MVB Financial Corp.
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Common Stock, par value $1.00 per share
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553810102
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December 5, 2016
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CUSIP No. 553810102
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13G
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1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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EJF Capital LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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652,174
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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652,174
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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652,174
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.5% (1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IA
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(1)
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Based on 8,083,500 shares of common stock, par value $1.00 per share ("Common Stock") outstanding as of November 3, 2016, as disclosed in the Issuer's Form 10-Q filed with the U.S. Securities and Exchange Commission ("SEC") on November 3, 2016, together with 1,913,044 shares of Common Stock issued in a private placement that closed on December 6, 2016, as disclosed in the Issuer's Form 8-K filed with the SEC on December 6, 2016.
|
CUSIP No. 553810102
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|||
Emanuel J. Friedman
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||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
|
SOLE VOTING POWER
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|
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|
0
|
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|||
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||||
6
|
SHARED VOTING POWER
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652,174
|
|
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|
||||
7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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||
652,174
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|
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|||
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||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
652,174
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
6.5% (1)
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|
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|||
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|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
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IN
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(1)
|
Based on 8,083,500 shares of Common Stock outstanding as of November 3, 2016, as disclosed in the Issuer's Form 10-Q filed with the SEC on November 3, 2016, together with 1,913,044 shares of Common Stock issued in a private placement that closed on December 6, 2016, as disclosed in the Issuer's Form 8-K filed with the SEC on December 6, 2016.
|
CUSIP No. 553810102
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|||
EJF Sidecar Fund, Series LLC - Series E
|
|
|
|||
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|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
652,174
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
652,174
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
652,174
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
6.5% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
(1)
|
Based on 8,083,500 shares of Common Stock outstanding as of November 3, 2016, as disclosed in the Issuer's Form 10-Q filed with the SEC on November 3, 2016, together with 1,913,044 shares of Common Stock issued in a private placement that closed on December 6, 2016, as disclosed in the Issuer's Form 8-K filed with the SEC on December 6, 2016.
|
(i)
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EJF Capital LLC;
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(ii)
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Emanuel J. Friedman; and
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(iii)
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EJF Sidecar Fund, Series LLC – Series E.
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(a)
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Amount beneficially owned:
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See Item 9 of the attached cover pages.
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(b)
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Percent of class:
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See Item 11 of the attached cover pages.
|
||
(c)
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Number of shares as to which such person has:
|
|
(i)
|
Sole power to vote or to direct the vote:
|
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See Item 5 of the attached cover pages.
|
||
(ii)
|
Shared power to vote or to direct the vote:
|
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See Item 6 of the attached cover pages.
|
||
(iii)
|
Sole power to dispose or to direct the disposition:
|
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See Item 7 of the attached cover pages.
|
||
(iv)
|
Shared power to dispose or to direct the disposition:
|
|
See Item 8 of the attached cover pages.
|
EJF CAPITAL LLC | |||
|
By:
|
/s/ Neal J. Wilson | |
Name: Neal J. Wilson | |||
Title: Chief Operating Officer | |||
EMANUEL J. FRIEDMAN | |||
|
By:
|
/s/ Emanuel J. Friedman | |
Name: Emanuel J. Friedman | |||
EJF SIDECAR FUND, SERIES LLC – SERIES E | |||
By: | EJF CAPITAL LLC | ||
Its: | Managing Member | ||
|
By:
|
/s/ Neal J. Wilson | |
Name: Neal J. Wilson | |||
Title: Chief Operating Officer | |||
EJF CAPITAL LLC | |||
|
By:
|
/s/ Neal J. Wilson | |
Name: Neal J. Wilson | |||
Title: Chief Operating Officer | |||
EMANUEL J. FRIEDMAN | |||
|
By:
|
/s/ Emanuel J. Friedman | |
Name: Emanuel J. Friedman | |||
EJF SIDECAR FUND, SERIES LLC – SERIES E | |||
By: | EJF CAPITAL LLC | ||
Its: | Managing Member | ||
|
By:
|
/s/ Neal J. Wilson | |
Name: Neal J. Wilson | |||
Title: Chief Operating Officer | |||