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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Tallgrass Energy Holdings, LLC 4200 W. 115TH STREET, SUITE 350 LEAWOOD, KS 66211 |
X | |||
Tallgrass Energy GP, LP 4200 W. 115TH STREET, SUITE 350 LEAWOOD, KS 66211 |
X | |||
TEGP Management, LLC 4200 W. 115TH STREET, SUITE 350 LEAWOOD, KS 66211 |
X |
Tallgrass Energy Holdings, LLC, /s/ Christopher R. Jones, Title: Vice President, General Counsel and Secretary | 02/09/2018 | |
**Signature of Reporting Person | Date | |
Tallgrass Energy GP, LP, By: TEGP Management, LLC, its general partner, /s/ Christopher R. Jones, Title: Vice President, General Counsel and Secretary | 02/09/2018 | |
**Signature of Reporting Person | Date | |
TEGP Management, LLC, /s/ Christopher R. Jones, Title: Vice President, General Counsel and Secretary | 02/09/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 4 is being filed jointly by Tallgrass Energy Holdings, LLC ("TEH"), Tallgrass Energy GP, LP ("TEGP") and TEGP Management, LLC ("TEGP GP"). TEH owns a 100% membership interest in TEGP GP, which is the general partner of TEGP. TEGP owns an approximate 31.43% interest in, and is the managing member of, Tallgrass Equity, LLC ("Tallgrass Equity"). TEH, TEGP and TEGP GP may therefore be deemed to beneficially own securities of the Issuer owned directly by Tallgrass Equity. In connection with the merger of Tallgrass Development, LP with and into a wholly-owned subsidiary of Tallgrass Equity on February 7, 2018, Tallgrass Equity acquired an additional 5,619,218 common units representing limited partner interests in Issuer. Each of TEH, TEGP and TEGP GP disclaims beneficial ownership of the securities of the Issuer held by Tallgrass Equity except to the extent of its respective pecuniary interest therein. |