class A Common beneficially owned by Mrs. Rankin
constitute approximately 7.3% of the Class A Common outstanding as of December 31, 2009.
The eighteenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by David B. Williams is hereby
deleted and replaced in its entirety by the following:
David B. Williams. Mr. Williams (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) has sole power to vote and dispose of 2,097
shares of Class A Common held by Mr. Williams; (c) is deemed to share with his spouse (Clara R.
Williams) the power to vote and dispose of 39,162 shares of Class A Common beneficially owned by
his spouse; (d) as trustee, has sole power to vote and dispose of 2,097 shares of Class A Common
held in a trust for the benefit of his minor daughter (Margo J. V. Williams); and (e) as trustee,
has sole power to vote and dispose of 722 shares of Class A Common held in a trust for the benefit
of his minor daughter (Helen C. Williams). Collectively, the 382,373 shares of Class A Common
beneficially owned by Mr. Williams constitute approximately 5.7% of the Class A Common outstanding
as of December 31, 2009.
The nineteenth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Clara Rankin Williams is hereby
deleted and replaced in its entirety by the following:
Clara Rankin Williams. Mrs. Williams (a) by virtue of the Partnership Interests received as
gifts, shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of
338,295 shares of Class A Common held by the Partnership; (b) has the sole power to vote and
dispose of 39,162 shares of Class A Common held by a trust created for her benefit and for which
she is the trustee; (c) is deemed to share with her spouse the power to vote and dispose of 2,097
shares of Class A Common owned by a trust created for the benefit of her minor daughter (Margo J.
V. Williams) because her spouse is trustee of such trust; (d) is deemed to share with her spouse
the power to vote and dispose of 722 shares of Class A Common owned by a trust created for the
benefit of her minor daughter (Helen C. Williams) because her spouse is trustee of such trust; and
(e) is deemed to share the power to vote and dispose of 2,097 shares of Class A Common owned by her
spouse (David B. Williams). Collectively, the 382,373 shares of Class A Common beneficially owned
by Mrs. Williams constitute approximately 5.7% of the Class A Common outstanding as of December 31,
2009.
The twentieth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Scott Seelbach is hereby
deleted and replaced in its entirety by the following:
Scott Seelbach. Mr. Seelbach (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) is deemed to share the power to vote and
dispose of 14,056 shares of Class A Common held
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629579 10 3 |
Schedule 13D/A |
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in trust for the benefit of his spouse (Chloe E. Seelbach); (c) is deemed to share with his
spouse the power to vote and dispose of 722 shares of Class A Common held by his spouse as trustee
of a trust for the benefit of their minor daughter (Taplin E. Seelbach); (d) has sole power to vote
and dispose of 722 shares of Class A Common; and (e) is deemed to share with his spouse the power
to vote and dispose of 563 shares of Class A Common held by his spouse as trustee of a trust for
the benefit of their minor daughter (Isabelle S. Seelbach). Collectively, the 354,358 shares of
Class A Common beneficially owned by Mr. Seelbach constitute approximately 5.3% of the Class A
Common outstanding as of December 31, 2009.
The twenty-second paragraph under the heading Item 5. Interest in Securities of the Issuer
in the Filings reporting the beneficial ownership of Class A Common by Elizabeth B. Rankin is
hereby deleted and replaced in its entirety by the following:
Elizabeth B. Rankin. Mrs. Rankin (a) has sole power to vote and dispose of 722 shares of Class
A Common; (b) by virtue of the Partnership Interests received as gifts, shares with Rankin
Management, Inc. and the other Reporting Persons the power to dispose of 338,295 shares of Class A
Common held by the Partnership; (c) is deemed to share with her spouse (Matthew M. Rankin) the
power to vote and dispose of 8,509 shares of Class A Common held in a trust for the benefit of her
spouse, for which her spouse is a co-trustee; (d) is deemed to share with her spouse the power to
vote and dispose of 500 shares of Class A Common owned by her spouse; (e) is deemed to share with
her spouse the power to vote and dispose of 645 shares of Class A Common held by her spouse as a
co-trustee of a trust for the benefit of her daughter (Mary M. Rankin); and (f) is deemed to share
with her spouse the power to vote and dispose of 563 shares of Class A Common held by her spouse as
a co-trustee of a trust for the benefit of her son (William A. Rankin). Collectively, the 349,234
shares of Class A Common beneficially owned by Mrs. Rankin constitute approximately 5.2% of the
Class A Common outstanding as of December 31, 2009.
The twenty-third paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Claiborne R. Rankin, Jr. is
hereby deleted and replaced in its entirety by the following:
Claiborne R. Rankin, Jr. Mr. Rankin (a) by virtue of the Partnership Interests received as
gifts, shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of
338,295 shares of Class A Common held by the Partnership; and (b) shares the power to vote and
dispose of 5,727 shares of Class A Common held in a trust created under the Agreement, dated August
25, 2000, for his benefit with his father (Claiborne R. Rankin) as trustee. Collectively, the
344,022 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 5.1% of
the Class A Common outstanding as of December 31, 2009.
The twenty-fourth paragraph under the heading Item 5. Interest in Securities of the Issuer
in the Filings reporting the beneficial ownership of Class A Common by Helen R. Butler is hereby
deleted and replaced in its entirety by the following:
Helen R. Butler. Mrs. Butler (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) is deemed to share with her spouse (John C.
Butler) the power to vote and dispose of 16,091 shares of Class A Common held by Mr. Butler,
including (i) 8,942 shares of Class A Common held in a revocable trust for the benefit of Mr.
Butler, (ii) 2,800 shares of Class A Common held in her spouses individual retirement account,
(iii) 2,252 shares of Class A Common held in a trust for the benefit of her minor daughter (Clara
R. Butler) for which her spouse is trustee, and (iv) 2,097 shares of Class A Common held in a trust
for the benefit of her minor son (Griffith B. Butler) for which her spouse is trustee; and (c) is
deemed to share with her father (Alfred M. Rankin, Jr.) the power to vote and dispose of 39,162
shares of Class A Common held by a revocable trust, created for her benefit and for which her
father is the trustee. Collectively, the 393,548 shares of Class A Common beneficially owned by
Mrs. Butler constitute approximately 5.9% of the Class A Common outstanding as of December 31,
2009.
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The twenty-fifth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Julia L. Rankin is hereby
deleted and replaced in its entirety by the following:
Julia L. Rankin. Ms. Rankin (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) shares the power to vote and dispose of 5,772
shares of Class A Common held in a trust for her benefit with her father (Claiborne R. Rankin), as
trustee; and (c) is deemed to share with her spouse (Jacob A. Kuipers) the power to vote and
dispose of 240 shares of Class A Common owned by her spouse. Collectively, the 344,307 shares of
Class A Common beneficially owned by Ms. Rankin constitute approximately 5.1% of the Class A Common
outstanding as of December 31, 2009.
The twenty-sixth paragraph under the heading Item 5. Interest in Securities of the Issuer in
the Filings reporting the beneficial ownership of Class A Common by Thomas Parker Rankin is hereby
deleted and replaced in its entirety by the following:
Thomas Parker Rankin. Mr. Rankin (a) shares with Rankin Management, Inc. and the other
Reporting Persons the power to dispose of 338,295 shares of Class A Common held by the Partnership,
and (b) has sole power to vote and dispose of 4,322 shares of Class A Common held by Mr. Rankin.
Collectively, the 342,617 shares of Class A Common beneficially owned by Mr. Rankin constitute
approximately 5.1% of the Class A Common outstanding as of December 31, 2009.
The twenty-seventh paragraph under the heading Item 5. Interest in Securities of the Issuer
in the Filings reporting the beneficial ownership of Class A Common by Lynne T. Rankin is hereby
deleted and replaced in its entirety by the following:
Lynne T. Rankin. Mrs. Rankin (a) by virtue of the Partnership Interests received as gifts,
shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of 338,295
shares of Class A Common held by the Partnership; (b) has sole power to vote and dispose of 563
shares of Class A Common; (c) is deemed to share with her spouse (James T. Rankin) the power to
vote and dispose of 15,683 shares of Class A Common owned by her spouse; (d) is deemed to share
with her spouse the power to vote and dispose of 645 shares of Class A Common held by her spouse as
a co-trustee of a trust for the benefit of her niece (Mary M. Rankin); and (e) is deemed to share
with her spouse the power to vote and dispose of 563 shares of Class A Common held by her spouse as
a co-trustee of a trust for the benefit of her nephew (William A. Rankin). Collectively, the
355,749 shares of Class A Common beneficially owned by Mrs. Rankin constitute approximately 5.3% of
the Class A Common outstanding as of December 31, 2009.
The twenty-eighth paragraph under the heading Item 5. Interest in Securities of the Issuer
in the Filings reporting the beneficial ownership of Class A Common by Chloe R. Seelbach is hereby
deleted and replaced in its entirety by the following:
Chloe R. Seelbach. Mrs. Seelbach (a) by virtue of the Partnership Interests received as
gifts, shares with Rankin Management, Inc. and the other Reporting Persons the power to dispose of
338,295 shares of Class A Common held by the Partnership; (b) has sole power to vote and dispose of
14,056 shares of Class A Common held in a trust for her benefit; (c) is deemed to share with her
spouse (Scott Seelbach) the power to vote and dispose of 722 shares of Class A Common owned by her
spouse; (d) has sole power to vote and dispose of 722 shares of Class A Common held in a trust for
the benefit of her minor daughter (Taplin E. Seelbach); and (e) has sole power to vote and dispose
of 563 shares of Class A Common held in a trust for the benefit of her minor daughter (Isabelle S.
Seelbach). Collectively, the 354,358 shares of Class A Common beneficially owned by Mrs. Seelbach
constitute approximately 5.3% of the Class A Common outstanding as of December 31, 2009.
[Signatures begin on the following page.]
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SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, we certify that the
information set forth in this statement is true, complete and correct.
Dated: February 12, 2010
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RANKIN ASSOCIATES II, L.P. |
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By: Rankin Management, Inc., its Managing Partner |
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By:
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/s/ Alfred M. Rankin, Jr.
Alfred M. Rankin, Jr., President
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RANKIN MANAGEMENT, INC. |
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By:
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/s/ Alfred M. Rankin, Jr.
Alfred M. Rankin, Jr., President
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REPORTING PERSONS |
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Name: Rankin Management, Inc. |
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By:
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/s/ Alfred M. Rankin, Jr.
Alfred M. Rankin, Jr., President, on behalf of
himself, and as:
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Attorney-in-Fact for Victoire G. Rankin* |
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Attorney-in-Fact for Helen R. Butler* |
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Attorney-in-Fact for Clara L. T. Rankin Williams* |
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Attorney-in-Fact for Thomas T. Rankin* |
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Attorney-in-Fact for Matthew M. Rankin* |
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Attorney-in-Fact for Claiborne R. Rankin* |
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Attorney-in-Fact for Chloe O. Rankin* |
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Attorney-in-Fact for Roger F. Rankin* |
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Attorney-in-Fact for Bruce T. Rankin* |
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Attorney-in-Fact for Alison A. Rankin* |
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Attorney-in-Fact for Corbin K. Rankin* |
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Attorney-in-Fact for John C. Butler, Jr.* |
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Attorney-in-Fact for James T. Rankin* |
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Attorney-in-Fact for Claiborne R. Rankin, Jr.* |
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Attorney-in-Fact for David B. Williams* |
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Attorney-in-Fact for Scott W. Seelbach* |
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Attorney-in-Fact for Elizabeth B. Rankin* |
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Attorney-in-Fact for Thomas P. Rankin* |
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Attorney-in-Fact for Claiborne R. Rankin, Jr.* |
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Attorney-in-Fact for Julia L. Rankin* |
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Attorney-in-Fact for Lynne T. Rankin* |
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Attorney-in-Fact for Chloe R. Seelbach* |
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* |
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The power of attorney authorizing the above named individual to
act on behalf of each of the foregoing Reporting Persons is
included in Exhibit 2, at page 16, and Exhibit 4, at pages 25
and 26 of the Schedule 13D, filed February 18, 1998. |