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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13f Cover Page
Report for the Calendar Year or Quarter Ended December 31, 2007
If amended report check here: |_| Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding
entries.
PRIOR FILINGS FOR THE NOMURA GROUP WERE REPORTED UNDER THE NAME NOMURA
SECURITIES COMPANY, WITH CIK NUMBER 0000110097. SUBSEQUENT FILINGS WILL
BE MADE UNDER THE NAME NOMURA HOLDINGS, INC., CIK NUMBER 0001163653.
NOMURA HOLDINGS, INC. (NHI) IS THE PARENT HOLDING COMPANY OF A NUMBER
OF OPERATING SUBSIDIARIES, SOME OF WHICH ARE OR MAY BE INSTITUTIONAL
INVESTMENT MANAGERS FOR THE PURPOSES OF THE REPORTING REQUIREMENTS UNDER
SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 (THE ACT) AND THE RULES
PROMULGATED THEREUNDER. NHI ITSELF DOES NOT DIRECTLY EXERCISE INVESTMENT
DISCRETION WITH RESPECT TO ANY SECTION 13(F) SECURITIES POSITIONS. IN
THAT NHI'S OWNERSHIP INTEREST IN SUCH OPERATING SUBSIDIARIES IS DEEMED THE
EXERCISE OF INVESTMENT DISCRETION REGARDING CERTAIN OF SUCH SUBSIDIARIES'
MANAGED ACCOUNTS, THE INFORMATION REQUIRED BY FORM 13F IS REPORTED BY NHI
ON BEHALF OF CERTAIN OF NHI'S OPERATING SUBSIDIARIES WHICH ARE INSTITUTIONAL
INVESTMENT MANAGERS SUBJECT TO SECTION 13(F)OF THE ACT.
Nomura Holdings Inc.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
1-9-1, Nihonbashi, Chuo-ku, Tokyo 103-8011, Japan
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
13F File Number: 001-15270
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
David A. Leibowitz Head of Compliance and Surveillance 212-667-9387
--------------------------------------------------------------------------------
Name (Title) (Phone)
/s/ David A.Leibowitz
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
New York, NY February 14, 2008
------------------------------------------
(Place and Date of Signing)
Report Type:
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[X] 13F COMBINATION REPORT.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 155
Form 13F Information Table Value Total: $355,018
(thousands)
List of Other Included Managers:
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File No.: Name:
------------- ---------------------
6. 28-05739 Global Funds Management, S.A.
------------- ---------------------
2. 28-04985 Nomura International plc
------------- ---------------------
4. 28-04993 Nomura Securities (Bermuda)
------------- ---------------------
1. 28-04983 Nomura Securities International, Inc.
------------- ---------------------
1Page 1 07-08-13 14:21:11
FORM 13F
INFORMATION TABLE
QUARTER ENDING
12/31/2007
NAME OF ISSUER TITLE CUSIP VALUE SHARES SH PUT INVSTMT OTHER VOTING AUTHORITY
OF CLASS X1000 PRN AMT PRN CALL DSCRETN MANAGERS
------------------------------ ---------- --------- ---------- ------------ --- ---- ------- -------- ----------------
0FOSTER WHEELER LTD G36535139 740 000000004775 SH DEFINED 01 SOLE
SCOTTISH RE GROUP LIMITED G73537410 87 000000120355 SH DEFINED 01 SOLE
SHIP FINANCE INTERNATIONAL L G81075106 890 000000032136 SH DEFINED 02 SOLE
SINA CORP G81477104 245 000000005538 SH DEFINED 02 SOLE
TSAKOS ENERGY NAVIGATION LTD G9108L108 940 000000025409 SH DEFINED 02 SOLE
DRYSHIPS INC Y2109Q101 812 000000010491 SH DEFINED 02 SOLE
SEASPAN CORP Y75638109 684 000000027937 SH DEFINED 02 SOLE
ABERCROMBIE & FITCH CO 002896207 1,354 000000016934 SH DEFINED 02 SOLE
ADVANCED MICRO DEVICES INC 007903107 652 000000086985 SH DEFINED 02 SOLE
ALCOA INC 013817101 1,034 000000028317 SH DEFINED 02 SOLE
ALTUS PHARMACEUTICALS INC 02216N105 4,441 000000866624 SH DEFINED 02 SOLE
AMERICAN EXPRESS CO 025816109 9,617 000000184875 SH DEFINED 02 SOLE
AMERICAN INTL GROUP INC 026874107 832 000000014273 SH DEFINED 02 SOLE
AMERICAN SUPERCONDUCTOR CORP 030111108 674 000000024653 SH DEFINED 02 SOLE
AMGEN INC 031162100 1,080 000000023263 SH DEFINED 02 SOLE
APPLE INC 037833100 490 000000002476 SH DEFINED 02 SOLE
ARCHER DANIELS MIDLAND CO 039483102 1,215 000000026178 SH DEFINED 02 SOLE
RMSTRONG WORLD INDS INC NEW 04247X102 1,985 000000049497 SH DEFINED 01 SOLE
AVENTINE RENEWABLE ENERGY 05356X403 251 000000019695 SH DEFINED 02 SOLE
BAIDU COM INC 056752108 451 000000001158 SH DEFINED 02 SOLE
BALDOR ELEC CO 057741100 727 000000021619 SH DEFINED 02 SOLE
BANCOLOMBIA S A 05968L102 243 000000007153 SH DEFINED 02 SOLE
BANK OF AMERICA CORPORATION 060505104 1,458 000000035349 SH DEFINED 02 SOLE
BLACKROCK INC 09247X101 248 000000001146 SH DEFINED 02 SOLE
BOEING CO 097023105 460 000000005267 SH DEFINED 02 SOLE
BURLINGTON NORTHN SANTA FE C 12189T104 6,490 000000077977 SH DEFINED 02 SOLE
CSX CORP 126408103 12,286 000000279365 SH DEFINED 02 SOLE
CABLEVISION SYS CORP 12686C109 553 000000022600 SH DEFINED 01 SOLE
CAPSTONE TURBINE CORP 14067D102 253 000000155324 SH DEFINED 02 SOLE
CATERPILLAR INC DEL 149123101 1,043 000000014382 SH DEFINED 02 SOLE
CISCO SYS INC 17275R102 796 000000029433 SH DEFINED 02 SOLE
CITIGROUP INC 172967101 17,547 000000596057 SH DEFINED 02 SOLE
COCA COLA CO 191216100 1,772 000000028886 SH DEFINED 02 SOLE
COLGATE PALMOLIVE CO 194162103 580 000000007441 SH DEFINED 02 SOLE
COMCAST CORP NEW 20030N200 533 000000029450 SH DEFINED 01 SOLE
OMPELLENT TECHNOLOGIES INC 20452A108 15,740 000001300343 SH DEFINED 02 SOLE
OMVERGE INC 205859101 248 000000007907 SH DEFINED 02 SOLE
CONOCOPHILLIPS 20825C104 14,620 000000165574 SH DEFINED 02 SOLE
CONSECO INC 208464883 839 000000066822 SH DEFINED 01 SOLE
ORE MARK HOLDING CO INC 218681104 2,047 000000071282 SH DEFINED 01 SOLE
OVAD COMMUNICATIONS GROUP I 222814204 54 000000063499 SH DEFINED 01 SOLE
CREE INC 225447101 879 000000032000 SH DEFINED 02 SOLE
CROCS INC 227046109 3,290 000000089379 SH DEFINED 02 SOLE
DANAHER CORP DEL 235851102 228 000000002607 SH DEFINED 02 SOLE
DELL INC 24702R101 1,824 000000074420 SH DEFINED 02 SOLE
DELTA AIR LINES INC DEL 247361702 581 000000039022 SH DEFINED 01 SOLE
1Page 2 08-02-14 11:03:49
0 FORM 13F
INFORMATION TABLE
QUARTER ENDING
12/31/2007
NAME OF ISSUER TITLE CUSIP VALUE SHARES SH PUT INVSTMT OTHER VOTING AUTHORITY
OF CLASS X1000 PRN AMT PRN CALL DSCRETN MANAGERS
------------------------------ ---------- --------- ---------- ------------ --- ---- ------- -------- ----------------
0DELTA AIR LINES INC DEL 247361702 2,979 000000200124 SH DEFINED 01 SOLE
ECHELON CORP 27874N105 237 000000011498 SH DEFINED 02 SOLE
ENERGY CONVERSION DEVICES IN 292659109 849 000000025246 SH DEFINED 02 SOLE
NERNOC INC 292764107 790 000000016095 SH DEFINED 02 SOLE
EVERGREEN SOLAR INC 30033R108 961 000000055690 SH DEFINED 02 SOLE
FTI CONSULTING INC 302941109 736 000000011950 SH DEFINED 01 SOLE
FLUOR CORP NEW 343412102 1,246 000000008556 SH DEFINED 02 SOLE
FUELCELL ENERGY INC 35952H106 773 000000078012 SH DEFINED 02 SOLE
GAP INC DEL 364760108 714 000000033592 SH DEFINED 02 SOLE
GENERAL ELECTRIC CO 369604103 1,847 000000049831 SH DEFINED 02 SOLE
GENERAL MTRS CORP 370442105 958 000000038494 SH DEFINED 02 SOLE
LOBAL CASH ACCESS HLDGS INC 378967103 72 000000012000 SH DEFINED 01 SOLE
GMARKET INC 38012G100 271 000000010900 SH DEFINED 02 SOLE
GOODYEAR TIRE & RUBR CO 382550101 1,622 000000057500 SH DEFINED 01 SOLE
GRACE W R & CO DEL NEW 38388F108 1,014 000000038746 SH DEFINED 01 SOLE
GROUP 1 AUTOMOTIVE INC 398905109 336 000000014150 SH DEFINED 01 SOLE
HARRAHS ENTMT INC 413619107 3,629 000000040900 SH DEFINED 01 SOLE
HARRAHS ENTMT INC 413619107 3,629 000000040900 SH DEFINED 01 SOLE
HAYES LEMMERZ INTL INC 420781304 1,133 000000248000 SH DEFINED 01 SOLE
HOME DEPOT INC 437076102 2,171 000000080609 SH DEFINED 02 SOLE
HONEYWELL INTL INC 438516106 857 000000013934 SH DEFINED 02 SOLE
HORNBECK OFFSHORE SVCS INC N 440543106 1,081 000000024050 SH DEFINED 01 SOLE
HUNTSMAN CORP 447011107 249 000000009700 SH DEFINED 01 SOLE
HUNTSMAN CORP 447011107 1,194 000000046479 SH DEFINED 01 SOLE
HUNTSMAN CORP 447011107 249 000000009700 SH DEFINED 01 SOLE
CO GLOBAL COMM HLDGS LTD DE 44930K108 81 000000025716 SH DEFINED 01 SOLE
IDENIX PHARMACEUTICALS INC 45166R204 791 000000301476 SH DEFINED 02 SOLE
NNOPHOS HOLDINGS INC 45774N108 729 000000049028 SH DEFINED 01 SOLE
INTEL CORP 458140100 1,373 000000051511 SH DEFINED 02 SOLE
INTERNATIONAL BUSINESS MACHS 459200101 1,522 000000014086 SH DEFINED 02 SOLE
INTERNATIONAL RECTIFIER CORP 460254105 751 000000022132 SH DEFINED 02 SOLE
SHARES COMEX GOLD TR 464285105 12,828 000000155586 SH DEFINED 02 SOLE
ISHARES INC 464286400 2,621 000000032487 SH DEFINED 02 SOLE
ISHARES TR 464287184 5,550 000000032000 SH DEFINED 02 SOLE
ISHARES TR 464287234 15,326 000000101975 SH DEFINED 02 SOLE
ISHARES TR 464287390 3,805 000000015289 SH DEFINED 02 SOLE
ITRON INC 465741106 765 000000007979 SH DEFINED 02 SOLE
JA SOLAR HOLDINGS CO LTD 466090107 275 000000011856 SH DEFINED 02 SOLE
JP MORGAN CHASE & CO 46625H100 320 000000007343 SH DEFINED 02 SOLE
JETBLUE AWYS CORP 477143101 306 000000051913 SH DEFINED 02 SOLE
JOHNSON & JOHNSON 478160104 1,233 000000018495 SH DEFINED 02 SOLE
KOHLS CORP 500255104 18,480 000000403502 SH DEFINED 02 SOLE
LDK SOLAR CO LTD 50183L107 834 000000017760 SH DEFINED 02 SOLE
LAS VEGAS SANDS CORP 517834107 5,049 000000049003 SH DEFINED 02 SOLE
LEHMAN BROS HLDGS INC 524908100 2,743 000000041924 SH DEFINED 02 SOLE
LILLY ELI & CO 532457108 1,063 000000019924 SH DEFINED 02 SOLE
1Page 3 08-02-14 11:03:49
0 FORM 13F
INFORMATION TABLE
QUARTER ENDING
12/31/2007
NAME OF ISSUER TITLE CUSIP VALUE SHARES SH PUT INVSTMT OTHER VOTING AUTHORITY
OF CLASS X1000 PRN AMT PRN CALL DSCRETN MANAGERS
------------------------------ ---------- --------- ---------- ------------ --- ---- ------- -------- ----------------
0LIMITED BRANDS INC 532716107 6,485 000000342596 SH DEFINED 02 SOLE
MEMC ELECTR MATLS INC 552715104 823 000000009309 SH DEFINED 02 SOLE
MTR GAMING GROUP INC 553769100 475 000000070015 SH DEFINED 01 SOLE
MAGELLAN HEALTH SVCS INC 559079207 4,672 000000100202 SH DEFINED 01 SOLE
MCDONALDS CORP 580135101 348 000000005919 SH DEFINED 02 SOLE
EDCATH CORP 58404W109 762 000000031050 SH DEFINED 01 SOLE
MEDIS TECHNOLOGIES LTD 58500P107 238 000000015457 SH DEFINED 02 SOLE
MERRILL LYNCH & CO INC 590188108 12,718 000000236932 SH DEFINED 02 SOLE
MIRANT CORP NEW 60467R100 1,345 000000034530 SH DEFINED 01 SOLE
MOODYS CORP 615369105 25,852 000000724151 SH DEFINED 02 SOLE
MORGAN STANLEY 617446448 1,017 000000019162 SH DEFINED 02 SOLE
MOTOROLA INC 620076109 725 000000045243 SH DEFINED 02 SOLE
MUELLER WTR PRODS INC 624758207 434 000000043552 SH DEFINED 01 SOLE
NRG ENERGY INC 629377508 751 000000017350 SH DEFINED 01 SOLE
NEWMONT MINING CORP 651639106 1,152 000000023595 SH DEFINED 02 SOLE
NIKE INC 654106103 937 000000014600 SH DEFINED 02 SOLE
NORFOLK SOUTHERN CORP 655844108 3,666 000000072686 SH DEFINED 02 SOLE
NORTHWEST AIRLS CORP 667280408 8,423 000000580531 SH DEFINED 01 SOLE
NUCOR CORP 670346105 9,623 000000162506 SH DEFINED 02 SOLE
OMNITURE INC 68212S109 231 000000006950 SH DEFINED 02 SOLE
ORACLE CORP 68389X105 1,113 000000049335 SH DEFINED 02 SOLE
ORMAT TECHNOLOGIES INC 686688102 628 000000011429 SH DEFINED 02 SOLE
OVERSEAS SHIPHOLDING GROUP I 690368105 1,031 000000013859 SH DEFINED 02 SOLE
OWENS CORNING NEW 690742101 3,854 000000190636 SH DEFINED 01 SOLE
PACIFIC ETHANOL INC 69423U107 236 000000028844 SH DEFINED 02 SOLE
PANTRY INC 698657103 373 000000014300 SH DEFINED 01 SOLE
PEPSICO INC 713448108 588 000000007749 SH DEFINED 02 SOLE
PFIZER INC 717081103 1,261 000000055502 SH DEFINED 02 SOLE
PLUG POWER INC 72919P103 219 000000055684 SH DEFINED 02 SOLE
POWER INTEGRATIONS INC 739276103 798 000000023191 SH DEFINED 02 SOLE
RCN CORP 749361200 1,031 000000066190 SH DEFINED 01 SOLE
R H DONNELLEY CORP 74955W307 372 000000010200 SH DEFINED 01 SOLE
SANDISK CORP 80004C101 1,245 000000037538 SH DEFINED 02 SOLE
SCHLUMBERGER LTD 806857108 206 000000002100 SH DEFINED 02 SOLE
SCOTTS MIRACLE GRO CO 810186106 351 000000009390 SH DEFINED 01 SOLE
SEACOR HOLDINGS INC 811904101 674 000000007270 SH DEFINED 01 SOLE
SOHU COM INC 83408W103 339 000000006223 SH DEFINED 02 SOLE
STARBUCKS CORP 855244109 724 000000035396 SH DEFINED 02 SOLE
STARWOOD HOTELS&RESORTS WRLD 85590A401 6,100 000000138558 SH DEFINED 02 SOLE
SUNPOWER CORP 867652109 4,527 000000034719 SH DEFINED 02 SOLE
SUNTECH PWR HLDGS CO LTD 86800C104 822 000000009993 SH DEFINED 02 SOLE
ARGACEPT INC 87611R306 9,970 000001190476 SH DEFINED 02 SOLE
HORNBURG MTG INC 885218701 240 000000010000 SH DEFINED 01 SOLE
3M CO 88579Y101 497 000000005895 SH DEFINED 02 SOLE
TIME WARNER INC 887317105 1,336 000000080976 SH DEFINED 02 SOLE
TIME WARNER CABLE INC 88732J108 2,508 000000090903 SH DEFINED 01 SOLE
1Page 4 08-02-14 11:03:49
0 FORM 13F
INFORMATION TABLE
QUARTER ENDING
12/31/2007
NAME OF ISSUER TITLE CUSIP VALUE SHARES SH PUT INVSTMT OTHER VOTING AUTHORITY
OF CLASS X1000 PRN AMT PRN CALL DSCRETN MANAGERS
------------------------------ ---------- --------- ---------- ------------ --- ---- ------- -------- ----------------
0OWN SPORTS INTL HLDGS INC 89214A102 493 000000051658 SH DEFINED 01 SOLE
TRUMP ENTMT RESORTS INC 89816T103 111 000000025906 SH DEFINED 01 SOLE
UAL CORP 902549807 508 000000014259 SH DEFINED 01 SOLE
US BANCORP DEL 902973304 661 000000020853 SH DEFINED 02 SOLE
U S G CORP 903293405 533 000000014900 SH DEFINED 01 SOLE
UNION PAC CORP 907818108 3,118 000000024826 SH DEFINED 02 SOLE
UNITED TECHNOLOGIES CORP 913017109 222 000000002906 SH DEFINED 02 SOLE
VERASUN ENERGY CORP 92336G106 835 000000054661 SH DEFINED 02 SOLE
VERENIUM CORPORATION 92340P100 255 000000051115 SH DEFINED 02 SOLE
VIRGIN MEDIA INC 92769L101 947 000000055251 SH DEFINED 01 SOLE
VIRGIN MOBILE USA INC 92769R108 396 000000044550 SH DEFINED 01 SOLE
VIRGIN MOBILE USA INC 92769R108 396 000000044550 SH DEFINED 01 SOLE
WAL MART STORES INC 931142103 1,388 000000029221 SH DEFINED 02 SOLE
WINN DIXIE STORES INC 974280307 1,134 000000067241 SH DEFINED 01 SOLE
WYNN RESORTS LTD 983134107 335 000000002995 SH DEFINED 02 SOLE
YINGLI GREEN ENERGY HLDG CO 98584B103 844 000000021817 SH DEFINED 02 SOLE
ZOLTEK COS INC 98975W104 1,192 000000027828 SH DEFINED 02 SOLE