UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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SCHEDULE 13D
(Amendment No. 6)
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Under the Securities Exchange Act of 1934
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Liberty All-Star Growth Fund, Inc. (ASG)
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(Name of Issuer)
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Common Stock, $0.10 par value
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(Title of Class of Securities)
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529900102
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(CUSIP Number)
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DST Systems, Inc.
Attn: DST Corporate Secretary 333 W. 11th Street, 5th Floor
Kansas City, MO 64105
(816) 435-1000
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Brian D. McCabe
Ropes & Gray LLP
Prudential Tower
800 Boylston Street
Boston, MA 02199
(617) 951-7000
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
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December 22, 2016
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(Date of Event which Requires Filing of this Statement)
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(1)
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NAME OF REPORTING PERSON:
DST Systems, Inc.
I.R.S. Identification No. 43-1581814
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(2)
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐ (b) ☐
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(3)
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SEC USE ONLY
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(4)
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SOURCE OF FUNDS
WC
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(5)
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
OR 2(e) ☐
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(6)
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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(7)
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SOLE VOTING POWER
2,526,367
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(8)
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SHARED VOTING POWER
-0-
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(9)
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SOLE DISPOSITIVE POWER
2,526,367
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(10)
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SHARED DISPOSITIVE POWER
-0-
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(11)
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,526,367
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(12)
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
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(13)
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%
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(14)
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TYPE OF REPORTING PERSON
CO
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(1)
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NAME OF REPORTING PERSON:
West Side Investment Management, Inc.
I.R.S. Identification No. 20-3477185
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(2)
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐ (b) ☐
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(3)
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SEC USE ONLY
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(4)
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SOURCE OF FUNDS
AF
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(5)
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
OR 2(e) ☐
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(6)
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CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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(7)
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SOLE VOTING POWER
2,526,367
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(8)
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SHARED VOTING POWER
-0-
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(9)
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SOLE DISPOSITIVE POWER
2,526,367
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(10)
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SHARED DISPOSITIVE POWER
-0-
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(11)
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,526,367
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(12)
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
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(13)
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.7%
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(14)
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TYPE OF REPORTING PERSON
CO
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Item 5.
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Interest in Securities of Issuer
(a) through (c)
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DST Systems, Inc.
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By:
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/s/ Gregg Wm. Givens
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Name: Gregg Wm. Givens
Title: Senior Vice President, Chief Financial Officer and Treasurer
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West Side Investment Management, Inc.
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By:
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/s/ Timothy W. Bahr
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Name: Timothy W. Bahr
Title: Secretary and Treasurer
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