o | Rule 13d-1(b) |
þ | Rule 13d-1(c) |
o | Rule 13d-1(d) |
1 | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
SIGNATURE | ||||||||
Exhibit Index | ||||||||
EX-1 JOINT FILING AGREEMENT |
CUSIP No. |
INE090A01013 |
1 | NAMES OF REPORTING PERSONS Temasek Holdings (Private) Limited |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Singapore | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 65,656,079 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
65,656,079 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
65,656,079 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.90%* | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
Page 2 of 12
CUSIP No. |
INE090A01013 |
1 | NAMES OF REPORTING PERSONS Fullerton Management Pte Ltd |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Singapore | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 64,113,201 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
64,113,201 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
64,113,201 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.76%* | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
Page 3 of 12
CUSIP No. |
INE090A01013 |
1 | NAMES OF REPORTING PERSONS Fullerton Financial Holdings Pte. Ltd. (formerly known as Asia Financial Holdings Private Limited) |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Singapore | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 64,113,201 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
64,113,201 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
64,113,201 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.76%* | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
Page 4 of 12
CUSIP No. |
INE090A01013 |
1 | NAMES OF REPORTING PERSONS Allamanda Investments Pte Ltd |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Mauritius | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 64,113,201 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
64,113,201 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
64,113,201 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.76%* | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
Page 5 of 12
Item 1(a). | Name of Issuer | |
ICICI Bank Limited (ICICI) |
Item 1(b). | Address of Issuers Principal Executive Offices | |
ICICI Bank Towers Bandra-Kurla Complex Mumbai 400051 India |
Item 2(a). | Name of Person Filing |
(I) | Temasek Holdings (Private) Limited (Temasek) | ||
(II) | Fullerton Management Pte Ltd (FMPL), a wholly-owned subsidiary of Temasek | ||
(III) | Fullerton Financial Holdings Pte. Ltd. (formerly known as Asia Financial Holdings Private Limited) (FFH), a wholly-owned subsidiary of FMPL | ||
(IV) | Allamanda Investments Pte Ltd (Allamanda), a wholly-owned subsidiary of FFH |
Item 2(b). | Address of Principal Business Office |
(I) | 60B Orchard Road #06-18 Tower 2 The Atrium@Orchard Singapore 238891 |
||
(II) | 60B Orchard Road #06-18 Tower 2 The Atrium@Orchard Singapore 238891 |
||
(III) | 60B Orchard Road #06-18 Tower 2 The Atrium@Orchard Singapore 238891 |
||
(IV) | IMM, Les Cascades Building Edith Cavell Street Port Louis, Mauritius |
Item 2(c). | Citizenship |
(I) | Singapore | ||
(II) | Singapore | ||
(III) | Singapore | ||
(IV) | Mauritius |
Page 6 of 12
Item 2(d). | Title of Class of Securities | |
Equity shares, par value Rs. 10 per share, of ICICI (the Equity Shares). |
Item 2(e). | CUSIP Number | |
INE090A01013 |
Item 3. | If this Statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a | |
Not applicable. |
Item 4. | Ownership |
(a) | Amount beneficially owned: 65,656,079 Equity Shares |
(i) | Allamanda directly owns 64,113,201 Equity Shares. Allamanda is wholly-owned by FFH. FFH is wholly-owned by FMPL. FMPL is wholly-owned by Temasek. Therefore, each of Temasek, FMPL and FFH may be deemed to beneficially own the 64,113,201 Equity Shares owned by Allamanda directly. | ||
(ii) | Temasek may be deemed to beneficially own an additional 1,069,810 Equity Shares. These Equity Shares are directly owned by Temasek Fullerton Alpha Pte. Ltd. (Alpha). Alpha is wholly-owned by Fullerton (Private) Limited (FPL). FPL is wholly-owned by Temasek. | ||
Temasek may also be deemed to beneficially own an additional 473,068 Equity Shares. Fullerton Fund Management Company Ltd. (FFMCL) may be deemed to beneficially own these Equity Shares as a result of acting as investment manager for its clients. FFMCL is wholly-owned by FPL, and FPL is wholly-owned by Temasek. | |||
Accordingly, as described in (i) and (ii) above, Temasek may be deemed to beneficially own 65,656,079 Equity Shares. |
(b) | Percent of class: The Equity Shares that may be deemed to be beneficially owned by Temasek constitute approximately 5.90% of the Equity Shares outstanding. The Equity Shares that may be deemed to be beneficially owned by FMPL, FFH and Allamanda constitute approximately 5.76% of the Equity Shares outstanding. All percentage calculations in this schedule are based on the 1,113,501,059 Equity Shares reported as outstanding by ICICI as of September 18, 2009 in its most recent annual report on Form 20-F filed on September 29, 2009. | ||
(c) | Number of shares as to which the person has: |
Page 7 of 12
With respect to the shared power to vote, or to direct the vote, and to dispose, or to direct the disposition of, the Equity Shares, please see Item 4(a) above regarding qualifications as to beneficial ownership. |
(i) | Sole power to vote or to direct the vote: 0 | ||
(ii) | Shared power to vote or to direct the vote: | ||
Temasek Holdings (Private) Limited: 65,656,079 Equity Shares Fullerton Management Pte Ltd: 64,113,201 Equity Shares Fullerton Financial Holdings Pte. Ltd. (formerly known as Asia Financial Holdings Private Limited): 64,113,201 Equity Shares Allamanda Investments Pte Ltd: 64,113,201 Equity Shares |
|||
(iii) | Sole power to dispose or to direct the disposition of: 0 | ||
(iv) | Shared power to dispose or to direct the disposition of: | ||
Temasek Holdings (Private) Limited: 65,656,079 Equity Shares Fullerton Management Pte Ltd: 64,113,201 Equity Shares Fullerton Financial Holdings Pte. Ltd. (formerly known as Asia Financial Holdings Private Limited): 64,113,201 Equity Shares Allamanda Investments Pte Ltd: 64,113,201 Equity Shares |
Item 5. | Ownership of Five Percent or Less of a Class | |
N.A. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person | |
N.A. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person | |
N.A. |
Item 8. | Identification and Classification of Members of the Group | |
N.A. |
Item 9. | Notice of Dissolution of Group | |
N.A. |
Page 8 of 12
Item 10. | Certification | |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Page 9 of 12
Dated: February 12, 2010 | TEMASEK HOLDINGS
(PRIVATE) LIMITED |
|||
By: | /s/ Leong Wai Leng | |||
Name: | Leong Wai Leng | |||
Title: | Senior Managing Director, Corporate Development & Chief Financial Officer | |||
Dated: February 12, 2010 | FULLERTON MANAGEMENT PTE LTD |
|||
By: | /s/ Leong Wai Leng | |||
Name: | Leong Wai Leng | |||
Title: | Director | |||
Dated: February 12, 2010 | FULLERTON FINANCIAL HOLDINGS PTE.
LTD. |
|||
By: | /s/ Syed Aamir Zahidi | |||
Name: | Syed Aamir Zahidi | |||
Title: | Executive Vice President | |||
Dated: February 12, 2010 | ALLAMANDA INVESTMENTS PTE LTD |
|||
By: | /s/ Rooksana Shahabally | |||
Name: | Rooksana Shahabally | |||
Title: | Director |
Page 10 of 12