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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13f Cover Page
Report for the Calendar Year or Quarter Ended March 31, 2009
If amended report check here: |_| Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding
entries.
PRIOR FILINGS FOR THE NOMURA GROUP WERE REPORTED UNDER THE NAME NOMURA
SECURITIES COMPANY, WITH CIK NUMBER 0000110097. SUBSEQUENT FILINGS WILL
BE MADE UNDER THE NAME NOMURA HOLDINGS, INC., CIK NUMBER 0001163653.
NOMURA HOLDINGS, INC. (NHI) IS THE PARENT HOLDING COMPANY OF A NUMBER
OF OPERATING SUBSIDIARIES, SOME OF WHICH ARE OR MAY BE INSTITUTIONAL
INVESTMENT MANAGERS FOR THE PURPOSES OF THE REPORTING REQUIREMENTS UNDER
SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 (THE ACT) AND THE RULES
PROMULGATED THEREUNDER. NHI ITSELF DOES NOT DIRECTLY EXERCISE INVESTMENT
DISCRETION WITH RESPECT TO ANY SECTION 13(F) SECURITIES POSITIONS. IN
THAT NHI'S OWNERSHIP INTEREST IN SUCH OPERATING SUBSIDIARIES IS DEEMED THE
EXERCISE OF INVESTMENT DISCRETION REGARDING CERTAIN OF SUCH SUBSIDIARIES'
MANAGED ACCOUNTS, THE INFORMATION REQUIRED BY FORM 13F IS REPORTED BY NHI
ON BEHALF OF CERTAIN OF NHI'S OPERATING SUBSIDIARIES WHICH ARE INSTITUTIONAL
INVESTMENT MANAGERS SUBJECT TO SECTION 13(F)OF THE ACT.
Nomura Holdings Inc.
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Name of Institutional Investment Manager
1-9-1, Nihonbashi, Chuo-ku, Tokyo 103-8011, Japan
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Business Address (Street) (City) (State) (Zip)
13F File Number: 001-15270
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Brendan G. Daly Head of Compliance and Surveillance 212-667-1246
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Name (Title) (Phone)
/s/ Brendan G. Daly
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
New York, NY May 11, 2009
------------------------------------------
(Place and Date of Signing)
Report Type:
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[X] 13F COMBINATION REPORT.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 32
Form 13F Information Table Value Total: $29,438
(thousands)
List of Other Included Managers:
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File No.: Name:
------------- ---------------------
6. 28-05739 Global Funds Management, S.A.
------------- ---------------------
2. 28-04985 Nomura International plc
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4. 28-04993 Nomura Securities (Bermuda)
------------- ---------------------
1. 28-04983 Nomura Securities International, Inc.
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1Page 1 07-08-13 14:21:11
FORM 13F
INFORMATION TABLE
QUARTER ENDING
3/31/2009
NAME OF ISSUER TITLE CUSIP VALUE SHARES SH PUT INVSTMT OTHER VOTING AUTHORITY
OF CLASS X1000 PRN AMT PRN CALL DSCRETN MANAGERS
------------------------------ ---------- --------- ---------- ------------ --- ---- ------- -------- ----------------
0AIRMEDIA GROUP INC 009411109 1,139 000000271900 SH DEFINED 02 SOLE
ALLIS CHALMERS ENERGY INC 019645506 37 000000019400 SH DEFINED 01 SOLE
ARMSTRONG WORLD INDS INC NEW 04247X102 436 000000039637 SH DEFINED 01 SOLE
BAIDU INC 056752108 1,543 000000008920 SH DEFINED 01 SOLE
COMCAST CORP NEW 20030N200 134 000000010443 SH DEFINED 01 SOLE
ORE MARK HOLDING CO INC 218681104 1,061 000000058235 SH DEFINED 01 SOLE
DANA HOLDING CORP 235825205 378 000000820656 SH DEFINED 01 SOLE
DELTA AIR LINES INC DEL 247361702 382 000000067861 SH DEFINED 01 SOLE
DONNELLEY R R & SONS CO 257867101 164 000000022400 SH DEFINED 01 SOLE
FTI CONSULTING INC 302941109 440 000000008900 SH DEFINED 01 SOLE
EDERAL MOGUL CORP 313549404 2,225 000000333160 SH DEFINED 01 SOLE
GRACE W R & CO DEL NEW 38388F108 83 000000013221 SH DEFINED 01 SOLE
HORNBECK OFFSHORE SVCS INC N 440543106 173 000000011388 SH DEFINED 01 SOLE
HUNTSMAN CORP 447011107 165 000000052990 SH DEFINED 01 SOLE
IDENIX PHARMACEUTICALS INC 45166R204 928 000000301476 SH DEFINED 02 SOLE
INNOPHOS HOLDINGS INC 45774N108 264 000000023409 SH DEFINED 01 SOLE
ISHARES TR 464288513 515 000000007600 SH DEFINED 01 SOLE
JPMORGAN CHASE & CO 46625H100 265 000000010000 SH DEFINED 01 SOLE
EDCATH CORP 58404W109 131 000000018047 SH DEFINED 01 SOLE
NRG ENERGY INC 629377508 322 000000018350 SH DEFINED 01 SOLE
NYSE EURONEXT 629491101 899 000000052400 SH DEFINED 01 SOLE
OWENS CORNING NEW 690742101 437 000000048390 SH DEFINED 01 SOLE
PRUDENTIAL PLC 74435K204 11,396 000001296517 SH DEFINED 01 SOLE
SCOTTS MIRACLE GRO CO 810186106 246 000000007090 SH DEFINED 01 SOLE
SELECT SECTOR SPDR TR 81369Y308 321 000000015252 SH DEFINED 02 SOLE
SOLUTIA INC 834376501 477 000000255491 SH DEFINED 01 SOLE
SUPERIOR INDS INTL INC 868168105 195 000000016500 SH DEFINED 01 SOLE
TAIWAN SEMICONDUCTOR MFG LTD 874039100 969 000000109000 SH DEFINED 01 SOLE
ARGACEPT INC 87611R306 3,190 000001190476 SH DEFINED 02 SOLE
TYSON FOODS INC 902494103 176 000000018813 SH DEFINED 02 SOLE
VIRGIN MEDIA INC 92769L101 146 000000030556 SH DEFINED 01 SOLE
WINN DIXIE STORES INC 974280307 187 000000019660 SH DEFINED 01 SOLE