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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) (4) | $ 14.25 | 12/18/1996 | 12/18/2006 | Common Stock | 1,500 | 1,500 | D | ||||||||
Stock Option (Right to Buy) (4) | $ 16.33 | 05/29/1997 | 05/29/2007 | Common Stock | 750 | 750 | D | ||||||||
Stock Option (Right to Buy) (4) | $ 18.125 | 05/28/1998 | 05/28/2008 | Common Stock | 500 | 500 | D | ||||||||
Stock Option (Right to Buy) (4) | $ 12.75 | 05/27/1999 | 05/27/2009 | Common Stock | 500 | 500 | D | ||||||||
Stock Option (Right to Buy) (4) | $ 11 | 05/25/2000 | 05/25/2010 | Common Stock | 500 | 500 | D | ||||||||
Stock Option (Right to Buy) (4) | $ 14.3 | 05/31/2001 | 05/31/2011 | Common Stock | 500 | 500 | D | ||||||||
Stock Option (Right to Buy) (4) | $ 13.14 | 05/30/2002 | 05/30/2012 | Common Stock | 500 | 500 | D | ||||||||
Stock Option (Right to Buy) (4) | $ 13.58 | 05/29/2003 | 05/29/2013 | Common Stock | 500 | 500 | D | ||||||||
Stock Option (Right to Buy) (4) | $ 16.07 | 05/27/2004 | 05/27/2014 | Common Stock | 500 | 500 | D | ||||||||
Stock Option (Right to Buy) (5) | $ 22.38 | 05/26/2005 | 05/26/2015 | Common Stock | 500 | 500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MILSTEIN PHILIP L C/O OGDEN CAP PROPERTIES, LLC 390 PARK AVENUE, SUITE 600 NEW YORK, NY 10022 |
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By: Steven R. Barth, Attorney-In-Fact | 10/10/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Grant by Issuer in consideration of service as a director. |
(2) | The undersigned reports these shares (a) as Co-Manager of Ogden CAP Associates, LLC (the "LLC") and (b) as a beneficiary of certain trusts. As the beneficiary of trusts that participate in the investments of the LLC, the undersigned may be deemed to have a pecuniary interest in 1,300 shares owned by the LLC. The undersigned disclaims any beneficial interest in the remaining 6,500 shares owned by the LLC, in which he does not have a pecuniary interest. |
(3) | The undersigned disclaims any beneficial interest in shares owned by his wife, children, held by him as trustee for Ms. Abby Black Elbaum, held by him as trustee for PLM Foundation, or held by him as co-trustee for SVM Foundation. |
(4) | Granted pursuant to The Marcus Corporation 1994 Nonemployee Director Stock Option Plan. |
(5) | Granted pursuant to The Marcus Corporation 2004 Equity Incentive Plan. |