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OMB APPROVAL
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------- OMB Number: 3235-0287
FORM 4A Expires: December 31, 2001
------- Estimated average burden
hours per response .... 0.5
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
/ / Check this box if no
longer subject to Filed pursuant to Section 16(a) of the Securities
Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the
or Form 5 obligations Public Utility Holding Company Act of 1935
may continue. See or Section 30(f) of the Investment Company
Instruction 1(b). Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
Carey, Francis J. W.P. Carey & Co. LLC ("WPC") to Issuer (Check all applicable)
--------------------------------------------------------------------------------------------- X Director 10% Owner
(Last) (First) (Middle) 3. I.R.S. Identi- 4. Statement for ---- ---
fication Number Month/Year X Officer (give Other
485 Lewis Lane of Reporting 4/2001 ---- title --- (specify
--------------------------------------------- Person, if an ------------------- below) below)
entity
(Street) (voluntary) Vice Chairman
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5. If Amendment, 7. Individual or Joint/Group Filing
Date of Original (Check Applicable Line)
(Month/Year) X Form filed by One
---- Reporting Person
---- Form filed by More than
Ambler, PA 19002 182-20-0734 4/2001 One Reporting Person
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(City) (State) (Zip) TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner-
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship
Date Code (Instr. 3, 4 and 5) cially Owned at Form:
(Instr. 8) End of Month Direct
(Month/ (Instr. 3 and 4) (D) or
Day/ --------------------------------------- Indirect
Year) Code V Amount (A) or Price (I)
(D) (Instr. 4)
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Listed Shares(1) 4/12/01 J V 611 A 19.85 88,995 D
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Listed Shares(2) 4/16/01 A V 39 A 19.85 88,995 D
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Listed Shares(1) 4/16/01 J V 1,204 A 19.85 88,995 D
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(1) Reflects dividend reinvestment plan transaction exempt under Section 16a-11. Amendment replaces incorrect transaction code on
original filing.
(2) Correcting transaction code to reflect transaction exempt under Section 16b-3.
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FORM 4A (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
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Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
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Option 18.26 4/1/01 A 150,000 (3) 1/2/11 Common 150,000 --
Stock
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1. Title of Derivative 9. Number of 10. Ownership
Security Derivative Form of
(Instr. 3) Securities Derivative
Beneficially Securities
Owned at End Beneficially
of Month Owned at
(Instr. 4) End of
Month
(Instr. 4)
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Option -- D
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(3) -- The options vest in three equal annual installments beginning January 2, 2002
Explanation of Responses:
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**Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see
Instruction 6 for procedure.
http://www.sec.gov/divisions/corpfirstforms/4.htm
Last update: 11/05/1999