FORM 8-K
Table of Contents

 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 23, 2005
NEW YORK MORTGAGE TRUST, INC.
(Exact name of registrant as specified in its charter)
         
          Maryland                       001-32216                       47-0934168          
(State or other   (Commission File   (IRS Employer
jurisdiction of   Number)   Identification No.)
incorporation)        
1301 Avenue of the Americas
New York, New York 10019

(Address and zip code of
principal executive offices)
Registrant’s telephone number, including area code: (212) 634-9400
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

1


TABLE OF CONTENTS

Item 7.01. Regulation FD Disclosure.
Item 9.01. Financial Statements and Exhibits.
SIGNATURE
EXHIBIT INDEX
EX-99.1: PRESENTATION MATERIALS
EX-99.2: SUPPLEMENTAL PRESENTATION MATERIALS


Table of Contents

Item 7.01. Regulation FD Disclosure.
From time to time beginning on November 29, 2005, New York Mortgage Trust, Inc. (the “Company”) intends to attend conferences and convene meetings with analysts (the “Analyst Meetings”) at which the Company will make one or both of the presentations that are furnished herewith as Exhibits 99.1 and 99.2 (the “Presentation Materials” and “Supplemental Presentation Materials,” respectively).
In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K, including Exhibits 99.1 and 99.2, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01. Financial Statements and Exhibits.
     (c) Exhibits. The following exhibits are furnished with this Current Report on Form 8-K.
  99.1   Presentation Materials to be presented at conferences and Analyst Meetings.
 
  99.2   Supplemental Presentation Materials to be presented at conferences and Analyst Meetings.

2


Table of Contents

SIGNATURE
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
         
  NEW YORK MORTGAGE TRUST, INC.
(Registrant)

 
 
Date: November 23, 2005  By:   /s/ Michael I. Wirth    
    Michael I. Wirth   
    Chief Financial Officer   

 


Table of Contents

         
EXHIBIT INDEX
     
Exhibit   Description
99.1
  Presentation Materials to be presented at conferences and Analyst Meetings.
99.2
  Supplemental Presentation Materials to be presented at conferences and Analyst Meetings.