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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Capital Product Partners L.P. 3 IASSONOS STREET PIRAEUS, J3 18537 |
X |
/s/ Gerasimos G. Kalogiratos, Chief Executive Officer on behalf of Capital Product Partners L.P. | 03/28/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On March 26, 2019, Diamond S Shipping Inc. (the "Issuer"), a wholly owned subsidiary of Capital Product Partner L.P. ("CPLP"), issued 12,724,500 shares of common stock ("Common Stock") to CPLP as consideration for the contribution by CPLP of assets to be separated from CPLP's businesses and operations in connection with the spin-off (the "Spin-Off") of the Issuer from CPLP. On March 27, 2019, CPLP distributed 100% of the outstanding shares of Common Stock to holders of record as of the close of business on March 19, 2019 of CPLP common units and CPLP general partner units (collectively, the "CPLP Units"), on a pro rata basis based on a ratio of one share of Common Stock for every 10.19149 CPLP Units. |
(2) | Includes 500 shares of Common Stock previously reported as directly held by CPLP. |