As filed with the Securities and Exchange Commission on September 26, 2014
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-21169
NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC.
(Exact Name of the Registrant as Specified in Charter)
c/o Neuberger Berman Management LLC
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
(Address of Principal Executive Offices – Zip Code)
Registrant's telephone number, including area code: (212) 476-8800
Robert Conti, Chief Executive Officer and President
Neuberger Berman New York Intermediate Municipal Fund Inc.
c/o Neuberger Berman Management LLC
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
Arthur C. Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and addresses of agents for service)
Date of fiscal year end: October 31
Date of reporting period: July 31, 2014
Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to Rule 30b1-5 under the Investment Company Act of 1940 (“1940 Act”) (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the
 

 
burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 
Item 1. Schedule of Investments.
JULY 31, 2014


Schedule of Investments New York Intermediate Municipal Fund Inc.
(Unaudited)



Principal Amount
Value
($000's omitted)
($000's omitted)
z
 
Municipal Notes (164.8%)
California (5.2%)
 
 
3,115
 
Corona-Norca Unified Sch. Dist. G.O. Cap. Appreciation (Election 2006), Ser. 2009-C, (AGM Insured), 0.00%, due 8/1/24
 
2,224
 
1,470
Pico Rivera Pub. Fin. Au. Lease Rev., Ser. 2009, 4.75%, due 9/1/25
1,556
 
 
 
 
 
3,780
 
Florida (0.7%)
 
 
500
 
Collier Co. Ind. Dev. Au. Continuing Care Comm. Rev. (Arlington of Naples Proj.), Ser. 2014-B1, 6.88%, due 5/15/21
 
502
 
Guam (3.7%)
 
 
1,135
 
Guam Gov't Hotel Occupancy Tax Rev., Ser. 2011-A, 5.50%, due 11/1/19
 
1,240
 
 
 
330
 
Guam Gov't Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2005, 5.50%, due 7/1/16
 
346
 
1,000
Guam Gov't Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2010, 5.25%, due 7/1/25
1,106
 
 
 
 
 
2,692
 
Illinois (0.7%)
 
 
455
 
Bartlett Sr. Lien Tax Increment Ref. Rev. (Quarry Redev. Proj.), Ser. 2007, 5.35%, due 1/1/17
 
465
 
 
Louisiana (0.7%)
 
 
500
 
Louisiana St. Pub. Facs. Au. Rev. (Southwest Louisiana Charter Academy Foundation Proj.), Ser. 2013-A, 7.63%, due 12/15/28
 
531
ß
 
Nevada (1.6%)
 
 
1,000
 
Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23
 
1,147
 
New York (145.1%)
 
 
1,000
 
Albany Co. G.O., Ser. 2012-B, 4.00%, due 11/1/22
 
1,102
 
 
 
1,000
 
Albany Co. G.O., Ser. 2012-B, 4.00%, due 11/1/23
 
1,094
 
 
 
600
 
Build NYC Res. Corp. Rev. (Int'l Leadership Charter Sch. Proj.), Ser. 2013, 5.00%, due 7/1/23
 
599
ß
 
 
500
 
Build NYC Res. Corp. Rev. (South Bronx Charter Sch. Int'l Cultures), Ser. 2013-A, 3.88%, due 4/15/23
 
470
ß
 
 
500
 
Cattaraugus Co. IDA Civic Fac. Rev. (St. Bonaventure Univ. Proj.), Ser. 2006-A, 5.00%, due 5/1/23
 
526
ß
 
 
500
 
Clarkstown Central Sch. Dist. G.O., Ser. 2012, 4.00%, due 10/15/19
 
560
 
 
 
1,000
 
Dutchess Co. Local Dev. Corp. Rev. (Marist College Proj.), Ser. 2012-A, 5.00%, due 7/1/21
 
1,158
ß
 
 
1,050
 
Erie Co. IDA Sch. Fac. Rev. (Buffalo City Sch. Dist.), Ser. 2009-A, 5.25%, due 5/1/25
 
1,193
 
 
 
1,270
 
Geneva Dev. Corp. Rev. (Hobart & William Smith College Proj.), Ser. 2012, 5.00%, due 9/1/21
 
1,475
ß
 
 
1,500
 
Hempstead Town Local Dev. Corp. Rev. (Molloy College Proj.), Ser. 2009, 5.75%, due 7/1/23
 
1,691
ß
 
 
580
 
Islip, G.O., Ser. 2012, 3.00%, due 8/1/25
 
591
 
 
 
1,050
 
Long Island Pwr. Au. Elec. Sys. Gen. Rev., Ser. 2006-E, (BHAC Insured), 5.00%, due 12/1/21
 
1,141
 
 
 
185
 
Lyons Comm. Hlth. Initiatives Corp. Fac. Rev., Ser. 2004, 5.50%, due 9/1/14
 
186
 
 
 
2,000
 
Metropolitan Trans. Au. Rev., Ser. 2012-F, 5.00%, due 11/15/21
 
2,375
 
 
 
1,000
 
Monroe Co. IDA Civic Fac. Rev. (Highland Hosp. of Rochester), Ser. 2005, 5.00%, due 8/1/15
 
1,039
ß
 
 
300
 
Monroe Co. Ind. Dev. Corp. Rev. (Monroe Comm. College), Ser. 2014, (AGM Insured), 5.00%, due 1/15/29
 
332
ß
 
 
500
 
Monroe Co. Ind. Dev. Corp. Rev. (Nazareth College of Rochester Proj.), Ser. 2013-A, 5.00%, due 10/1/24
 
545
ß
 
 
500
 
Monroe Co. Ind. Dev. Corp. Rev. (Nazareth College of Rochester Proj.), Ser. 2013-A, 5.00%, due 10/1/25
 
541
ß
 
 
250
 
Monroe Co. Ind. Dev. Corp. Rev. (Nazareth College of Rochester Proj.), Ser. 2013-A, 4.00%, due 10/1/26
 
244
ß
 
 
1,120
 
Monroe Co. Ind. Dev. Corp. Rev. (St. John Fisher College), Ser. 2012-A, 5.00%, due 6/1/23
 
1,259
ß
 
 
210
 
Monroe Co. Ind. Dev. Corp. Rev. (St. John Fisher College), Ser. 2012-A, 5.00%, due 6/1/25
 
233
ß
 
 
520
 
Monroe Co. Newpower Corp. Pwr. Fac. Rev., Ser. 2003, 5.10%, due 1/1/16
 
522
 
 
 
2,000
 
Nassau Co. G.O. (Gen. Imp. Bonds), Ser. 2013-B, 5.00%, due 4/1/28
 
2,238
 
 
 
4,000
 
Nassau Co. IDA Civic Fac. Rev. Ref. & Imp. (Cold Spring Harbor Laboratory), Ser. 1999, (LOC: TD Bank N.A.), 0.06%, due 1/1/34
 
4,000
µß
 
 
1,000
 
Nassau Co. Local Econ. Assist. Corp. Rev. (Catholic Hlth. Svcs. of Long Island Obligated Group Proj.), Ser. 2014, 5.00%, due 7/1/27
 
1,104
ß
 
 
950
 
New York City G.O., Ser. 2009-B, 5.00%, due 8/1/22
 
1,101
 
 
 
1,000
 
New York City G.O., Ser. 2009-E, 5.00%, due 8/1/21
 
1,162
 
 
 
1,925
 
New York City G.O., Subser. 2012-G1, 5.00%, due 4/1/27
 
2,211
 
 
 
1,000
 
New York City IDA Civic Fac. Rev. (American Civil Proj.), Ser. 2005, (LOC: JP Morgan Chase), 0.06%, due 6/1/35
 
1,000
µß
 
 
1,560
 
New York City IDA Civic Fac. Rev. (Packer Collegiate Institute Proj.), Ser. 2002, (AMBAC Insured), 5.00%, due 6/1/22
 
1,564
ß
 
 
490
 
New York City IDA Civic Fac. Rev. (Vaughn College Aeronautics & Technology), Ser. 2006-A, 5.00%, due 12/1/28
 
510
ß
 
 
2,000
 
New York City IDA Spec. Fac. Rev. (Term. One Group Assoc. Proj.), Ser. 2005, 5.50%, due 1/1/19
 
2,124
µß
 
 
900
 
New York City Trust for Cultural Res. Rev. (American Museum of Natural History), Ser. 2008-A1, (LOC: JP Morgan Chase), 0.06%, due 4/1/27
 
900
µß
 
 
2,000
 
New York Liberty Dev. Corp. Rev. (Goldman Sachs Headquarters), Ser. 2005, 5.25%, due 10/1/35
 
2,320
ßØØ
 
 
660
 
New York Liberty Dev. Corp. Rev. (Nat'l Sports Museum Proj.), Ser. 2006-A, 6.13%, due 2/15/19
 
0
#‡
 
 
3,000
 
New York St. Dorm. Au. Ref. Rev. (North Gen. Hosp. Proj.), Ser. 2003, 5.75%, due 2/15/17
 
3,010
ß
 
 
250
 
New York St. Dorm. Au. Rev. (Brookdale Hosp. Med. Ctr.), Ser. 1998-J, 5.20%, due 2/15/16
 
251
ß
 
 
795
 
New York St. Dorm. Au. Rev. (City Univ. Sys. Proj.), Ser. 1995-A, 5.63%, due 7/1/16
 
851
ß
 
 
400
 
New York St. Dorm. Au. Rev. (North Shore-Long Island Jewish Oblig. Group), Ser. 2003, 5.00%, due 5/1/18
 
401
ß
 
 
2,525
 
New York St. Dorm. Au. Rev. (Rivington House Hlth. Care Fac.), Ser. 2002, (SONYMA Insured), 5.25%, due 11/1/15
 
2,534
ß
 
 
905
 
New York St. Dorm. Au. Rev. (SS Joachim & Anne Residence Proj.), Ser. 2002, (LOC: Allied Irish Banks), 4.60%, due 7/1/16
 
906
ß
 
 
780
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (Culinary Institute of America), Ser. 2013, 4.63%, due 7/1/25
 
824
ß
 
 
500
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (Manhattan Marymount College), Ser. 2009, 5.00%, due 7/1/24
 
532
ß
 
 
900
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (Montefiore Med. Ctr.), Ser. 2008, (FHA Insured), 5.00%, due 8/1/21
 
991
ß
 
 
1,595
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (Mount Sinai Sch. of Medicine), Ser. 2009, 5.25%, due 7/1/24
 
1,775
ß
 
 
2,000
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (North Shore-Long Island Jewish Oblig. Group), Ser. 2011-A, 4.38%, due 5/1/26
 
2,103
ß
 
 
1,000
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (NYU Hosp. Ctr.), Ser. 2006-A, 5.00%, due 7/1/20
 
1,078
ß
 
 
805
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (NYU Hosp. Ctr.), Ser. 2007-B, 5.25%, due 7/1/24
 
871
ß
 
 
1,375
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (Rochester Institute of Technology), Ser. 2012, 4.00%, due 7/1/28
 
1,429
ß
 
 
2,000
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (St. John's Univ.), Ser. 2007-C, (National Public Finance Guarantee Corp. Insured), 5.25%, due 7/1/19
 
2,299
ß
 
 
460
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (Touro College & Univ. Sys. Obligated Group), Ser. 2014-A, 4.00%, due 1/1/26
 
465
ß
 
 
470
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (Touro College & Univ. Sys. Obligated Group), Ser. 2014-A, 4.00%, due 1/1/27
 
471
ß
 
 
200
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (Touro College & Univ. Sys. Obligated Group), Ser. 2014-A, 4.00%, due 1/1/28
 
199
ß
 
 
275
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (Touro College & Univ. Sys. Obligated Group), Ser. 2014-A, 4.13%, due 1/1/29
 
274
ß
 
 
1,350
 
New York St. Dorm. Au. Rev. Non St. Supported Debt (Univ. Facs.), Ser. 2013-A, 5.00%, due 7/1/28
 
1,540
 
 
 
2,000
 
New York St. Dorm. Au. Rev. St. Personal Income Tax Rev., Ser. 2012-A, 5.00%, due 12/15/26
 
2,352
 
 
 
1,500
 
New York St. Env. Fac. Corp. Solid Waste Disp. Rev. (Waste Management, Inc. Proj.), Ser. 2004-A, 2.75%, due 7/1/17
 
1,578
ß
 
 
2,000
 
New York St. Env. Facs. Corp. (St. Clean Wtr. & Drinking), Ser. 2012-A, 4.00%, due 6/15/26
 
2,185
 
 
 
1,615
 
New York St. HFA Rev. (Affordable Hsg.), Ser. 2009-B, 4.50%, due 11/1/29
 
1,687
 
 
 
960
 
New York St. HFA Rev. (Affordable Hsg.), Ser. 2012-F, (SONYMA Insured), 3.05%, due 11/1/27
 
939
 
 
 
1,230
 
New York St. Muni. Bond Bank Agcy., Subser. 2009-B1, 5.00%, due 12/15/23
 
1,400
 
 
 
1,295
 
New York St. Muni. Bond Bank Agcy., Subser. 2009-B1, 5.00%, due 12/15/24
 
1,469
 
 
 
1,000
 
New York St. Thruway Au. Second Gen. Hwy. & Bridge Trust Fund Bonds, Ser. 2007-B, 5.00%, due 4/1/20
 
1,128
 
 
 
1,090
 
New York St. Thruway Au. Second Gen. Hwy. & Bridge Trust Fund Bonds, Ser. 2009-B, 5.00%, due 4/1/19
 
1,265
 
 
 
1,250
 
New York St. Urban Dev. Corp. Ref. Rev., Ser. 2008-D, 5.25%, due 1/1/20
 
1,447
 
 
 
965
 
New York St. Urban Dev. Corp. Rev. (St. Personal Income Tax), Ser. 2008-A1, 5.00%, due 12/15/23
 
1,093
 
 
 
785
 
Newburgh, G.O., Ser. 2012-A, 5.00%, due 6/15/22
 
857
 
 
 
900
 
Niagara Area Dev. Corp. Rev. (Covanta Energy Proj.), Ser. 2012, 4.00%, due 11/1/24
 
891
ß
 
 
640
 
Niagara Area Dev. Corp. Rev. (Niagara Univ. Proj.), Ser. 2012-A, 5.00%, due 5/1/25
 
717
ß
 
 
300
 
Niagara Area Dev. Corp. Rev. (Niagara Univ. Proj.), Ser. 2012-A, 5.00%, due 5/1/26
 
334
ß
 
 
500
 
Onondaga Civic Dev. Corp. Rev. (St. Josephs Hosp. Hlth. Ctr. Proj.), Ser. 2014-A, 5.00%, due 7/1/25
 
522
ß
 
 
1,300
 
Onondaga Co. Trust Cultural Res. Rev. (Syracuse Univ. Proj.), Ser. 2010-A, (LOC: Wells Fargo & Co.), 0.05%, due 12/1/29
 
1,300
µß
 
 
1,000
 
Onondaga Co. Trust Cultural Res. Rev. (Syracuse Univ. Proj.), Ser. 2010-B, 5.00%, due 12/1/19
 
1,177
ß
 
 
1,500
 
Oyster Bay, G.O., Ser. 2014, (AGM Insured), 3.25%, due 8/1/21
 
1,567
Ø
 
 
3,000
 
Port Au. New York & New Jersey Cons. Bonds, Ser. 2012-175, 3.00%, due 12/1/27
 
2,990
 
 
 
750
 
Rensselaer City Sch. Dist. Cert. Participation, Ser. 2006, (XLCA Insured), 5.00%, due 6/1/26
 
757
 
 
 
1,500
 
Rockland Co. G.O. (Pub. Imp. ), Ser. 2014-C, (AGM Insured), 4.00%, due 5/1/21
 
1,637
Ø
 
 
1,000
 
Saratoga Co. IDA Civic Fac. Rev. (Saratoga Hosp. Proj.), Ser. 2007-B, 5.00%, due 12/1/22
 
1,064
ß
 
 
1,410
 
St. Lawrence Co. IDA Civic Dev. Corp. Rev. (St. Lawrence Univ. Proj.), Ser. 2012, 5.00%, due 7/1/28
 
1,570
ß
 
 
1,980
 
Suffolk Co. Judicial Facs. Agcy. Lease Rev. (H. Lee Dennison Bldg.), Ser. 2013, 5.00%, due 11/1/25
 
2,183
 
 
 
190
 
Triborough Bridge & Tunnel Au. Oblig., Ser. 1998-A, (National Public Finance Guarantee Corp. Insured), 4.75%, due 1/1/24
 
196
 
 
 
1,000
 
Triborough Bridge & Tunnel Au. Rev., Subser. 2008-D, 5.00%, due 11/15/23 Pre-Refunded 11/15/18
 
1,170
 
 
 
765
 
Triborough Bridge & Tunnel Au. Rev., Subser. 2008-D, 5.00%, due 11/15/23
 
860
 
 
 
305
 
Ulster Co. Res. Rec. Agcy., Ser. 2002, (AMBAC Insured), 5.25%, due 3/1/16
 
306
 
 
 
1,405
 
United Nations Dev. Corp. Rev., Ser. 2009-A, 5.00%, due 7/1/22
 
1,575
 
 
 
3,000
 
Utility Debt Securitization Au. Rev., Ser. 2013-TE, 5.00%, due 12/15/28
 
3,535
ØØ
1,350
Westchester Co. Local Dev. Corp. Rev. (Kendal on Hudson Proj.), Ser. 2013, 5.00%, due 1/1/28
1,452
ß
 
 
 
 
 
105,117
 
Pennsylvania (2.9%)
 
 
2,000
 
Pennsylvania St. Turnpike Commission Turnpike Rev. (Cap. Appreciation), Subser. 2010-B2, 0.00%, due 12/1/34
 
2,074
b
 
Puerto Rico (4.2%)
 
 
2,000
 
Puerto Rico Commonwealth Ref. G.O. (Pub. Imp.), Ser. 2001-A, (National Public Finance Guarantee Corp. Insured), 5.50%, due 7/1/20
 
2,010
 
1,060
Puerto Rico Ind. Tourist Ed. Med. & Env. Ctrl. Fac. Rev. (Polytechnic Univ. of Puerto Rico Proj.), Ser. 2002-A, (ACA Insured), 5.25%, due 8/1/16
1,057
ß
3,067
 
 
 
 
Total Municipal Notes (Cost $115,069)
 
119,375
 
UNITS
Liquidating Trust - Real Estate (2.8%)
 
 
600
 
CMS Liquidating Trust (Cost $3,105)
 
2,011
#*
 
Total Investments (167.6%) (Cost $118,174)
121,386
##
Liabilities, less cash, receivables and other assets [(0.9%)]
(655)
Liquidation Value of Variable Rate Municipal Term Preferred Shares [(66.7%)]
(48,300)
Total Net Assets Applicable to Common Shareholders (100.0%)
$72,431


See Notes to Schedule of Investments
 

July 31, 2014 (Unaudited)

Notes to Schedule of Investments

In accordance with Accounting Standards Codification (“ASC”) 820 “Fair Value Measurement” (“ASC 820”), all investments held by each of Neuberger Berman California Intermediate Municipal Fund Inc. (“California”), Neuberger Berman Intermediate Municipal Fund Inc. (“Intermediate”) and Neuberger Berman New York Intermediate Municipal Fund Inc. (“New York”) (each individually a “Fund” and collectively, the “Funds”) are carried at the value that Neuberger Berman Management LLC (“Management”) believes a Fund would receive upon selling an investment in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment under current market conditions. Various inputs, including the volume and level of activity for the asset or liability in the market, are considered in valuing the Funds’ investments, some of which are discussed below. Significant management judgment may be necessary to value investments in accordance with ASC 820.
 
 
 
ASC 820 established a three-tier hierarchy of inputs to create a classification of value measurements for disclosure purposes. The three-tier hierarchy of inputs is summarized in the three broad Levels listed below.
 
 
 
 
Level 1 – quoted prices in active markets for identical investments
 
Level 2 – other observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, amortized cost, etc.)
 
Level 3 – unobservable inputs (including a Fund’s own assumptions in determining the fair value of investments)
 
 
 
The inputs or methodology used for valuing an investment are not necessarily an indication of the risk associated with investing in those securities.
 
 
 
The value of the Funds’ investments in municipal securities is determined by Management primarily by obtaining valuations from independent pricing services based on readily available bid quotations, or if quotations are not available, by methods which include various considerations such as yields or prices of securities of comparable quality, coupon, maturity and type; indications as to values from dealers; and general market conditions (generally Level 2 inputs). Other Level 2 inputs used by an independent pricing service to value municipal securities include current trades, bid-wanted lists (which informs the market that a holder is interested in selling a position and that offers will be considered), offerings, general information on market movement, direction, trends, and specific data on specialty issues.
 
 
 
Management has developed a process to periodically review information provided by independent pricing services for all types of securities.
 
 
 
If a valuation is not available from an independent pricing service, or if Management has reason to believe that the valuation received does not represent the amount a Fund might reasonably expect to receive on a current sale in an orderly transaction, the applicable Fund seeks to obtain quotations from brokers or dealers (generally considered Level 2 or Level 3 inputs depending on the number of quotes available). If such quotations are not readily available, the security is valued using methods the Fund’s Board of Directors (each Fund’s Board of Directors, a “Board”) has approved in the good-faith belief that the resulting valuation will reflect the fair value of the security. Numerous factors may be considered when determining the fair value of a security based on Level 2 or Level 3 inputs, including available analyst, media or other reports, trading in futures or American Depositary Receipts ("ADRs") and whether the issuer of the security being fair valued has other securities outstanding.
 
 
 
Fair value prices are necessarily estimates, and there is no assurance that such a price will be at or close to the price at which the security is next quoted or next trades.
 
 
 
The following is a summary, categorized by Level, of inputs used to value the Funds’ investments as of July 31, 2014:

Asset Valuation Inputs
 
 
 
 
 
 
 
 
 
(000’s omitted)
Level 1
Level 2
Level 3§
Total
California
 
 
 
 
Investments:
 
 
 
 
Municipal Notes^
$—
$146,208
$—
$146,208
Total Investments
146,208
146,208
Intermediate
 
 
 
 
Investments:
 
 
 
 
 
For information on the Funds’ significant accounting policies, please refer to the Funds’ most recent shareholder reports.

 
Municipal Notes^
473,158
473,158
Tax Exempt Preferred^
Total Investments
1,900
475,058
1,900
475,058
New York
 
 
 
 
Investments:
 
 
 
 
Municipal Notes^
119,375
119,375
Liquidating Trust—Real Estate
2,011
2,011
Total Investments
119,375
2,011
121,386
 
^
The Schedule of Investments provides information on the state categorization for the portfolio.
 
 
§
The following is a reconciliation between the beginning and ending balances of investments in which unobservable inputs (Level 3) were used in determining value:

 
 
 
 
 
 
(000’s omitted)
 
 
 
 
 
Beginning
balance, as of
11/1/13
Accrued
discounts/
(premiums)
Realized
gain/(loss)
Change in
unrealized
appreciation/
(depreciation)
 
 
 
 
 
 
 
Purchases
 
 
 
 
 
 
 
Sales
 
Transfers
in
to Level 3
Transfers
out of
Level 3
Balance
as of
7/31/14
Net change in
unrealized
appreciation/
(depreciation)
from
investments still
held as of
7/31/14
Investments in Securities
New York
 
 
 
 
 
 
 
 
 
 
Units
 
 
 
 
 
 
 
 
 
 
Liquidating Trust—Real Estate
$1,920
$
$
$91
$
 
 
$
 
 
$
 
 
$
$2,011
 
 
$91
Total
$1,920
$
$
$91
$
$
$
$
$2,011
$91

 
The following table presents additional information about valuation techniques and inputs used for investments that are measured at fair value and categorized within Level 3 as of July 31, 2014.

 
 
 
 
 
Asset class
 
 
 
Fair value at
7/31/14
 
 
 
Valuation
techniques
 
 
 
Unobservable
input
 
 
 
 
Range per unit
 
 
Weighted
average per
unit
Impact to
valuation from
increase in input
New York
Units
$2,011,000
Income Approach
Appraised Value
$3,252-$3,680
$3,466
Increase
 
 
As of the period ending July 31, 2014, the Funds had no transfers between Levels 1, 2 or 3 based on beginning of period market values as of October 31, 2013.
 
 
##
At July 31, 2014, selected fund information on a U.S. federal income tax basis was as follows:
 
 
 
(000’s omitted)
 
 
Cost
 
Gross Unrealized
Appreciation
 
Gross Unrealized
Depreciation
Net Unrealized
Appreciation
(Depreciation)
California
$139,243
$ 7,472
$507
$6,965
Intermediate
441,053
37,162
3,157
34,005
New York
118,177
5,465
2,256
3,209

ß
Security is guaranteed by the corporate or non-profit obligor.
 
 
ñ
Securities were purchased under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”), or are private placements and, unless registered under the 1933 Act or exempted from registration, may only be sold to qualified institutional investors. These securities have been deemed by the investment manager to be liquid. At July 31, 2014, these securities amounted to approximately $2,133,000 or 2.5% of net assets applicable to common shareholders for California and approximately $7,232,000 or 2.5% of net assets applicable to common shareholders for Intermediate.
 
 
Ø
All or a portion of this security was purchased on a when-issued basis. At July 31, 2014, these securities amounted to $4,482,000 or 5.3% of net assets applicable to common shareholders for California, $6,821,000 or 2.3% of net assets applicable to common shareholders for Intermediate and $3,204,000 or 4.4% of net assets applicable to common shareholders for New York.
 
 
For information on the Funds’ significant accounting policies, please refer to the Funds’ most recent shareholder reports.
 
ØØ
All or a portion of this security is segregated in connection with obligations for when-issued security purchase commitments.
 
 
µ
Floating rate securities are securities whose yields vary with a designated market index or market rate. These securities are shown at their current rates as of July 31, 2014, and at their final maturity dates.
 
 
b
Currently a zero coupon security; will convert to 6.00% on December 1, 2015.
 
 
c
Currently a zero coupon security; will convert to 6.50% on December 1, 2015.
 
 
d
Currently a zero coupon security; will convert to 5.50% on August 1, 2021.
 
 
e
Currently a zero coupon security; will convert to 6.38% on August 1, 2016.
 
 
f
Currently a zero coupon security; will convert to 6.38% on August 1, 2019.
 
 
g
Currently a zero coupon security; will convert to 6.13% on August 1, 2023.
 
 
h
Currently a zero coupon security; will convert to 6.75% on August 1, 2015.
 
 
i
Currently a zero coupon security; will convert to 6.88% on August 1, 2019.
 
 
j
Currently a zero coupon security; will convert to 7.30% on August 1, 2026.
 
 
z
A zero balance, if any, may reflect actual amounts rounding to less than $1,000.
 
 
*
Security did not produce income during the last twelve months.
 
 
Security had an event of default.
 
 
#
Restricted securities subject to restrictions on resale. Securities were purchased under Rule 144A of the 1933 Act or are private placements and, unless registered under the 1933 Act or exempted from registration, may only be sold to qualified institutional investors. These securities have been deemed by the investment manager to be illiquid.
 
 
 
At July 31, 2014, these securities amounted to approximately $503,000 or 0.6% of net assets applicable to common shareholders for California, approximately $5,156,000 or 1.8% of net assets applicable to common shareholders for Intermediate, and approximately $2,513,000 or 3.5% of net assets applicable to common shareholders for New York.


 
 
 
 
 
 
 
 
(000’s
omitted)
 
 
 
 
 
 
 
 
 
Restricted Security
 
 
 
 
 
Acquisition
Date
 
Acquisition
Cost
Acquisition
Cost
Percentage of
Net Assets
Applicable to
Common
Shareholders
as of
Acquisition
Date
 
 
 
 
 
 
 
 
Value as of
July 31, 2014
 
 
Fair Value
Percentage of
Net Assets
Applicable to
Common
Shareholders
as of July 31,
2014
California
Collier Co. Ind. Dev. Au. Continuing Care Comm. Rev. (Arlington of Naples Proj.), Ser. 2014-B1, 6.88%, due 5/15/21
12/16/2013
$500
0.6%
$503
0.6%
 
Intermediate
Collier Co. Ind. Dev. Au. Continuing Care Comm. Rev. (Arlington of Naples Proj.), Ser. 2014-B1, 6.88%, due 5/15/21
12/16/2013
1,000
0.4%
1,005
0.4%
 
 
 
 
 
 
 
 
Munimae TE Bond Subsidiary LLC, Unsecured Notes, 5.00%, due 4/30/28
1/31/2013
1,900
0.7%
1,900
0.6%
For information on the Funds’ significant accounting policies, please refer to the Funds’ most recent shareholder reports.

 
 
New York Liberty Dev. Corp. Rev. (Nat’l Sports Museum Proj.), Ser. 2006-A, 6.13%, due 2/15/19
8/4/2006
1,100
0.4%
0
0.0%
 
 
Non-Profit Pfd. Fdg. Trust I, Ser. 2006-C, 4.72%, due 9/15/37
10/2/2006
3,000
1.0%
2,251
0.8%
 
 
 
 
 
 
 
New York
Collier Co. Ind. Dev. Au. Continuing Care Comm. Rev. (Arlington of Naples Proj.), Ser. 2014-B1, 6.88%, due 5/15/21
12/16/2013
500
0.7%
502
0.7%
 
 
New York Liberty Dev. Corp. Rev. (Nat’l Sports Museum Proj.), Ser. 2006-A, 6.13%, due 2/15/19
8/4/2006
660
0.9%
0
0.0%
 
 
CMS Liquidating Trust
11/21/2012
3,105
4.0%
2,011
2.8%

 
For information on the Funds’ significant accounting policies, please refer to the Funds’ most recent shareholder reports.
 

 
Item 2. Controls and Procedures.
(a)
Based on an evaluation of the disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (“1940 Act”)), as of a date within 90 days of the filing date of this document, the Chief Executive Officer and Treasurer and Principal Financial and Accounting Officer of the Registrant have concluded that such disclosure controls and procedures are effectively designed to ensure that information required to be disclosed by the Registrant on Form N-CSR and Form N-Q is accumulated and communicated to the Registrant’s management to allow timely decisions regarding required disclosure.
 
 
 (b)
There were no significant changes in the Registrant’s internal controls over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the Registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting.
 
 
Item 3. Exhibits.
The certifications required by Rule 30a-2(a) of the 1940 Act are filed herewith.



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Neuberger Berman New York Intermediate Municipal Fund Inc.
By:
 /s/ Robert Conti       
 
 
 Robert Conti
 
 
 Chief Executive Officer and President
 
 
Date: September 26, 2014
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
By:
 /s/ Robert Conti       
 
 Robert Conti
 
 Chief Executive Officer and President
 
Date: September 26, 2014
 
 
By:
/s/ John M. McGovern
 
 John M. McGovern
 
 Treasurer and Principal Financial
 
 and Accounting Officer

Date: September 26, 2014