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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Performance option (right to buy) | $ 7.6 | (5) | 01/25/2007 | Common Stock | 2,155 | 2,155 | D | ||||||||
Time options (right to buy) | $ 7.6 | 08/15/1995 | 01/25/2007 | Common Stock | 8,145 | 8,145 | D | ||||||||
Time options (right to buy) | $ 35 | (6) | 02/09/2006 | Common Stock | 8,000 | 8,000 | D | ||||||||
Time options (right to buy) | $ 39.31 | (7) | 02/10/2007 | Common Stock | 2,000 | 2,000 | D | ||||||||
Time options (right to buy) | $ 37.59 | 02/10/1997 | 02/10/2007 | Common Stock | 15,000 | 15,000 | D | ||||||||
Time options (right to buy) | $ 17.06 | (8) | 09/28/2008 | Common Stock | 10,000 | 10,000 | D | ||||||||
Time options (right to buy) | $ 25.13 | 06/30/2001 | 06/30/2009 | Common Stock | 35,000 | 35,000 | D | ||||||||
Time options (right to buy) | $ 14 | 02/28/2005 | 02/28/2010 | Common Stock | 20,000 | 20,000 | D | ||||||||
Time options (right to buy) | $ 8.56 | 12/15/2002 | 12/15/2010 | Common Stock | 35,000 | 35,000 | D | ||||||||
Time options (right to buy) | $ 8.85 | (9) | 09/25/2011 | Common Stock | 32,000 | 32,000 | D | ||||||||
Stock options (right to buy) | $ 6.56 | (10) | 12/31/2008 | Common Stock | 105,000 | 105,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WETULA JOHN J C/O GRAFTECH INTERNATIONAL LTD. 1521 CONCORD PIKE, SUITE 301 WILMINGTON,, DE 19803 |
President, Adv. Energy Tech. |
/s/Karen G. Narwold , Attorney-in-fact for John J. Wetula | 10/04/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the number of units attributable to the reporting person's participation through Company matching contributions in the Company Stock Fund option of the UCAR Carbon Savings Plan. The 56 units reported in this transaction correspond to 54 shares of Common Stock at a price of $5.82. |
(2) | Represents the number of units attributable to the reporting person's participation through Company matching contributions in the Company Stock Fund option of the UCAR Carbon Savings Plan. The 60 units reported in this transaction correspond to 57 shares of Common Stock at a price of $5.43. |
(3) | Such shares, granted on May 25, 2005, are subject to a two-year cliff vesting period. |
(4) | Of such shares, granted on August 31, 2005, under the Company's Long Term Incentive Plan, one-third will vest on August 31 of each of 2006, 2007, and 2008. |
(5) | Of such options, 992 vested on August 15, 1995 and 1,163 vested on December 8, 1997. |
(6) | 2,000 of such options became exercisable on each of May 2, 1996 and August 28, 1997 and 4,000 of such options became exercisable on February 8, 2004. |
(7) | 500 of such options became exercisable on each of May 2, 1996 and August 28, 1997. The remaining 1,000 options vested on February 10, 2005. |
(8) | Of such options, 3,333 vested on each of May 21, 1999 and July 14, 1999 and the remaining 3,334 on September 29, 1999. |
(9) | Of such options, 4,000 vested on September 25, 2001 and 28,000 vested on September 25, 2003. |
(10) | Of such options, one-third vest on March 31, 2006; one-third vest on July 31, 2008 or earlier on March 31, 2006 if certain 2005 performance targets are achieved; and one-third vest on July 31, 2008. |