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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(Amendment No. 3)
Under the Securities Exchange Act of 1934
NEFF CORP.
(Name of Issuer)
CLASS A COMMON STOCK, $0.01 PAR VALUE 006400941
(Title of class of securities) (CUSIP number)
PAUL BOSSIDY
GENERAL ELECTRIC CAPITAL CORPORATION
260 LONG RIDGE ROAD
STAMFORD, CONNECTICUT 06927
(203) 357-4000
(Name, address and telephone number of person authorized to receive notices and
communications)
NOT APPLICABLE
(Date of event which requires filing of this statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[_].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See section 240.13d-7(b) for
other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 8 Pages)
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47660.1854
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CUSIP No. 006400941 13D Page 2 of 8
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1 NAMES OF REPORTING PERSONS: GENERAL ELECTRIC CAPITAL CORPORATION
I.R.S. IDENTIFICATION NOS. 13-1500700
OF ABOVE PERSONS:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_]
(B) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS: WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION: NEW YORK
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NUMBER OF 7 SOLE VOTING POWER: 5,100,000 (SEE ITEM 5)
SHARES
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BENEFICIALLY 8 SHARED VOTING POWER: 0
OWNED BY
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EACH 9 SOLE DISPOSITIVE POWER: 5,100,000 (SEE ITEM 5)
REPORTING
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PERSON WITH 10 SHARED DISPOSITIVE POWER: 0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 5,100,000 (SEE ITEM 5)
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 24.1%
(SEE ITEM 5)
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14 TYPE OF REPORTING PERSON: CO
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CUSIP No. 006400941 13D Page 3 of 8
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1 NAME OF REPORTING PERSON: GENERAL ELECTRIC CAPITAL SERVICES, INC.
S.S. OR I.R.S. IDENTIFICATION NO. 06-1109503
OF ABOVE PERSON:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_]
(B) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS: NOT APPLICABLE
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE
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NUMBER OF 7 SOLE VOTING POWER: DISCLAIMED (SEE 11 BELOW)
SHARES
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BENEFICIALLY 8 SHARED VOTING POWER: 0
OWNED BY
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EACH 9 SOLE DISPOSITIVE POWER: DISCLAIMED (SEE 11 BELOW)
REPORTING
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PERSON WITH 10 SHARED DISPOSITIVE POWER: 0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: BENEFICIAL OWNERSHIP OF ALL SHARES DISCLAIMED BY
GENERAL ELECTRIC CAPITAL SERVICES, INC.
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): NOT APPLICABLE
(SEE 11 ABOVE)
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14 TYPE OF REPORTING PERSON: CO
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CUSIP No. 006400941 13D Page 4 of 8
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1 NAME OF REPORTING PERSON: GENERAL ELECTRIC COMPANY
S.S. OR I.R.S. IDENTIFICATION NO. 14-0689340
OF ABOVE PERSON:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_]
(B) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS: NOT APPLICABLE
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION: NEW YORK
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NUMBER OF 7 SOLE VOTING POWER: DISCLAIMED (SEE 11 BELOW)
SHARES
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BENEFICIALLY 8 SHARED VOTING POWER: 0
OWNED BY
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EACH 9 SOLE DISPOSITIVE POWER: DISCLAIMED (SEE 11 BELOW)
REPORTING
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PERSON WITH 10 SHARED DISPOSITIVE POWER: 0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: BENEFICIAL OWNERSHIP OF ALL SHARES DISCLAIMED BY
GENERAL ELECTRIC COMPANY
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): NOT APPLICABLE
(SEE 11 ABOVE)
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14 TYPE OF REPORTING PERSON: CO
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This Amendment No. 3 (this "Amendment") amends the Schedule
13D filed by General Electric Capital Corporation, a New York corporation ("GE
Capital"), for and on behalf of itself, GECFS, Inc. ("GECFS"), General Electric
Capital Services, Inc. ("GECS") and General Electric Company ("GE") on April 21,
2000 (as amended by Amendment No. 1 filed on June 2, 2000 and Amendment No. 2
filed on January 3, 2001, the "Original Schedule 13D"), relating to the shares
of Class A Common Stock, par value $0.01 per share ("Common Stock"), of Neff
Corporation (the "Company"). Capitalized terms used herein but not defined shall
have the meanings attributed to them in the Original Schedule 13D.
ITEM 4. PURPOSE OF TRANSACTION.
Item 4 (a-j) is hereby amended to add the following:
As described in the Original Schedule 13D, on December 29,
2000 United Rentals, Inc. ("United Rentals") made a non-binding proposal with
respect to a transaction in which United Rentals would acquire the Company in a
merger. Pursuant to the terms of a non-binding letter dated December 29, 2000,
GE Capital had indicated its support of a transaction involving United Rentals
and the Company on the terms and subject to the conditions set forth in the term
sheet attached thereto. United Rentals' non-binding proposal expired by its
terms (after giving effect to all extensions thereof) and was terminated on
February 26, 2001.
GE Capital will continue to evaluate and pursue its options in
connection with the Company and the shares of Class B Common Stock of the
Company held by GE Capital and, in this connection, may continue to have
discussions with management and with interested parties. Among other things, GE
Capital reserves the right to acquire additional securities of the Company and
to dispose of all or a portion of the Class B Common Stock of the Company
currently held by it.
Other than as described in this Item 4, none of GE Capital,
GECS and GE have any plans or proposals which relate to or would result in any
of the matters described in subparagraphs (a) through (j) of Item 4 of Schedule
13D (although they reserve the right to develop such plans).
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SIGNATURE
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After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this amendment is true,
complete and correct.
GENERAL ELECTRIC CAPITAL CORPORATION
By: /s/ Paul Bossidy
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Name: Paul Bossidy
Title: Authorized Signatory
Dated: February 27, 2001
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SIGNATURE
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After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this amendment is true,
complete and correct.
GENERAL ELECTRIC CAPITAL SERVICES, INC.
By: /s/ Barbara Danielle
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Name: Barbara Danielle
Title: Authorized Signatory
Dated: February 27, 2001
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SIGNATURE
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After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this amendment is true,
complete and correct.
GENERAL ELECTRIC COMPANY
By: /s/ Paul Bossidy
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Name: Paul Bossidy
Title: Authorized Signatory
Dated: February 27, 2001
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