----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response......... 22.8 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hennessy Advisors, Inc. Address: The Courtyard Square 750 Grant Avenue, Suite 100 Novato, CA 94945 Form 13F File Number: 028-06715 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Teresa M. Nilsen Title: Executive Vice President and Chief Financial Officer Phone: (415) 899-1555 Signature, Place, and Date of Signing: /s/ Teresa M. Nilsen Novato, CA October 21, 2004 -------------------------------------------------------------------------------- Teresa M. Nilsen City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 139 ----------- Form 13F Information Table Value Total: $ 1,216,147 ----------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Page 1 of 6 FORM 13F INFORMATION TABLE Name of Reporting Manager: Hennessy Funds Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Mgrs. Voting Authority ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ TESORO PETROLEUM CORP COM 881609101 35,220 1,192,700 SH SOLE 1,192,700 ------------------------------------------------------------------------------------------------------------------------------------ SIERRA HEALTH SERVICES COM 826322109 30,306 632,300 SH SOLE 632,300 ------------------------------------------------------------------------------------------------------------------------------------ CARPENTER TECHNOLOGY CORP COM 144285103 28,921 605,800 SH SOLE 605,800 ------------------------------------------------------------------------------------------------------------------------------------ PILGRIMS PRIDE CORP COM 721467108 27,947 1,032,000 SH SOLE 1,032,000 ------------------------------------------------------------------------------------------------------------------------------------ DICKS SPORTING GOODS INC COM 253393102 25,671 720,700 SH SOLE 720,700 ------------------------------------------------------------------------------------------------------------------------------------ WILLIAM LYON HOMES COM 552074106 25,559 287,500 SH SOLE 287,500 ------------------------------------------------------------------------------------------------------------------------------------ JOY GLOBAL INC COM 481165108 24,324 707,500 SH SOLE 707,500 ------------------------------------------------------------------------------------------------------------------------------------ CUMMINS INC COM 231021106 24,140 326,700 SH SOLE 326,700 ------------------------------------------------------------------------------------------------------------------------------------ HENNESSY ADVISORS INC COM 425885100 23,958 1,019,470 SH SOLE 0 1,019,470 ------------------------------------------------------------------------------------------------------------------------------------ ALAMOSA HOLDINGS INC COM 011589108 23,910 3,129,600 SH SOLE 3,129,600 ------------------------------------------------------------------------------------------------------------------------------------ LOUISIANA-PACIFIC CORP COM 546347105 21,756 838,400 SH SOLE 838,400 ------------------------------------------------------------------------------------------------------------------------------------ D R HORTON INC COM 23331A109 21,541 650,600 SH SOLE 650,600 ------------------------------------------------------------------------------------------------------------------------------------ SIERRA PACIFIC RESOURCES COM 826428104 20,999 2,346,300 SH SOLE 2,346,300 ------------------------------------------------------------------------------------------------------------------------------------ COVENTRY HEALTH CARE COM 222862104 20,857 390,800 SH SOLE 390,800 ------------------------------------------------------------------------------------------------------------------------------------ SCANSOURCE INC COM 806037107 20,212 316,800 SH SOLE 316,800 ------------------------------------------------------------------------------------------------------------------------------------ PACIFICARE HEALTH SYS COM 695112102 20,016 545,400 SH SOLE 545,400 ------------------------------------------------------------------------------------------------------------------------------------ CASH AMERICA INTL INC COM 14754D100 19,588 800,800 SH SOLE 800,800 ------------------------------------------------------------------------------------------------------------------------------------ CENTURY ALUMINUM CO COM 156431108 19,583 706,200 SH SOLE 706,200 ------------------------------------------------------------------------------------------------------------------------------------ ACTUANT CORP -CL A COM 00508X203 19,060 462,500 SH SOLE 462,500 ------------------------------------------------------------------------------------------------------------------------------------ WESTERN WIRELESS CORP -CL A COM 95988E204 18,848 733,100 SH SOLE 733,100 ------------------------------------------------------------------------------------------------------------------------------------ JLG INDUSTRIES INC COM 466210101 18,204 1,083,600 SH SOLE 1,083,600 ------------------------------------------------------------------------------------------------------------------------------------ MCDERMOTT INTL INC COM 580037109 18,073 1,531,600 SH SOLE 1,531,600 ------------------------------------------------------------------------------------------------------------------------------------ LABOR READY INC COM 505401208 17,794 1,269,200 SH SOLE 1,269,200 ------------------------------------------------------------------------------------------------------------------------------------ Page 2 of 6 Name of Reporting Manager: Hennessy Funds ------------------------------------------------------------------------------------------------------------------------------------ USG CORP COM 903293405 17,698 970,800 SH SOLE 970,800 ------------------------------------------------------------------------------------------------------------------------------------ WABASH NATIONAL CORP COM 929566107 17,638 642,100 SH SOLE 642,100 ------------------------------------------------------------------------------------------------------------------------------------ NORDSTROM INC COM 655664100 17,288 452,100 SH SOLE 452,100 ------------------------------------------------------------------------------------------------------------------------------------ OXFORD INDUSTRIES INC COM 691497309 16,841 452,100 SH SOLE 452,100 ------------------------------------------------------------------------------------------------------------------------------------ FINISH LINE INC -CL A COM 317923100 16,678 539,400 SH SOLE 539,400 ------------------------------------------------------------------------------------------------------------------------------------ FOOT LOCKER INC COM 344849104 16,306 688,000 SH SOLE 688,000 ------------------------------------------------------------------------------------------------------------------------------------ EARTHLINK INC COM 270321102 16,264 1,579,000 SH SOLE 1,579,000 ------------------------------------------------------------------------------------------------------------------------------------ BEVERLY ENTERPRISES COM 087851309 15,680 2,071,400 SH SOLE 2,071,400 ------------------------------------------------------------------------------------------------------------------------------------ ORBITAL SCIENCES CORP COM 685564106 14,910 1,305,600 SH SOLE 1,305,600 ------------------------------------------------------------------------------------------------------------------------------------ INFINITY PROPERTY & CAS CORP COM 45665Q103 14,753 499,600 SH SOLE 499,600 ------------------------------------------------------------------------------------------------------------------------------------ ARROW ELECTRONICS INC COM 042735100 14,133 625,900 SH SOLE 625,900 ------------------------------------------------------------------------------------------------------------------------------------ TELESYSTEM INTL WIRELESS INC ADR 879946606 13,983 1,478,100 SH SOLE 1,478,100 ------------------------------------------------------------------------------------------------------------------------------------ DANA CORP COM 235811106 13,917 786,700 SH SOLE 786,700 ------------------------------------------------------------------------------------------------------------------------------------ TBC CORP COM 872180104 13,610 609,200 SH SOLE 609,200 ------------------------------------------------------------------------------------------------------------------------------------ ALLMERICA FINANCIAL CORP COM 019754100 13,410 498,900 SH SOLE 498,900 ------------------------------------------------------------------------------------------------------------------------------------ SBC COMMUNICATIONS INC COM 78387G103 13,326 513,507 SH SOLE 501,375 12,132 ------------------------------------------------------------------------------------------------------------------------------------ CHIQUITA BRANDS INTL COM 170032809 12,802 735,300 SH SOLE 735,300 ------------------------------------------------------------------------------------------------------------------------------------ NAVISTAR INTERNATIONL COM 63934E108 12,741 342,600 SH SOLE 342,600 ------------------------------------------------------------------------------------------------------------------------------------ CHECKPOINT SYSTEMS INC COM 162825103 12,668 813,600 SH SOLE 813,600 ------------------------------------------------------------------------------------------------------------------------------------ J P MORGAN CHASE & CO COM 46625H100 12,644 318,245 SH SOLE 316,300 1,945 ------------------------------------------------------------------------------------------------------------------------------------ QUANTA SERVICES INC COM 74762E102 12,283 2,030,200 SH SOLE 2,030,200 ------------------------------------------------------------------------------------------------------------------------------------ INFINEON TECHNLGIES AG -ADR ADR 45662N103 12,062 1,180,200 SH SOLE 1,180,200 ------------------------------------------------------------------------------------------------------------------------------------ DU PONT (E I) DE NEMOURS COM 263534109 11,766 274,910 SH SOLE 273,000 1,910 ------------------------------------------------------------------------------------------------------------------------------------ ALCATEL -ADS ADR 013904305 11,749 1,001,600 SH SOLE 1,001,600 ------------------------------------------------------------------------------------------------------------------------------------ AVNET INC COM 053807103 11,496 671,500 SH SOLE 671,500 ------------------------------------------------------------------------------------------------------------------------------------ SOLECTRON CORP COM 834182107 11,131 2,248,700 SH SOLE 2,248,700 ------------------------------------------------------------------------------------------------------------------------------------ Page 3 of 6 Name of Reporting Manager: Hennessy Funds ------------------------------------------------------------------------------------------------------------------------------------ CITIGROUP INC COM 172967101 11,125 252,152 SH SOLE 250,975 1,177 ------------------------------------------------------------------------------------------------------------------------------------ GENERAL MOTORS CORP COM 370442105 10,796 254,132 SH SOLE 252,500 1,632 ------------------------------------------------------------------------------------------------------------------------------------ ALTRIA GROUP INC COM 02209S103 10,626 225,884 SH SOLE 224,475 1,409 ------------------------------------------------------------------------------------------------------------------------------------ RITE AID CORP COM 767754104 10,577 3,004,800 SH SOLE 3,004,800 ------------------------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORPORATION COM 30231G102 9,569 198,003 SH SOLE 189,725 8,278 ------------------------------------------------------------------------------------------------------------------------------------ AMR CORP/DE COM 001765106 9,064 1,236,600 SH SOLE 1,236,600 ------------------------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC CO. COM 369604103 9,041 269,238 SH SOLE 260,800 8,438 ------------------------------------------------------------------------------------------------------------------------------------ MERCK & CO COM 589331107 8,691 263,375 SH SOLE 261,825 1,550 ------------------------------------------------------------------------------------------------------------------------------------ AT&T CORP COM 001957505 8,198 572,459 SH SOLE 568,450 4,009 ------------------------------------------------------------------------------------------------------------------------------------ SANMINA-SCI CORP COM 800907107 8,154 1,156,600 SH SOLE 1,156,600 ------------------------------------------------------------------------------------------------------------------------------------ CHEVRONTEXACO CORP COM 166764100 5,884 109,686 SH SOLE 91,200 18,486 ------------------------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS COM 92343V104 5,842 148,347 SH SOLE 134,100 14,247 ------------------------------------------------------------------------------------------------------------------------------------ SAFEGUARD SCIENTIFICS INC COM 786449108 5,708 3,052,400 SH SOLE 3,052,400 ------------------------------------------------------------------------------------------------------------------------------------ BP PLC -ADS ADR 055622104 5,016 87,188 SH SOLE 78,900 8,288 ------------------------------------------------------------------------------------------------------------------------------------ SPRINT FON GROUP COM 852061100 4,955 246,157 SH SOLE 239,900 6,257 ------------------------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS COM 20825C104 4,946 59,700 SH SOLE 59,700 ------------------------------------------------------------------------------------------------------------------------------------ WELLS FARGO & CO COM 949746101 4,936 82,771 SH SOLE 64,200 18,571 ------------------------------------------------------------------------------------------------------------------------------------ MARATHON OIL CORP COM 565849106 4,871 118,000 SH SOLE 118,000 ------------------------------------------------------------------------------------------------------------------------------------ BANK of AMERICA CORP COM 060505104 4,769 110,065 SH SOLE 94,200 15,865 ------------------------------------------------------------------------------------------------------------------------------------ KERR-MCGEE CORP COM 492386107 4,735 82,700 SH SOLE 82,700 ------------------------------------------------------------------------------------------------------------------------------------ ALLTEL CORP COM 020039103 4,378 79,730 SH SOLE 78,900 830 ------------------------------------------------------------------------------------------------------------------------------------ LINCOLN NATIONAL CORP COM 534187109 4,310 91,700 SH SOLE 91,700 ------------------------------------------------------------------------------------------------------------------------------------ ALTRIA GROUP INC COM 013104104 4,303 179,800 SH SOLE 179,800 ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL CITY CORP COM 635405103 4,252 110,100 SH SOLE 110,100 ------------------------------------------------------------------------------------------------------------------------------------ GENUINE PARTS CO COM 372460105 4,176 108,800 SH SOLE 108,800 ------------------------------------------------------------------------------------------------------------------------------------ CEMEX S A -ADR ADR 151290889 4,145 147,300 SH SOLE 147,300 ------------------------------------------------------------------------------------------------------------------------------------ Page 4 of 6 Name of Reporting Manager: Hennessy Funds ------------------------------------------------------------------------------------------------------------------------------------ HUNTINGTON BANCSHARES COM 446150104 4,103 164,700 SH SOLE 164,700 ------------------------------------------------------------------------------------------------------------------------------------ DONNELLEY (R R) & SONS CO COM 257867101 4,094 130,700 SH SOLE 130,700 ------------------------------------------------------------------------------------------------------------------------------------ PITNEY BOWES INC COM 724479100 4,088 92,700 SH SOLE 92,700 ------------------------------------------------------------------------------------------------------------------------------------ DOW CHEMICAL COM 260543103 4,075 90,200 SH SOLE 90,200 ------------------------------------------------------------------------------------------------------------------------------------ COMERICA INC. COM 200340107 4,048 68,200 SH SOLE 68,200 ------------------------------------------------------------------------------------------------------------------------------------ REGIONS FINL CORP COM 7591EP100 4,030 121,900 SH SOLE 121,900 ------------------------------------------------------------------------------------------------------------------------------------ MEADWESTVACO CORP COM 583334107 3,997 125,300 SH SOLE 125,300 ------------------------------------------------------------------------------------------------------------------------------------ SARA LEE CORP COM 803111103 3,901 170,628 SH SOLE 169,400 1,228 ------------------------------------------------------------------------------------------------------------------------------------ SHELL TRAN&TRADE -ADR ADR 822703609 3,899 87,600 SH SOLE 87,500 100 ------------------------------------------------------------------------------------------------------------------------------------ BB&T CORP COM 054937107 3,830 96,500 SH SOLE 96,500 ------------------------------------------------------------------------------------------------------------------------------------ U S BANCORP COM 902973304 3,753 129,875 SH SOLE 129,800 75 ------------------------------------------------------------------------------------------------------------------------------------ WACHOVIA CORP COM 929903102 3,704 78,900 SH SOLE 78,900 ------------------------------------------------------------------------------------------------------------------------------------ AMSOUTH BANCORPORATION COM 032165102 3,682 150,900 SH SOLE 150,900 ------------------------------------------------------------------------------------------------------------------------------------ BELLSOUTH CORP COM 079860102 3,670 135,340 SH SOLE 130,800 4,540 ------------------------------------------------------------------------------------------------------------------------------------ FIRST HORIZON NATIONAL CORP COM 320517105 3,621 83,500 SH SOLE 83,500 ------------------------------------------------------------------------------------------------------------------------------------ TELEFONOS DE MEX -SPON ADR ADR 879403780 3,585 111,100 SH SOLE 111,100 ------------------------------------------------------------------------------------------------------------------------------------ HEINZ (H J) CO COM 423074103 3,577 99,300 SH SOLE 99,300 ------------------------------------------------------------------------------------------------------------------------------------ WASHINGTON MUTUAL INC COM 939322103 3,574 91,450 SH SOLE 91,000 450 ------------------------------------------------------------------------------------------------------------------------------------ CONAGRA FOODS INC COM 205887102 3,561 138,500 SH SOLE 138,500 ------------------------------------------------------------------------------------------------------------------------------------ DIAGEO PLC -ADR ADR 25243Q205 3,555 70,500 SH SOLE 70,500 ------------------------------------------------------------------------------------------------------------------------------------ DELPHI CORP COM 247126105 3,523 379,266 SH SOLE 378,800 466 ------------------------------------------------------------------------------------------------------------------------------------ GLAXOSMITHKLINE PLC -SP ADR ADR 37733W105 3,520 80,500 SH SOLE 80,500 ------------------------------------------------------------------------------------------------------------------------------------ DAIMLERCHRYSLER AG ADR sedol - 2307389 3,438 83,000 SH SOLE 83,000 ------------------------------------------------------------------------------------------------------------------------------------ MAY DEPARTMENT STORES CO COM 577778103 3,414 133,200 SH SOLE 133,200 ------------------------------------------------------------------------------------------------------------------------------------ NEWELL RUBBERMAID INC COM 651229106 3,383 168,800 SH SOLE 168,800 ------------------------------------------------------------------------------------------------------------------------------------ BRISTOL MYERS SQUIBB COM 110122108 3,243 137,000 SH SOLE 136,200 800 ------------------------------------------------------------------------------------------------------------------------------------ Page 5 of 6 Name of Reporting Manager: Hennessy Funds ------------------------------------------------------------------------------------------------------------------------------------ ST PAUL COS COM 792860108 3,144 95,100 SH SOLE 95,100 ------------------------------------------------------------------------------------------------------------------------------------ PRIMUS TELECOMM GROUP INC COM 741929103 2,050 1,394,800 SH SOLE 1,394,800 ------------------------------------------------------------------------------------------------------------------------------------ TEREX CORP COM 880779103 1,810 41,700 SH SOLE 41,700 ------------------------------------------------------------------------------------------------------------------------------------ LYONDELL CHEMICAL CO COM 552078107 1,770 78,800 SH SOLE 78,800 ------------------------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS INC COM 858119100 1,742 45,100 SH SOLE 45,100 ------------------------------------------------------------------------------------------------------------------------------------ LONE STAR TECHNOLOGIES COM 542312103 1,720 45,500 SH SOLE 45,500 ------------------------------------------------------------------------------------------------------------------------------------ BRUNSWICK CORP COM 117043109 1,716 37,500 SH SOLE 37,500 ------------------------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORP COM 91913Y100 1,708 21,300 SH SOLE 21,300 ------------------------------------------------------------------------------------------------------------------------------------ SUNOCO INC COM 86764P109 1,702 23,000 SH SOLE 23,000 ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY STORES INC COM 172737108 1,684 109,800 SH SOLE 109,800 ------------------------------------------------------------------------------------------------------------------------------------ MAVERICK TUBE CORP COM 577914104 1,673 54,300 SH SOLE 54,300 ------------------------------------------------------------------------------------------------------------------------------------ BLACK & DECKER CORP COM 091797100 1,673 21,600 SH SOLE 21,600 ------------------------------------------------------------------------------------------------------------------------------------ KMART HOLDING CORP COM 498780105 1,671 19,100 SH SOLE 19,100 ------------------------------------------------------------------------------------------------------------------------------------ AMERADA HESS CORP COM 023551104 1,664 18,700 SH SOLE 18,700 ------------------------------------------------------------------------------------------------------------------------------------ PREMCOR INC COM 74045Q104 1,659 43,100 SH SOLE 43,100 ------------------------------------------------------------------------------------------------------------------------------------ RYDER SYSTEM INC COM 783549108 1,656 35,200 SH SOLE 35,200 ------------------------------------------------------------------------------------------------------------------------------------ NUCOR CORP COM 670346105 1,654 18,100 SH SOLE 18,100 ------------------------------------------------------------------------------------------------------------------------------------ HARRIS CORP COM 413875105 1,654 30,100 SH SOLE 30,100 ------------------------------------------------------------------------------------------------------------------------------------ ALLEGHENY ENERGY INC COM 017361106 1,653 103,546 SH SOLE 103,200 346 ------------------------------------------------------------------------------------------------------------------------------------ ASHLAND INC COM 044204105 1,649 29,400 SH SOLE 29,400 ------------------------------------------------------------------------------------------------------------------------------------ FMC TECHNOLOGIES INC COM 30249U101 1,643 49,200 SH SOLE 49,200 ------------------------------------------------------------------------------------------------------------------------------------ PENN NATIONAL GAMING INC COM 707569109 1,636 40,500 SH SOLE 40,500 ------------------------------------------------------------------------------------------------------------------------------------ MASSEY ENERGY CO COM 576206106 1,635 56,500 SH SOLE 56,500 ------------------------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORP COM 704549104 1,624 27,300 SH SOLE 27,300 ------------------------------------------------------------------------------------------------------------------------------------ GOODYEAR TIRE & RUBBER CO COM 382550101 1,600 149,000 SH SOLE 149,000 ------------------------------------------------------------------------------------------------------------------------------------ HUGHES SUPPLY INC COM 444482103 1,591 52,900 SH SOLE 52,900 ------------------------------------------------------------------------------------------------------------------------------------ Page 6 of 6 Name of Reporting Manager: Hennessy Funds ------------------------------------------------------------------------------------------------------------------------------------ QUIKSILVER INC COM 74838C106 1,566 61,600 SH SOLE 61,600 ------------------------------------------------------------------------------------------------------------------------------------ PULTE HOMES INC COM 745867101 1,565 25,500 SH SOLE 25,500 ------------------------------------------------------------------------------------------------------------------------------------ EMERSON ELECTRIC COM 291011104 1,272 20,550 SH SOLE 0 20,550 ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL PAPER CO COM 460146103 664 16,425 SH SOLE 14,300 2,125 ------------------------------------------------------------------------------------------------------------------------------------ WESTAMERICA BANCORP COM 957090103 590 10,745 SH SOLE 0 10,745 ------------------------------------------------------------------------------------------------------------------------------------ C B RICHARD ELLIS SVCS COM 12489L108 400 17,321 SH SOLE 0 17,321 ------------------------------------------------------------------------------------------------------------------------------------ U G I CORPORATION NEW COM 902681105 313 8,400 SH SOLE 0 8,400 ------------------------------------------------------------------------------------------------------------------------------------ AEGON NV ORD REG AMER ADR 007924103 110 10,147 SH SOLE 0 10,147 ------------------------------------------------------------------------------------------------------------------------------------ TELEFONICA DE ARGENTINA CONT ADR 879991016 0 12,900 SH SOLE 12,900 ------------------------------------------------------------------------------------------------------------------------------------ TELEFONICA DE ARGENTINA CONT ADR 879991024 0 12,900 SH SOLE 12,900 ------------------------------------------------------------------------------------------------------------------------------------ ENRON CORP COM 293561106 0 10,392 SH SOLE 0 10,392 ------------------------------------------------------------------------------------------------------------------------------------ CHARLES SCHWAB CORP COM 808513105 93 10,100 SH SOLE 0 10,100 ------------------------------------------------------------------------------------------------------------------------------------ TOTAL 1,216,147 ------------------------------------------------------------------------------------------------------------------------------------