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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Whitaker Gary R C/O GRAFTECH INTERNATIONAL LTD. 12900 SNOW ROAD PARMA, OH 44130 |
VP, General Counsel, Secretary |
/s/Gary R. Whitaker | 07/03/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On October 23, 2006, the Company granted 30,000 restricted shares under the Company's Management Long Term Incentive Program, all of which will cliff vest in February 2010, subject to accelerated vesting in equal thirds in February of each of 2008, 2009 and 2010, if certain performance targets are met. |
(2) | On May 1, 2006, the Company granted 30,000 restricted shares under the Company's Management Long Term Incentive Program, of which one-third vested on May 1, 2007 and one-third will vest on each of May 1, 2008 and 2009. On May 2, 2007, the issuer sold 3,245 shares on behalf of the reporting person to pay withholding taxes upon the vesting of 10,000 shares on May 1, 2007. Such shares were sold pursuant to a trading plan established under Rule10b5-1 under the Securities Act of 1934. |
(3) | Represents the number of units attributable to the reporting person's participation through Company matching contibutions in the Company Stock Fund option of the UCAR Carbon Savings Plan. The 52 units reported in this transaction correspond to 50 shares of common stock at a price of $9.57 per share. |
(4) | Represents the number of units attributable to the reporting person's participation through Company matching contibutions in the Company Stock Fund option of the UCAR Carbon Savings Plan. The 50 units reported in this transaction correspond to 48 shares of common stock at a price of $9.98 per share. |
(5) | Represents the number of units attributable to the reporting person's participation through Company matching contibutions in the Company Stock Fund option of the UCAR Carbon Savings Plan. The 36 units reported in this transaction correspond to 34 shares of common stock at a price of $13.88 per share. |
(6) | Represents the number of units attributable to the reporting person's participation through Company matching contibutions in the Company Stock Fund option of the UCAR Carbon Savings Plan. The 31 units reported in this transaction correspond to 30 shares of common stock at a price of $15.88 per share. |
(7) | Represents the number of units attributable to the reporting person's participation through Company matching contibutions in the Company Stock Fund option of the UCAR Carbon Savings Plan. The 16 units reported in this transaction correspond to 15 shares of common stock at a price of $16.40 per share. |