Delaware
|
1-34457
|
13-6174048
|
||
(State
or other jurisdiction
of
incorporation)
|
(Commission
File Number)
|
(IRS
Employer
Identification
No.)
|
330
Madison Ave.
New
York, NY
|
10017
|
|
(Address
of principal executive offices)
|
(Zip
Code)
|
¨
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
¨
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
¨
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
¨
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
(d)
|
Exhibits.
|
Exhibit No.
|
Description
|
|||
Exhibit
10.1
|
Unit Sale and Stock Repurchase
Agreement by and among Artio Global Investors Inc., Richard C.
Pell, Rudolph-Riad Younes, the Richard Pell Family Trust, and the
Rudolph-Riad Younes Family
Trust
|
Artio Global Investors
Inc.
|
|||||
Date: June 2,
2010
|
By:
|
/s/ Adam Spilka
|
|||
Name:
|
Adam Spilka
|
||||
Title:
|
General Counsel and Corporate
Secretary
|