UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21455 --------- Guggenheim Enhanced Equity Strategy Fund ---------------------------------------- (Exact name of registrant as specified in charter) 2455 Corporate West Drive Lisle, IL 60532 --------------- (Address of principal executive offices) (Zip code) Kevin M. Robinson 2455 Corporate West Drive Lisle, IL 60532 --------------- (Name and address of agent for service) Registrant's telephone number, including area code: (630) 505-3700 -------------- Date of fiscal year end: October 31 ---------- Date of reporting period: July 1, 2010 - June 30, 2011 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-1090. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. ITEM 1. PROXY VOTING RECORD. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21455 Reporting Period: 07/01/2010 - 06/30/2011 Guggenheim Enhanced Equity Strategy Fund ======================= GUGGENHEIM ENHANCED EQUITY STRATEGY FUND ======================== 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Linda G. Alvarado Management For For For 2 Elect Director George W. Buckley Management For For For 3 Elect Director Vance D. Coffman Management For For For 4 Elect Director Michael L. Eskew Management For For For 5 Elect Director W. James Farrell Management For For For 6 Elect Director Herbert L. Henkel Management For For For 7 Elect Director Edward M. Liddy Management For For For 8 Elect Director Robert S. Morrison Management For For For 9 Elect Director Aulana L. Peters Management For For For 10 Elect Director Robert J. Ulrich Management For For For 11 Ratify Auditors Management For For For 12 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 14 Report on Political Contributions Shareholder Against For Against ------------------------------------------------------------------------------------------------------ ABB Ltd. Ticker Security ID: Meeting Date Meeting Status ABBN CUSIP 000375204 04/29/2011 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Receive Financial Statements and N/A N/A N/A N/A Statutory Reports (Non-Voting) 2.1 Accept Financial Statements and Management For For For Statutory Reports 2.2 Approve Remuneration Report Management For For For 3 Approve Discharge of Board and Management For For For Senior Management 4 Approve Allocation of Income and Management For For For Dividends of CHF 0.60 per Share from Capital Contribution Reserves 5 Approve Creation of CHF 73.3 Million Management For Against Against Pool of Conditional Capital without Preemptive Rights for Employee Stock Participation Plan 6 Approve Creation of CHF 206 Million Management For For For Pool of Capital without Preemptive Rights 7.1.1 Reelect Roger Agnelli as Director Management For For For 7.1.2 Reelect Louis Hughes as Director Management For For For 7.1.3 Reelect Hans Maerki as Director Management For For For 7.1.4 Reelect Michel de Rosen as Director Management For For For 7.1.5 Reelect Michael Treschow as Director Management For For For 7.1.6 Reelect Jacob Wallenberg as Director Management For For For 7.1.7 Reelect Hubertus von Gruenberg as Management For For For Director 7.2 Elect Ying Yeh as Director Management For For For 8 Ratify Ernst & Young AG as Auditors Management For For For ------------------------------------------------------------------------------------------------------ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Robert J. Alpern Management For For For 1.2 Elect Director Roxanne S. Austin Management For For For 1.3 Elect Director W. James Farrell Management For For For 1.4 Elect Director H. Laurance Fuller Management For For For 1.5 Elect Director Edward M. Liddy Management For For For 1.6 Elect Director Phebe N. Novakovic Management For For For 1.7 Elect Director William A. Osborn Management For For For 1.8 Elect Director Samuel C. Scott III Management For For For 1.9 Elect Director Glenn F. Tilton Management For For For 1.10 Elect Director Miles D. White Management For For For 2 Ratify Auditors Management For For For 3 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 5 Adopt Policy on Pharmaceutical Price Shareholder Against Against For Restraint ------------------------------------------------------------------------------------------------------ Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Elizabeth E. Bailey Management For For For 2 Elect Director Gerald L. Baliles Management For For For 3 Elect Director John T. Casteen III Management For For For 4 Elect Director Dinyar S. Devitre Management For For For 5 Elect Director Thomas F. Farrell II Management For For For 6 Elect Director Thomas W. Jones Management For For For 7 Elect Director George Munoz Management For For For 8 Elect Director Nabil Y. Sakkab Management For For For 9 Elect Director Michael E. Szymanczyk Management For For For 10 Ratify Auditors Management For For For 11 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Frequency N/A N/A 1 Year N/A 13 Cease Production of Flavored Tobacco Shareholder Against Against For Products ------------------------------------------------------------------------------------------------------ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director George W. Buckley Management For For For 2 Elect Director Mollie Hale Carter Management For For For 3 Elect Director Pierre Dufour Management For For For 4 Elect Director Donald E. Felsinger Management For For For 5 Elect Director Victoria F. Haynes Management For For For 6 Elect Director Antonio Maciel Neto Management For For For 7 Elect Director Patrick J. Moore Management For For For 8 Elect Director Thomas F. O'Neill Management For For For 9 Elect Director Kelvin R. Westbrook Management For For For 10 Elect Director Patricia A. Woertz Management For For For 11 Ratify Auditors Management For For For 12 Adopt Policy to Prohibit Political Shareholder Against Against For Spending 13 Report on Political Contributions Shareholder Against For Against ------------------------------------------------------------------------------------------------------ AstraZeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accept Financial Statements and Management For For For Statutory Reports 2 Confirm First Interim Dividend; Management For For For Confirm as Final Dividend the Second Interim Dividend 3 Reappoint KPMG Audit plc as Auditors Management For For For 4 Authorise Board to Fix Remuneration Management For For For of Auditors 5(a) Re-elect Louis Schweitzer as Director Management For For For 5(b) Re-elect David Brennan as Director Management For For For 5(c) Re-elect Simon Lowth as Director Management For For For 5(d) Elect Bruce Burlington as Director Management For For For 5(e) Re-elect Jean-Philippe Courtois as Management For For For Director 5(f) Re-elect Michele Hooper as Director Management For For For 5(g) Re-elect Rudy Markham as Director Management For For For 5(h) Re-elect Nancy Rothwell as Director Management For For For 5(i) Elect Shriti Vadera as Director Management For For For 5(j) Re-elect John Varley as Director Management For For For 5(k) Re-elect Marcus Wallenberg as Management For For For Director 6 Approve Remuneration Report Management For For For 7 Authorise EU Political Donations and Management For For For Expenditure 8 Authorise Issue of Equity with Management For For For Pre-emptive Rights 9 Authorise Issue of Equity without Management For For For Pre-emptive Rights 10 Authorise Market Purchase Management For For For 11 Authorise the Company to Call EGM Management For For For with Two Weeks' Notice ------------------------------------------------------------------------------------------------------ Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Gregory D. Brenneman Management For For For 1.2 Elect Director Leslie A. Brun Management For For For 1.3 Elect Director Gary C. Butler Management For For For 1.4 Elect Director Leon G. Cooperman Management For For For 1.5 Elect Director Eric C. Fast Management For For For 1.6 Elect Director Linda R. Gooden Management For For For 1.7 Elect Director R. Glenn Hubbard Management For For For 1.8 Elect Director John P. Jones Management For For For 1.9 Elect Director Sharon T. Rowlands Management For For For 1.10 Elect Director Enrique T. Salem Management For For For 1.11 Elect Director Gregory L. Summe Management For For For 2 Amend Qualified Employee Stock Management For For For Purchase Plan 3 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Avery Dennison Corporation Ticker Security ID: Meeting Date Meeting Status AVY CUSIP 053611109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Peter K. Barker Management For For For 2 Elect Director Ken C. Hicks Management For For For 3 Elect Director Debra L. Reed Management For For For 4 Ratify Auditors Management For For For 5 Declassify the Board of Directors Management For For For 6 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Frequency Management 2 Years 1 Year Against ------------------------------------------------------------------------------------------------------ Avon Products, Inc. Ticker Security ID: Meeting Date Meeting Status AVP CUSIP 054303102 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director W. Don Cornwell Management For For For 1.2 Elect Director Lawrence A. Weinbach Management For For For 1.3 Elect Director V. Ann Hailey Management For For For 1.4 Elect Director Fred Hassan Management For For For 1.5 Elect Director Andrea Jung Management For For For 1.6 Elect Director Maria Elena Lagomasino Management For For For 1.7 Elect Director Ann S. Moore Management For For For 1.8 Elect Director Paul S. Pressler Management For For For 1.9 Elect Director Gary M. Rodkin Management For For For 1.10 Elect Director Paula Stern Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 4 Ratify Auditors Management For For For 5 Reduce Supermajority Vote Requirement Management For For For ------------------------------------------------------------------------------------------------------ Baxter International Inc. Ticker Security ID: Meeting Date Meeting Status BAX CUSIP 071813109 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Wayne T. Hockmeyer Management For For For 2 Elect Director Robert L. Parkinson, Management For For For Jr. 3 Elect Director Thomas T. Stallkamp Management For For For 4 Elect Director Albert P.L. Stroucken Management For For For 5 Ratify Auditors Management For For For 6 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against 8 Approve Qualified Employee Stock Management For For For Purchase Plan 9 Approve Omnibus Stock Plan Management For For For 10 Amend Certificate of Incorporation Management For For For to Declassify the Board and Reduce Supermajority Voting Requirement ------------------------------------------------------------------------------------------------------ Becton, Dickinson and Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 02/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Basil L. Anderson Management For For For 1.2 Elect Director Henry P. Becton, Jr. Management For For For 1.3 Elect Director Edward F. Degraan Management For For For 1.4 Elect Director C.M. Fraser-Liggett Management For For For 1.5 Elect Director Christopher Jones Management For For For 1.6 Elect Director Marshall O. Larsen Management For For For 1.7 Elect Director Edward J. Ludwig Management For For For 1.8 Elect Director Adel A.F. Mahmoud Management For For For 1.9 Elect Director Gary A. Mecklenburg Management For For For 1.10 Elect Director Cathy E. Minehan Management For Withhold Against 1.11 Elect Director James F. Orr Management For For For 1.12 Elect Director Willard J. Overlock, Management For For For Jr 1.13 Elect Director Bertram L. Scott Management For For For 1.14 Elect Director Alfred Sommer Management For For For 2 Ratify Auditors Management For For For 3 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency N/A N/A 1 Year N/A 5 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings 6 Provide for Cumulative Voting Shareholder Against For Against ------------------------------------------------------------------------------------------------------ Bemis Company, Inc. Ticker Security ID: Meeting Date Meeting Status BMS CUSIP 081437105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Edward N. Perry Management For For For 1.2 Elect Director William J. Scholle Management For For For 1.3 Elect Director Timothy M. Manganello Management For For For 1.4 Elect Director Philip G. Weaver Management For For For 1.5 Elect Director Henry J. Theisen Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Shareholder 3 Years 1 Year Against 4 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director L. Andreotti Management For For For 2 Elect Director L.B. Campbell Management For For For 3 Elect Director J.M. Cornelius Management For For For 4 Elect Director L.J. Freeh Management For For For 5 Elect Director L.H. Glimcher Management For For For 6 Elect Director M. Grobstein Management For For For 7 Elect Director L. Johansson Management For For For 8 Elect Director A.J. Lacy Management For For For 9 Elect Director V.L. Sato Management For For For 10 Elect Director E. Sigal Management For For For 11 Elect Director T.D. West, Jr. Management For For For 12 Elect Director R.S. Williams Management For For For 13 Ratify Auditors Management For For For 14 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against 16 Increase Disclosure of Executive Shareholder Against Against For Compensation 17 Provide Right to Act by Written Shareholder Against For Against Consent 18 Adopt Policy to Restrain Shareholder Against Against For Pharmaceutical Price Increases ------------------------------------------------------------------------------------------------------ Broadridge Financial Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status BR CUSIP 11133T103 11/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Leslie A. Brun Management For For For 2 Elect Director Richard J. Daly Management For For For 3 Elect Director Robert N. Duelks Management For For For 4 Elect Director Richard J. Haviland Management For For For 5 Elect Director Sandra S. Jaffee Management For For For 6 Elect Director Alexandra Lebenthal Management For For For 7 Elect Director Stuart R. Levine Management For For For 8 Elect Director Thomas J. Perna Management For For For 9 Elect Director Alan J. Weber Management For For For 10 Elect Director Arthur F. Weinbach Management For For For 11 Ratify Auditors Management For For For 12 Amend Omnibus Stock Plan Management For For For ------------------------------------------------------------------------------------------------------ Campbell Soup Company Ticker Security ID: Meeting Date Meeting Status CPB CUSIP 134429109 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Edmund M. Carpenter Management For For For 1.2 Elect Director Paul R. Charron Management For For For 1.3 Elect Director Douglas R. Conant Management For For For 1.4 Elect Director Bennett Dorrance Management For For For 1.5 Elect Director Harvey Golub Management For For For 1.6 Elect Director Lawrence C. Karlson Management For For For 1.7 Elect Director Randall W. Larrimore Management For For For 1.8 Elect Director Mary Alice D. Malone Management For For For 1.9 Elect Director Sara Mathew Management For For For 1.10 Elect Director Denise M. Morrison Management For For For 1.11 Elect Director William D. Perez Management For For For 1.12 Elect Director Charles R. Perrin Management For For For 1.13 Elect Director A. Barry Rand Management For For For 1.14 Elect Director Nick Shreiber Management For For For 1.15 Elect Director Archbold D. Van Beuren Management For For For 1.16 Elect Director Les C. Vinney Management For For For 1.17 Elect Director Charlotte C. Weber Management For For For 2 Ratify Auditors Management For For For 3 Amend Omnibus Stock Plan Management For For For ------------------------------------------------------------------------------------------------------ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director L.F. Deily Management For For For 2 Elect Director R.E. Denham Management For For For 3 Elect Director R.J. Eaton Management For For For 4 Elect Director C. Hagel Management For For For 5 Elect Director E. Hernandez Management For For For 6 Elect Director G.L. Kirkland Management For For For 7 Elect Director D.B. Rice Management For For For 8 Elect Director K.W. Sharer Management For For For 9 Elect Director C.R. Shoemate Management For For For 10 Elect Director J.G. Stumpf Management For For For 11 Elect Director R.D. Sugar Management For For For 12 Elect Director C. Ware Management For For For 13 Elect Director J.S. Watson Management For For For 14 Ratify Auditors Management For For For 15 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 17 Request Director Nominee with Shareholder Against For Against Environmental Qualifications 18 Amend Bylaws to Establish a Board Shareholder Against Against For Committee on Human Rights 19 Include Sustainability as a Shareholder Against Against For Performance Measure for Senior Executive Compensation 20 Adopt Guidelines for Country Shareholder Against For Against Selection 21 Report on Financial Risks of Climate Shareholder Against Against For Change 22 Report on Environmental Impacts of Shareholder Against For Against Natural Gas Fracturing 23 Report on Offshore Oil Wells and Shareholder Against Against For Spill Mitigation Measures ------------------------------------------------------------------------------------------------------ Chunghwa Telecom Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2412 CUSIP 17133Q502 06/24/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve 2010 Business Operations Management For For For Report and Financial Statements 2 Approve 2010 Allocation of Income Management For For For and Dividends ------------------------------------------------------------------------------------------------------ Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director John T. Cahill Management For For For 2 Elect Director Ian Cook Management For For For 3 Elect Director Helene D. Gayle Management For For For 4 Elect Director Ellen M. Hancock Management For For For 5 Elect Director Joseph Jimenez Management For For For 6 Elect Director Richard J. Kogan Management For For For 7 Elect Director Delano E. Lewis Management For For For 8 Elect Director J. Pedro Reinhard Management For For For 9 Elect Director Stephen I. Sadove Management For For For 10 Ratify Auditors Management For For For 11 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Frequency Management 2 Years 1 Year Against 13 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings ------------------------------------------------------------------------------------------------------ Companhia Saneamento Basico do Estado de Sao Paulo - SABESP Ticker Security ID: Meeting Date Meeting Status SBSP3 CUSIP 20441A102 04/28/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Accept Financial Statements and Management For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 1.2 Amend Articles Management For For For 2 Approve Allocation of Income and Management For For For Dividends 3 Designate Newspapers to Publish Management For For For Company Announcements 4 Elect Directors/Fiscal Council Management For Against Against Members and Approve Their Remuneration ------------------------------------------------------------------------------------------------------ Compass Minerals International, Inc. Ticker Security ID: Meeting Date Meeting Status CMP CUSIP 20451N101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Bradley J. Bell Management For For For 1.2 Elect Director Richard S. Grant Management For For For 2 Ratify Auditors Management For For For 3 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency N/A N/A 1 Year N/A ------------------------------------------------------------------------------------------------------ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Richard L. Armitage Management For For For 2 Elect Director Richard H. Auchinleck Management For For For 3 Elect Director James E. Copeland, Jr. Management For For For 4 Elect Director Kenneth M. Duberstein Management For For For 5 Elect Director Ruth R. Harkin Management For For For 6 Elect Director Harold W. McGraw III Management For For For 7 Elect Director James J. Mulva Management For For For 8 Elect Director Robert A. Niblock Management For For For 9 Elect Director Harald J. Norvik Management For For For 10 Elect Director William K. Reilly Management For For For 11 Elect Director Victoria J. Tschinkel Management For For For 12 Elect Director Kathryn C. Turner Management For For For 13 Elect Director William E. Wade, Jr. Management For For For 14 Ratify Auditors Management For For For 15 Advisory Vote to Ratify Named Management For Against Against Executive Officers' Compensation 16 Advisory Vote on Say on Pay Frequency N/A N/A 1 Year N/A 17 Approve Omnibus Stock Plan Management For For For 18 Amend EEO Policy to Prohibit Shareholder Against For Against Discrimination based on Gender Identity 19 Report on Political Contributions Shareholder Against For Against 20 Report on Lobbying Expenses Shareholder Against For Against 21 Report on Accident Risk Reduction Shareholder Against Against For Efforts 22 Adopt Policy to Address Coastal Shareholder Against Against For Louisiana Environmental Impacts 23 Adopt Quantitative GHG Goals for Sharehodler Against For Against Products and Operations 24 Report on Financial Risks of Climate Shareholder Against Against For Change 25 Report on Environmental Impact of Shareholder Against For Against Oil Sands Operations in Canada ------------------------------------------------------------------------------------------------------ Cooper Industries plc Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24140108 05/02/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda A. Hill as Director Management For For For 2 Elect James J. Postl as Director Management For For For 3 Elect Mark S. Thompson as Director Management For For For 4 Accept Financial Statements and Management For For For Statutory Reports 5 Approve Ernst & Young as Auditors Management For For For and Authorize the Audit Committee to Fix Their Remuneration 6 Approve Omnibus Stock Plan NManagement For For For 7 Advisory Vote to Ratify Named Management For Against Against Executive Officers' Compensation 8 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against 9 Authorize Share Repurchase by any Management For For For Subsidiary of the Company 10 Authorize the Reissue Price Range of Management For For For Treasury Shares ------------------------------------------------------------------------------------------------------ CRH plc Ticker Security ID: Meeting Date Meeting Status CRG CUSIP 12626K203 05/04/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accept Financial Statements and Management For For For Statutory Reports 2 Approve Final Dividends Management For For For 3 Approve Remuneration Report Management For For For 4(a) Reelect Maeve Carton as a Director Management For For For 4(b) Reelect Bill Egan as a Director Management For For For 4(c) Reelect Utz-Hellmuth Felcht as a Management For For For Director 4(d) Reelect Nicky Hartery as a Director Management For For For 4(e) Reelect Jan de Jong as a Director Management For For For 4(f) Reelect John Kennedy as a Director Management For For For 4(g) Reelect Myles Lee as a Director Management For For For 4(h) Reelect Albert Manifold as a Director Management For For For 4(i) Reelect Kieran McGowan as a Director Management For For For 4(j) Reelect Dan O'Connor as a Director Management For For For 4(k) Reelect Liam O'Mahony as a Director Management For For For 4(l) Reelect Mark Towe as a Director Management For For For 5 Authorize Board to Fix Remuneration Management For For For of Auditors 6 Authorize Issuance of Equity or Management For For For Equity-Linked Securities without Preemptive Rights 7 Authorize Share Repurchase Program Management For For For 8 Authorize Reissuance of Repurchased Management For For For Shares 9 Authorise the Company to Call EGM Management For For For with Two Weeks' Notice ------------------------------------------------------------------------------------------------------ Darden Restaurants, Inc. Ticker Security ID: Meeting Date Meeting Status DRI CUSIP 237194105 09/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Leonard L. Berry Management For For For 1.2 Elect Director Odie C. Donald Management For For For 1.3 Elect Director Christopher J. Management For For For Fraleigh 1.4 Elect Director Victoria D. Harker Management For For For 1.5 Elect Director David H. Hughes Management For For For 1.6 Elect Director Charles A. Ledsinger Management For For For Jr 1.7 Elect Director William M. Lewis, Jr. Management For For For 1.8 Elect Director Senator Connie Mack, Management For For For III 1.9 Elect Director Andrew H. Madsen Management For For For 1.10 Elect Director Clarence Otis, Jr. Management For For For 1.11 Elect Director Michael D. Rose Management For For For 1.12 Elect Director Maria A. Sastre Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Diageo plc Ticker Security ID: Meeting Date Meeting Status DGE CUSIP 25243Q205 10/14/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accept Financial Statements and Management For For For Statutory Reports 2 Approve Remuneration Report Management For For For 3 Approve Final Dividend Management For For For 4 Re-elect Peggy Bruzelius as Director Management For For For 5 Re-elect Laurence Danon as Director Management For For For 6 Re-elect Betsy Holden as Director Management For For For 7 Re-elect Lord (Clive) Hollick of Management For For For Notting Hill as Director 8 Re-elect Franz Humer as Director Management For For For 9 Re-elect Philip Scott as Director Management For For For 10 Re-elect Todd Stitzer as Director Management For For For 11 Re-elect Paul Walker as Director Management For For For 12 Re-elect Paul Walsh as Director Management For For For 13 Elect Lord (Mervyn) Davies of Management For For For Abersoch as Director 14 Elect Deirdre Mahlan as Director Management For For For 15 Reappoint KPMG Audit plc as Auditors Management For For For 16 Authorise Board to Fix Remuneration Management For For For of Auditors 17 Authorise Issue of Equity with Management For For For Pre-emptive Rights 18 Authorise Issue of Equity without Management For For For Pre-emptive Rights 19 Authorise Market Purchase Management For For For 20 Authorise EU Political Donations and Management For For For Expenditure 21 Amend Diageo 2001 Share Incentive Management For For For Plan 22 Approve Diageo 2010 Sharesave Plan Management For For For 23 Authorise the Company to Establish Management For For For International Share Plans 24 Authorise the Company to Call EGM Management For For For with Two Weeks' Notice ------------------------------------------------------------------------------------------------------ Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director D.H. Benson Management For For For 2 Elect Director R.W. Cremin Management For For For 3 Elect Director J-P.M. Ergas Management For For For 4 Elect Director P.T. Francis Management For For For 5 Elect Director K.C. Graham Management For For For 6 Elect Director R.A. Livingston Management For For For 7 Elect Director R.K. Lochridge Management For For For 8 Elect Director B.G. Rethore Management For For For 9 Elect Director M.B. Stubbs Management For For For 10 Elect Director S.M. Todd Management For For For 11 Elect Director S.K. Wagner Management For For For 12 Elect Director M.A. Winston Management For For For 13 Ratify Auditors Management For For For 14 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Frequency Managment 1 Year 1 Year For ------------------------------------------------------------------------------------------------------ DPL Inc. Ticker Security ID: Meeting Date Meeting Status DPL CUSIP 233293109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Paul M. Barbas Management For For For 1.2 Elect Director Barbara S. Graham Management For For For 1.3 Elect Director Glenn E. Harder Management For For For 2 Reduce Supermajority Vote Requirement Management For For For 3 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 5 Amend Omnibus Stock Plan Management For For For 6 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ E. I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Richard H. Brown Management For For For 2 Elect Director Robert A. Brown Management For For For 3 Elect Director Bertrand P. Collomb Management For For For 4 Elect Director Curtis J. Crawford Management For For For 5 Elect Director Alexander M. Cutler Management For For For 6 Elect Director Eleuthere I. du Pont Management For For For 7 Elect Director Marillyn A. Hewson Management For For For 8 Elect Director Lois D. Juliber Management For For For 9 Elect Director Ellen J. Kullman Management For For For 10 Elect Director William K. Reilly Management For For For 11 Ratify Auditors Management For For For 12 Amend Omnibus Stock Plan Management For For For 13 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 15 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings 16 Report on Genetically Engineered Seed Shareholder Against Against For 17 Report on Pay Disparity Shareholder Against Against For ------------------------------------------------------------------------------------------------------ Elbit Systems Ltd. Ticker Security ID: Meeting Date Meeting Status CUSIP M3760D101 11/18/2010 Voted Meeting Type Country of Trade Annual Isreal Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Moshe Arad as Director Management For For For 1.2 Elect Avraham Asheri as Director Management For For For 1.3 Elect Rina Baum as Director Management For For For 1.4 Elect David Federmann as Director Management For For For 1.5 Elect Michael Federmann as Director Management For For For 1.6 Elect Yigal Neeman as Director Management For For For 1.7 Elect Dov Ninveh as Director Management For For For 2 Elect Dalia Rabin as External Management For For For Director 2a Indicate If You Are a Controlling N/A N/A N/A N/A Shareholder 3 Ratify Kost Forer Gabbay and Management For For For Kasierer as Auditors ------------------------------------------------------------------------------------------------------ Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director M.L. Eskew Management For For For 2 Elect Director A.G. Gilman Management For For For 3 Elect Director K.N. Horn Management For For For 4 Elect Director J.C. Lechleiter Management For For For 5 Ratify Auditors Management For For For 6 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 8 Declassify the Board of Directors Management For For For 9 Reduce Supermajority Vote Requirement Management For For For 10 Approve Executive Incentive Bonus Management For For For Plan ------------------------------------------------------------------------------------------------------ Embotelladora Andina S.A. Ticker Security ID: Meeting Date Meeting Status ANDINA-B CUSIP 29081P303 04/27/2011 Voted Meeting Type Country of Trade Annual Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accept Financial Statements and Management For For For Statutory Reports for 2010 2 Receive Board Report in Accordance Management For For For with Circular 1945 of the Chilean Securities and Insurance Superintendency 3 Approve Allocation of Income and Management For For For Dividend Policy 4 Approve Remuneration of Directors, Management For For For Directors' Committee and Audit Committee Members 5 Approve External Auditors for Fiscal Management For For For Year 2011 6 Designate Risk Assessment Companies Management For For For 7 Approve Special Auditors' Report N/A N/A N/A N/A Regarding Related-Party Transactions 8 Other Business (Voting) Management For Against Against ------------------------------------------------------------------------------------------------------ Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director D.N. Farr Management For For For 1.2 Elect Director H. Green Management For For For 1.3 Elect Director C.A. Peters Management For For For 1.4 Elect Director J.W. Prueher Management For For For 1.5 Elect Director R.L. Ridgway Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Approve Stock Option Plan Management For For For 4 Ratify Auditors Management For For For 5 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against 7 Report on Sustainability Shareholder Against For Against ------------------------------------------------------------------------------------------------------ Empresa Nacional De Electricidad S.A. Endesa Ticker Security ID: Meeting Date Meeting Status ENDESA CUSIP 29244T101 04/26/2011 Voted Meeting Type Country of Trade Annual Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accept Financial Statements and Management For For For Statutory Reports for Fiscal Year 2010 2 Approve Allocation of Income and Management For For For Distribution of Dividends 3 Approve Dividend Policy and N/A N/A N/A N/A Distribution Procedures 4 Approve Investment and Financing Management For For For Policy 5 Approve Remuneration of Directors Management For For For 6 Approve Remuneration and Budget of Management For For For Directors' Committee for 2011 7 Present Annual Report of the N/A N/A N/A N/A Directors' Committee 8 Elect External Auditor for 2011 Management For For For 9 Elect Two Supervisory Board Members Management For For For and their Respective Alternates; Fix their Remuneration 10 Present Report Regarding N/A N/A N/A N/A Related-Party Transactions 11 Other Business Management For Against Against ------------------------------------------------------------------------------------------------------ Enersis S.A. Ticker Security ID: Meeting Date Meeting Status ENERSIS CUSIP 29274F104 04/26/2011 Voted Meeting Type Country of Trade Annual Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accept Financial Statements, Management For For For Statutory and Reports of External Auditors and Supervisory Board Members for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and Management For For For Distribution of Dividends 3 Approve Remuneration of Directors Management For For For 4 Approve Remuneration and Budget of Management For For For Directors' Committee for Fiscal Year 2011 5 Present Information on Board Reports N/A N/A N/A N/A on Board Expenses, Annual Management, Expenditures and Activities of the Directors' Committee 6 Elect External Auditors Management For For For 7 Elect Two Internal Statutory Management For For For Auditors and their Respective Alternates; Approve their Remunerations 8 Designate Risk Assessment Companies Management For For For 9 Approve Investment and Financing Management For For For Policy 10 Present Information on Dividend N/A N/A N/A N/A Policy and Procedures for Dividend Distribution 11 Receive Special Auditors' Report N/A N/A N/A N/A Regarding Related-Party Transactions 12 Present Report Re: Processing, N/A N/A N/A N/A Printing, and Mailing Information Required by Chilean Law 13 Other Business Management For Against Against 14 Authorize Board to Ratify and Management For For For Execute Approved Resolutions ------------------------------------------------------------------------------------------------------ Ericsson (Telefonaktiebolaget L M Ericsson) Ticker Security ID: Meeting Date Meeting Status CUSIP 294821608 04/13/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Treschow as Chairman Management For For For of Meeting 2 Prepare and Approve List of N/A N/A N/A N/A Shareholders 3 Approve Agenda of Meeting N/A N/A N/A N/A 4 Acknowledge Proper Convening of N/A N/A N/A N/A Meeting 5 Designate Inspector(s) of Minutes of N/A N/A N/A N/A Meeting 6 Receive Financial Statements and N/A N/A N/A N/A Statutory Reports; Receive Auditor's Report 7 Receive President's Report; Allow N/A N/A N/A N/A Questions 8.1 Approve Financial Statements and Management For For For Statutory Reports 8.2 Approve Discharge of Board and Management For For For President 8.3 Approve Allocation of Income and Management For For For Dividends of SEK 2.25 per Share; Set Record Date for Dividend as April 18, 2011 9.1 Determine Number of Members (12) and Management For For For Deputy Members (0) of Board 9.2 Approve Remuneration of Directors in Management For For For the Amount of SEK 3.75 Million to the Chairman and SEK 825,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work 9.3 Reelect R. Austin, P. Bonfield, B. Management For For For Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, C. Svanberg, H. Vestberg, and M. Volpi as Directors; Elect L. Johansson (Chair) and J. Wallenberg as New Directors 9.4 Authorize Chairman of Board and Management For For For Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 9.5 Approve Omission of Remuneration of Management For For For Members of the Nomination Committee 9.6 Approve Remuneration of Auditors Management For For For 9.7 Ratify PricewaterhouseCoopers as Management For For For Auditors 10 Approve Remuneration Policy And Management For For For Other Terms of Employment For Executive Management 11.1 Approve 2011 Share Matching Plan for Management For For For All Employees 11.2 Authorize Reissuance of 11.7 Million Management For For For Repurchased Class B Shares for 2011 Share Matching Plan for All Employees 11.3 Approve Equity Swap Agreement with Management For Against Against Third Party as Alternative to Item 11.2 11.4 Approve 2011 Share Matching Plan for Management For For For Key Contributors 11.5 Authorize Reissuance of 7.3 Million Management For For For Repurchased Class B Shares for 2011 Share Matching Plan for Key Contributors 11.6 Approve Swap Agreement with Third Management For Against Against Party as Alternative to Item 11.5 11.7 Approve 2011 Restricted Stock Plan Management For For For for Executives 11.8 Authorize Reissuance of 4.4 Million Management For For For Repurchased Class B Shares for 2011 Restricted Stock Plan for Executives 11.9 Approve Swap Agreement with Third Management For Against Against Party as Alternative to Item 11.8 12 Authorize Reissuance of up to 13.8 Management For For For Million Repurchased Class B Shares to Cover Social Costs in Connection with 2007, 2008, 2009, and 2010 Long-Term Variable Compensation Plans 13 Amend Corporate Purpose Management For For For 14 General Meeting Shall Instruct the N/A N/A For N/A Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting 15 Close Meeting N/A N/A N/A N/A ------------------------------------------------------------------------------------------------------ Exelon Corporation Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director John A. Canning, Jr. Management For For For 2 Elect Director M. Walter D Alessio Management For For For 3 Elect Director Nicholas Debenedictis Management For For For 4 Elect Director Nelson A. Diaz Management For For For 5 Elect Director Sue L. Gin Management For For For 6 Elect Director Rosemarie B. Greco Management For For For 7 Elect Director Paul L. Joskow Management For For For 8 Elect Director Richard W. Mies Management For For For 9 Elect Director John M. Palms Management For For For 10 Elect Director William C. Richardson Management For For For 11 Elect Director Thomas J. Ridge Management For For For 12 Elect Director John W. Rogers, Jr. Management For For For 13 Elect Director John W. Rowe Management For For For 14 Elect Director Stephen D. Steinour Management For For For 15 Elect Director Don Thompson Management For For For 16 Ratify Auditors Management For For For 17 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 18 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For ------------------------------------------------------------------------------------------------------ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director M.J. Boskin Management For For For 1.2 Elect Director P. Brabeck-Letmathe Management For For For 1.3 Elect Director L.R. Faulkner Management For For For 1.4 Elect Director J.S. Fishman Management For For For 1.5 Elect Director K.C. Frazier Management For For For 1.6 Elect Director W.W. George Management For For For 1.7 Elect Director M.C. Nelson Management For For For 1.8 Elect Director S.J. Palmisano Management For For For 1.9 Elect Director S.S. Reinemund Management For For For 1.10 Elect Director R.W. Tillerson Management For For For 1.11 Elect Director E.E. Whitacre, Jr. Management For For For 2 Ratify Auditors Management For For For 3 Advisory Vote to Ratify Named Management For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against 5 Require Independent Board Chairman Shareholder Against For Against 6 Report on Political Contributions Shareholder Against For Against 7 Amend EEO Policy to Prohibit Shareholder Against Against For Discrimination based on Sexual Orientation and Gender Identity 8 Adopt Policy on Human Right to Water Shareholder Against Against For 9 Report on Environmental Impact of Shareholder Against For Against Oil Sands Operations in Canada 10 Report on Environmental Impacts of Shareholder Against For Against Natural Gas Fracturing 11 Report on Energy Technologies Shareholder Against Against For Development 12 Adopt Quantitative GHG Goals for Shareholder Against For Against Products and Operations ------------------------------------------------------------------------------------------------------ Fresenius Medical Care AG & Co. KGaA Ticker Security ID: Meeting Date Meeting Status FME CUSIP 358029106 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Receive Financial Statements and Management For For For Statutory Reports for Fiscal 2010; Accept Financial Statements and Statutory Reports for Fiscal 2010 2 Approve Allocation of Income and Management For For For Dividends of EUR 0.65 per Common Share and EUR 0.67 per Preference Share 3 Approve Discharge of Personally Management For For For Liable Partner for Fiscal 2010 4 Approve Discharge of Supervisory Management For For For Board for Fiscal 2010 5 Approve Remuneration System for Management For For For Management Board Members of Personally Liable Partner 6 Ratify KPMG AG as Auditors for Management For For For Fiscal 2011 7a Elect Gerd Krick to the Supervisory Management For Against Against Board 7b Elect Dieter Schenk to the Management For Against Against Supervisory Board 7c Elect Bernd Fahrholz to the Management For Against Against Supervisory Board 7d Elect Walter Weisman to the Management For Against Against Supervisory Board and Joint Committee 7e Elect William Johnston to the Management For For For Supervisory Board and Joint Committee 7f Elect Rolf Classon to the Management For For For Supervisory Board 8 Approve Remuneration of Supervisory Management For For For Board 9a Approve Cancellation of Conditional Management For For For Capital Pools 9b Approve Stock Option Plan for Key Management For For For Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights 10 Authorize Share Repurchase Program Management For For For and Reissuance or Cancellation of Repurchased Shares 11 Additional And/or N/A N/A Against N/A Supplemental-proposals Presented At The Meeting ------------------------------------------------------------------------------------------------------ Garmin Ltd. Ticker Security ID: Meeting Date Meeting Status GRMN CUSIP H2906T109 06/03/2011 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accept Consolidated Financial Management For For For Statements and Statutory Reports 2 Approve Discharge of Board and Management For For For Senior Management 3.1 Elect Director Donald H. Eller Management For For For 3.2 Elect Director Clifton A. Pemble Management For For For 4 Ratify Auditors Management For For For 5 Approve Dividends Management For For For 6 Approve Non-Employee Director Management For For For Omnibus Stock Plan 7 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For ------------------------------------------------------------------------------------------------------ General Dynamics Corporation Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Mary T. Barra Management For For For 2 Elect Director Nicholas D. Chabraja Management For For For 3 Elect Director James S. Crown Management For For For 4 Elect Director William P. Fricks Management For For For 5 Elect Director Jay L. Johnson Management For For For 6 Elect Director George A. Joulwan Management For For For 7 Elect Director Paul G. Kaminski Management For For For 8 Elect Director John M. Keane Management For For For 9 Elect Director Lester L. Lyles Management For For For 10 Elect Director William A. Osborn Management For For For 11 Elect Director Robert Walmsley Management For For For 12 Ratify Auditors Management For For For 13 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against 15 Review and Assess Human Rights Shareholder Against For Against Policies 16 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings ------------------------------------------------------------------------------------------------------ General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Bradbury H. Anderson Management For For For 2 Elect Director R. Kerry Clark Management For For For 3 Elect Director Paul Danos Management For For For 4 Elect Director William T. Esrey Management For For For 5 Elect Director Raymond V. Gilmartin Management For For For 6 Elect Director Judith Richards Hope Management For For For 7 Elect Director Heidi G. Miller Management For For For 8 Elect Director Hilda Management For For For Ochoa-Brillembourg 9 Elect Director Steve Odland Management For For For 10 Elect Director Kendall J. Powell Management For For For 11 Elect Director Lois E. Quam Management For For For 12 Elect Director Michael D. Rose Management For For For 13 Elect Director Robert L. Ryan Management For For For 14 Elect Director Dorothy A. Terrell Management For For For 15 Approve Executive Incentive Bonus Management For For For Plan 16 Ratify Auditors Management For For For 17 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation ------------------------------------------------------------------------------------------------------ Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Mary B. Bullock Management For For For 1.2 Elect Director Jean Douville Management For For For 1.3 Elect Director Thomas C. Gallagher Management For For For 1.4 Elect Director George C. Guynn Management For For For 1.5 Elect Director John R. Holder Management For For For 1.6 Elect Director John D. Johns Management For For For 1.7 Elect Director Michael M.E. Johns Management For For For 1.8 Elect Director J. Hicks Lanier Management For For For 1.9 Elect Director Robert C. Loudermilk, Management For For For Jr. 1.10 Elect Director Wendy B. Needham Management For For For 1.11 Elect Director Jerry W. Nix Management For For For 1.12 Elect Director Gary W. Rollins Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 4 Amend Omnibus Stock Plan Management For For For 5 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ GlaxoSmithKline plc Ticker Security ID: Meeting Date Meeting Status GSK CUSIP 37733W105 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accept Financial Statements and N/A For For For Statutory Reports 2 Approve Remuneration Report Management For For For 3 Elect Simon Dingemans as Director Management For For For 4 Elect Stacey Cartwright as Director Management For For For 5 Elect Judy Lewent as Director Management For For For 6 Re-elect Sir Christopher Gent as Management For For For Director 7 Re-elect Andrew Witty as Director Management For For For 8 Re-elect Sir Roy Anderson as Director Management For For For 9 Re-elect Dr Stephanie Burns as Management For For For Director 10 Re-elect Larry Culp as Director Management For For For 11 Re-elect Sir Crispin Davis as Management For For For Director 12 Re-elect Sir Deryck Maughan as Management For For For Director 13 Re-elect James Murdoch as Director Management For For For 14 Re-elect Dr Daniel Podolsky as Management For For For Director 15 Re-elect Dr Moncef Slaoui as Director Management For For For 16 Re-elect Tom de Swaan as Director Management For For For 17 Re-elect Sir Robert Wilson as Management For For For Director 18 Reappoint PricewaterhouseCoopers LLP Management For For For as Auditors 19 Authorise Audit Committee to Fix Management For For For Remuneration of Auditors 20 Authorise EU Political Donations and Management For For For Expenditure 21 Authorise Issue of Equity with Management For For For Pre-emptive Rights 22 Authorise Issue of Equity without Management For For For Pre-emptive Rights 23 Authorise Market Purchase Management For For For 24 Approve the Exemption from Statement Management For For For of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 25 Authorise the Company to Call EGM Management For For For with Two Weeks' Notice ------------------------------------------------------------------------------------------------------ H. J. Heinz Company Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074103 08/31/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director William R. Johnson Management For For For 2 Elect Director Charles E. Bunch Management For For For 3 Elect Director Leonard S. Coleman Management For For For 4 Elect Director John G. Drosdick Management For For For 5 Elect Director Edith E. Holiday Management For For For 6 Elect Director Candace Kendle Management For For For 7 Elect Director Dean R. O'Hare Management For For For 8 Elect Director Nelson Peltz Management For For For 9 Elect Director Dennis H. Reilley Management For For For 10 Elect Director Lynn C. Swann Management For For For 11 Elect Director Thomas J. Usher Management For For For 12 Elect Director Michael F. Weinstein Management For For For 13 Ratify Auditors Management For For For 14 Provide Right to Act by Written Shareholder Against For Against Consent ------------------------------------------------------------------------------------------------------ Harris Corporation Ticker Security ID: Meeting Date Meeting Status HRS CUSIP 413875105 10/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Howard L. Lance Management For For For 2 Elect Director Thomas A. Dattilo Management For For For 3 Elect Director Terry D. Growcock Management For For For 4 Elect Director Leslie F. Kenne Management For For For 5 Elect Director David B. Rickard Management For For For 6 Elect Director James C. Stoffel Management For For For 7 Elect Director Gregory T. Swienton Management For For For 8 Ratify Auditors Management For For For 9 Approve Executive Incentive Bonus Management For For For Plan 10 Amend Omnibus Stock Plan Management For For For 11 Require Independent Board Chairman Shareholder Against Against For ------------------------------------------------------------------------------------------------------ Hasbro, Inc. Ticker Security ID: Meeting Date Meeting Status HAS CUSIP 418056107 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Basil L. Anderson Management For For For 1.2 Elect Director Alan R. Batkin Management For For For 1.3 Elect Director Frank J. Biondi, Jr. Management For For For 1.4 Elect Director Kenneth A. Bronfin Management For For For 1.5 Elect Director John M. Connors, Jr. Management For For For 1.6 Elect Director Michael W.O. Garrett Management For For For 1.7 Elect Director Lisa Gersh Management For For For 1.8 Elect Director Brian D. Goldner Management For For For 1.9 Elect Director Jack M. Greenberg Management For For For 1.10 Elect Director Alan G. Hassenfeld Management For For For 1.11 Elect Director Tracy A. Leinbach Management For For For 1.12 Elect Director Edward M. Philip Management For For For 1.13 Elect Director Alfred J. Verrecchia Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 4 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Gordon M. Bethune Management For For For 2 Elect Director Kevin Burke Management For For For 3 Elect Director Jaime Chico Pardo Management For For For 4 Elect Director David M. Cote Management For For For 5 Elect Director D. Scott Davis Management For For For 6 Elect Director Linnet F. Deily Management For For For 7 Elect Director Judd Gregg Management For For For 8 Elect Director Clive R. Hollick Management For For For 9 Elect Director George Paz Management For For For 10 Elect Director Bradley T. Sheares Management For For For 11 Ratify Auditors Management For For For 12 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 14 Approve Omnibus Stock Plan Management For For For 15 Amend Executive Incentive Bonus Plan Management For For For 16 Provide Right to Act by Written Shareholder Against For Against Consent 17 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings ------------------------------------------------------------------------------------------------------ Hormel Foods Corporation Ticker Security ID: Meeting Date Meeting Status HRL CUSIP 440452100 01/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Terrell K. Crews Management For For For 2 Elect Director Jeffrey M. Ettinger Management For For For 3 Elect Director Jody H. Feragen Management For For For 4 Elect Director Susan I. Marvin Management For For For 5 Elect Director John L. Morrison Management For For For 6 Elect Director Elsa A. Murano Management For For For 7 Elect Director Robert C. Nakasone Management For For For 8 Elect Director Susan K. Nestegard Management For For For 9 Elect Director Ronald D. Pearson Management For For For 10 Elect Director Dakota A. Pippins Management For For For 11 Elect Director Hugh C. Smith Management For For For 12 Elect Director John G. Turner Management For For For 13 Amend Certificate of Incorporation Management For Against Against to Increase Common Stock, Reduce Par Value to Effect a Stock Split and Increase Non-voting Common Stock and Preferred Stock 14 Ratify Auditors Management For For For 15 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Frequency Management 2 Years 1 Year Against ------------------------------------------------------------------------------------------------------ Hubbell Incorporated Ticker Security ID: Meeting Date Meeting Status HUB.B CUSIP 443510201 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Timothy H. Powers Management For For For 1.2 Elect Director Lynn J. Good Management For For For 1.3 Elect Director Anthony J. Guzzi Management For For For 1.4 Elect Director Neal J. Keating Management For For For 1.5 Elect Director Andrew McNally, IV Management For For For 1.6 Elect Director G. Jackson Ratcliffe Management For For For 1.7 Elect Director Carlos A. Rodriguez Management For For For 1.8 Elect Director Richard J. Swift Management For For For 1.9 Elect Director Daniel S. Van Riper Management For For For 2 Ratify Auditors Management For For For 3 Amend Executive Incentive Bonus Plan Management For For For 4 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against ------------------------------------------------------------------------------------------------------ Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Susan Crown Management For For For 2 Elect Director Don H. Davis, Jr. Management For For For 3 Elect Director Robert C. McCormack Management For Against Against 4 Elect Director Robert S. Morrison Management For For For 5 Elect Director James A. Skinner Management For For For 6 Elect Director David B. Smith, Jr. Management For For For 7 Elect Director David B. Speer Management For For For 8 Elect Director Pamela B. Strobel Management For For For 9 Elect Director Kevin M. Warren Management For For For 10 Elect Director Anre D. Williams Management For For For 11 Ratify Auditors Management For For For 12 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 14 Approve Executive Incentive Bonus Management For For For Plan 15 Amend Omnibus Stock Plan Management For For For ------------------------------------------------------------------------------------------------------ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Charlene Barshefsky Management For For For 2 Elect Director Susan L. Decker Management For For For 3 Elect Director John J. Donahoe Management For For For 4 Elect Director Reed E. Hundt Management For For For 5 Elect Director Paul S. Otellini Management For For For 6 Elect Director James D. Plummer Management For For For 7 Elect Director David S. Pottruck Management For For For 8 Elect Director Jane E. Shaw Management For For For 9 Elect Director Frank D. Yeary Management For For For 10 Elect Director David B. Yoffie Management For For For 11 Ratify Auditors Management For For For 12 Amend Omnibus Stock Plan Management For For For 13 Amend Qualified Employee Stock Management For For For Purchase Plan 14 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Frequency N/A N/A 1 Year N/A ------------------------------------------------------------------------------------------------------ International Flavors & Fragrances Inc. Ticker Security ID: Meeting Date Meeting Status IFF CUSIP 459506101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Margaret Hayes Adame Management For For For 2 Elect Director Marcello Bottoli Management For For For 3 Elect Director Linda B. Buck Management For For For 4 Elect Director J. Michael Cook Management For For For 5 Elect Director Roger W. Ferguson, Jr. Management For For For 6 Elect Director Andreas Fibig Management For For For 7 Elect Director Alexandra A. Herzan Management For For For 8 Elect Director Henry W. Howell, Jr. Management For For For 9 Elect Director Katherine M. Hudson Management For For For 10 Elect Director Arthur C. Martinez Management For For For 11 Elect Director Dale F. Morrison Management For For For 12 Elect Director Douglas D. Tough Management For For For 13 Ratify Auditors Management For For For 14 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For ------------------------------------------------------------------------------------------------------ ITT Corporation Ticker Security ID: Meeting Date Meeting Status ITT CUSIP 450911102 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Steven R. Loranger Management For For For 1.2 Elect Director Curtis J. Crawford Management For For For 1.3 Elect Director Christina A. Gold Management For For For 1.4 Elect Director Ralph F. Hake Management For For For 1.5 Elect Director John J. Hamre Management For For For 1.6 Elect Director Paul J. Kern Management For For For 1.7 Elect Director Frank T. MacInnis Management For For For 1.8 Elect Director Surya N. Mohapatra Management For For For 1.9 Elect Director Linda S. Sanford Management For For For 1.10 Elect Director Markos I. Tambakeras Management For For For 2 Ratify Auditors Management For For For 3 Approve Omnibus Stock Plan Management For For For 4 Provide Right to Call Special Meeting Management For For For 5 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 7 Amend Human Rights Policies Shareholder Against Against For ------------------------------------------------------------------------------------------------------ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Mary Sue Coleman Management For For For 2 Elect Director James G. Cullen Management For For For 3 Elect Director Ian E.L. Davis Management For For For 4 Elect Director Michael M.e. Johns Management For For For 5 Elect Director Susan L. Lindquist Management For For For 6 Elect Director Anne M. Mulcahy Management For For For 7 Elect Director Leo F. Mullin Management For For For 8 Elect Director William D. Perez Management For For For 9 Elect Director Charles Prince Management For For For 10 Elect Director David Satcher Management For For For 11 Elect Director William C. Weldon Management For For For 12 Ratify Auditors Management For For For 13 Advisory Vote to Ratify Named Management For Against Against Executive Officers' Compensation 14 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 15 Adopt Policy to Restrain Shareholder Against Against For Pharmaceutical Price Increases 16 Amend EEO Policy to Prohibit Shareholder Against Against For Discrimination Based on Applicant's Health Status 17 Adopt Animal-Free Training Methods Shareholder Against Against For ------------------------------------------------------------------------------------------------------ Kellogg Company Ticker Security ID: Meeting Date Meeting Status K CUSIP 487836108 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director John Bryant Management For For For 1.2 Elect Director Rogelio Rebolledo Management For For For 1.3 Elect Director Sterling Speirn Management For For For 1.4 Elect Director John Zabriskie Management For For For 2 Approve Executive Incentive Bonus Management For For For Plan 3 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 5 Ratify Auditors Management For For For 6 Reduce Supermajority Vote Requirement Shareholder Against For Against 7 Require a Majority Vote for the Shareholder Against For Against Election of Directors ------------------------------------------------------------------------------------------------------ Kimberly-Clark Corporation Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director John R. Alm Management For For For 2 Elect Director John F. Bergstrom Management For For For 3 Elect Director Abelardo E. Bru Management For For For 4 Elect Director Robert W. Decherd Management For For For 5 Elect Director Thomas J. Falk Management For For For 6 Elect Director Mae C. Jemison Management For For For 7 Elect Director James M. Jenness Management For For For 8 Elect Director Nancy J. Karch Management For For For 9 Elect Director Ian C. Read Management For For For 10 Elect Director Linda Johnson Rice Management For For For 11 Elect Director Marc J. Shapiro Management For For For 12 Elect Director G. Craig Sullivan Management For For For 13 Ratify Auditors Management For For For 14 Approve Non-Employee Director Management For For For Omnibus Stock Plan 15 Approve Omnibus Stock Plan Management For For For 16 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 17 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For ------------------------------------------------------------------------------------------------------ Konami Corp. Ticker Security ID: Meeting Date Meeting Status 9766 CUSIP 50046R101 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Kozuki, Kagemasa Management For For For 1.2 Elect Director Yamaguchi, Noriaki Management For For For 1.3 Elect Director Higashio, Kimihiko Management For For For 1.4 Elect Director Kozuki, Takuya Management For For For 1.5 Elect Director Godai, Tomokazu Management For For For 1.6 Elect Director Mizuno, Hiroyuki Management For For For 1.7 Elect Director Genma, Akira Management For For For 2.1 Appoint Statutory Auditor Usui, Management For For For Nobuaki ------------------------------------------------------------------------------------------------------ Koninklijke Philips Electronics Ticker Security ID: Meeting Date Meeting Status CUSIP 500472303 03/31/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 President's Speech N/A N/A N/A N/A 2a Approve Financial Statements and Management For For For Statutory Reports 2b Receive Explanation on Company's N/A N/A N/A N/A Reserves and Dividend Policy 2c Approve Dividends of EUR 0.75 Per Management For For For Share 2d Approve Discharge of Management Board Management For For For 2e Approve Discharge of Supervisory Management For For For Board 3a Elect F.A.Van Houten to Management Management For For For Board as CEO 3b Elect R.H. Wirahadiraksa to Management For For For Management Board 3c Elect P.A.J. Nota to Management Management For For For Board 4a Reelect C.J.A. van Lede to Management For For For Supervisory Board 4b Reelect J.M. Thompson to Supervisory Management For For For Board 4c Reelect H. von Prondzynski to Management For For For Supervisory Board 4d Elect J.P. Tai to Supervisory Board Management For For For 5 Ratify KPMG Accountants NV as Management For For For Auditors 6a Grant Board Authority to Issue Management For For For Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 6b Authorize Board to Exclude Management For For For Preemptive Rights from Issuance under Item 6a 7 Authorize Repurchase of Shares NManagement For For For 8 Other Business N/A N/A N/A N/A ------------------------------------------------------------------------------------------------------ Kraft Foods Inc. Ticker Security ID: Meeting Date Meeting Status KFT CUSIP 50075N104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Ajaypal S. Banga Management For For For 2 Elect Director Myra M. Hart Management For For For 3 Elect Director Peter B. Henry Management For For For 4 Elect Director Lois D. Juliber Management For For For 5 Elect Director Mark D. Ketchum Management For For For 6 Elect Director Richard A. Lerner Management For For For 7 Elect Director Mackey J. McDonald Management For For For 8 Elect Director John C. Pope Management For For For 9 Elect Director Fredric G. Reynolds Management For For For 10 Elect Director Irene B. Rosenfeld Management For For For 11 Elect Director J.F. Van Boxmeer Management For For For 12 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 14 Amend Non-Employee Director Omnibus Management For For For Stock Plan 15 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Leggett & Platt, Incorporated Ticker Security ID: Meeting Date Meeting Status LEG CUSIP 524660107 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Robert E. Brunner Management For For For 2 Elect Director Ralph W. Clark Management For For For 3 Elect Director R. Ted Enloe, III Management For For For 4 Elect Director Richard T. Fisher Management For For For 5 Elect Director Matthew C. Flanigan Management For For For 6 Elect Director Karl G. Glassman Management For For For 7 Elect Director Ray A. Griffith Management For For For 8 Elect Director David S. Haffner Management For For For 9 Elect Director Joseph W. McClanathan Management For For For 10 Elect Director Judy C. Odom Management For For For 11 ElectElect Director Maurice E. NManagement For For For Purnell, Jr. 12 Elect Director Phoebe A. Wood Management For For For 13 Ratify Auditors Management For For For 14 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against 16 Amend EEO Policy to Prohibit Shareholder Against For Against Discrimination based on Sexual Orientation and Gender Identity ------------------------------------------------------------------------------------------------------ Limited Brands, Inc. Ticker Security ID: Meeting Date Meeting Status LTD CUSIP 532716107 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Donna A. James Management For For For 2 Elect Director Jeffrey H. Miro Management For For For 3 Elect Director Raymond Zimmerman Management For For For 4 Ratify Auditors Management For For For 5 Approve Omnibus Stock Plan Management For For For 6 Approve Executive Incentive Bonus Management For For For Plan 7 Advisory Vote to Ratify Named Management For Against Against Executive Officers' Compensation 8 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 9 Reduce Supermajority Vote Requirement Shareholder Against For Against ------------------------------------------------------------------------------------------------------ Linear Technology Corporation Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678106 11/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Robert H. Swanson, Jr. Management For For For 1.2 Elect Director Lothar Maier Management For For For 1.3 Elect Director Arthur C. Agnos Managemnt For Withhold Against 1.4 Elect Director John J. Gordon Managemnt For Withhold Against 1.5 Elect Director David S. Lee Management For For For 1.6 Elect Director Richard M. Moley Managemnt For Withhold Against 1.7 Elect Director Thomas S. Volpe Managemnt For Withhold Against 2 Approve Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Nolan D. Archibald Management For For For 2 Elect Director Rosalind G. Brewer Management For For For 3 Elect Director David B. Burritt Management For For For 4 Elect Director James O. Ellis, Jr. Management For For For 5 Elect Director Thomas J. Falk Management For For For 6 Elect Director Gwendolyn S. King Management For For For 7 Elect Director James M. Loy Management For For For 8 Elect Director Douglas H. Management For For For McCorkindale 9 Elect Director Joseph W. Ralston Management For For For 10 Elect Director Anne Stevens Management For For For 11 Elect Director Robert J. Stevens Management For For For 12 Ratify Auditors Management For For For 13 Approve Omnibus Stock Plan Management For For For 14 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 16 Provide Right to Act by Written Sharehodler Against For Against Consent ------------------------------------------------------------------------------------------------------ Lorillard, Inc. Ticker Security ID: Meeting Date Meeting Status LO CUSIP 544147101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Dianne Neal Blixt Management For For For 1.2 Elect Director David E. R. Dangoor Management For For For 1.3 Elect Director Murray S. Kessler Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 4 Ratify Auditors Management For For For 5 Require a Majority Vote for the N/A N/A For N/A Election of Directors 6 Report on Political Contributions Shareholder Against For Against ------------------------------------------------------------------------------------------------------ Marsh & McLennan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Zachary W. Carter Management For For For 2 Elect Director Brian Duperreault Management For For For 3 Elect Director Oscar Fanjul Management For For For 4 Elect Director H. Edward Hanway Management For For For 5 Elect Director Lang of Monkton Management For For For 6 Elect Director Steven A. Mills Management For For For 7 Elect Director Bruce P. Nolop Management For For For 8 Elect Director Marc D. Oken Management For For For 9 Elect Director Morton O. Schapiro Management For For For 10 Elect Director Adele Simmons Management For For For 11 Elect Director Lloyd M. Yates Management For For For 12 Ratify Auditors Management For For For 13 Approve Omnibus Stock Plan Management For For For 14 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 16 Provide Right to Act by Written Shareholder Against For Against Consent ------------------------------------------------------------------------------------------------------ Masco Corporation Ticker Security ID: Meeting Date Meeting Status MAS CUSIP 574599106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Verne G. Istock Management For For For 2 Elect Director J. Michael Losh Management For For For 3 Elect Director Timothy Wadhams Management For For For 4 Advisory Vote to Ratify Named Management For Against Against Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 6 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Mattel, Inc. Ticker Security ID: Meeting Date Meeting Status MAT CUSIP 577081102 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Michael J. Dolan Management For For For 2 Elect Director Robert A. Eckert Management For For For 3 Elect Director Frances D. Fergusson Management For For For 4 Elect Director Tully M. Friedman Management For For For 5 Elect Director Dominic Ng Management For For For 6 Elect Director Vasant M. Prabhu Management For For For 7 Elect Director Andrea L. Rich Management For For For 8 Elect Director Dean A. Scarborough Management For For For 9 Elect Director Christopher A. Management For For For Sinclair 10 Elect Director G. Craig Sullivan Management For For For 11 Elect Director Kathy Brittain White Management For For For 12 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 14 Provide Right to Call Special Meeting Management For Against Against 15 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Susan E. Arnold Management For For For 2 Elect Director Richard H. Lenny Management For For For 3 Elect Director Cary D. McMillan Management For For For 4 Elect Director Sheila A. Penrose Management For For For 5 Elect Director James A. Skinner Management For For For 6 Ratify Auditors Management For For For 7 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 9 Reduce Supermajority Vote Management For For For Requirement for Transactions With Interested Shareholders 10 Reduce Supermajority Vote Management For For For Requirement Relating to the Board of Directors 11 Reduce Supermajority Vote Management For For For Requirement for Shareholder Action 12 Declassify the Board of Directors Shareholder Against For Against 13 Require Suppliers to Adopt CAK Shareholder Against Against For 14 Report on Policy Responses to Shareholder Against Against For Children's Health Concerns and Fast Food 15 Report on Beverage Container Shareholder Against For Against Environmental Strategy ------------------------------------------------------------------------------------------------------ MeadWestvaco Corporation Ticker Security ID: Meeting Date Meeting Status MWV CUSIP 583334107 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Michael E. Campbell Management For For For 2 Elect Director Thomas W. Cole, Jr. Management For For For 3 Elect Director James G. Kaiser Management For For For 4 Elect Director Richard B. Kelson Management For For For 5 Elect Director James M. Kilts Management For For For 6 Elect Director Susan J. Kropf Management For For For 7 Elect Director Douglas S. Luke Management For For For 8 Elect Director John A. Luke, Jr. Management For For For 9 Elect Director Robert C. McCormack Management For For For 10 Elect Director Timothy H. Powers Management For For For 11 Elect Director Jane L. Warner Management For For For 12 Ratify Auditors Management For For For 13 Amend Omnibus Stock Plan Management For For For 14 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Frequency N/A 1 Year 1 Year For ------------------------------------------------------------------------------------------------------ Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Leslie A. Brun Management For For For 2 Elect Director Thomas R. Cech Management For For For 3 Elect Director Richard T. Clark Management For For For 4 Elect Director Kenneth C. Frazier Management For For For 5 Elect Director Thomas H. Glocer Management For For For 6 Elect Director Steven F. Goldstone Management For For For 7 Elect Director William B. Harrison. Management For For For Jr. 8 Elect Director Harry R. Jacobson Management For For For 9 Elect Director William N. Kelley Management For For For 10 Elect Director C. Robert Kidder Management For For For 11 Elect Director Rochelle B. Lazarus Management For For For 12 Elect Director Carlos E. Represas Management For For For 13 Elect Director Patricia F. Russo Management For For For 14 Elect Director Thomas E. Shenk Management For For For 15 Elect Director Anne M. Tatlock Management For For For 16 Elect Director Craig B. Thompson Management For For For 17 Elect Director Wendell P. Weeks Management For For For 18 Elect Director Peter C. Wendell Management For For For 19 Ratify Auditors Management For For For 20 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 21 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against ------------------------------------------------------------------------------------------------------ Molson Coors Brewing Company Ticker Security ID: Meeting Date Meeting Status TAP CUSIP 60871R209 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Directors John E. Cleghorn Management For For For 1.2 Elect Directors Charles M. Herington Management For For For 1.3 Elect Directors David P. O'Brien Management For For For ------------------------------------------------------------------------------------------------------ National Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status NSM CUSIP 637640103 09/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director William J. Amelio Management For For For 2 Elect Director Steven R. Appleton Management For For For 3 Elect Director Gary P. Arnold Management For For For 4 Elect Director Richard J. Danzig Management For For For 5 Elect Director Robert J. Frankenberg Management For For For 6 Elect Director Donald Macleod Management For For For 7 Elect Director Edward R. McCracken Management For For For 8 Elect Director Roderick C. McGeary Management For For For 9 Elect Director William E. Mitchell Management For For For 10 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Nokia Corp. Ticker Security ID: Meeting Date Meeting Status CUSIP 654902204 05/03/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Open Meeting N/A N/A N/A N/A 2 Call the Meeting to Order N/A N/A N/A N/A 3 Designate Inspector or Shareholder N/A N/A N/A N/A Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of N/A N/A N/A N/A Meeting 5 Prepare and Approve List of N/A N/A N/A N/A Shareholders 6 Receive Financial Statements and N/A N/A N/A N/A Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO 7 Accept Financial Statements and Management For For For Statutory Reports 8 Approve Allocation of Income and Management For For For Dividends of EUR 0.40 Per Share 9 Approve Discharge of Board and Management For For For President 10 Approve Remuneration of Directors in Management For For For the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work 11 Fix Number of Directors at Eleven Management For For For 12.1 Elect Stephen Elopas as Director Management For For For 12.2 Elect Risto Siilasmaa as Director Management For For For 12.3 Elect Kari Stadigh as Director Management For For For 12.4 Elect Dr. Bengt Holmstrom as Director Management For For For 12.5 Elect Prof. Dr. H. Kagermann as Management For For For Director 12.6 Elect Per Karlsson as Director Management For For For 12.7 Elect Jouko Karvinen as Director Management For For For 12.8 Elect Helge Lund as Director Management For For For 12.9 Elect Isabel Marey-Semper as Director Management For For For 12.10 Elect Jorma Ollila as Director Management For For For 12.11 Elect Dame Marjorie Scardino as Management For For For Director 13 Approve Remuneration of Auditors Management For For For 14 Ratify PricewaterhouseCoopers Oy as Management For For For Auditors 15 Authorize Repurchase of up to 360 Management For For For Million Issued Shares 16 Approve Stock Option Plan for Key Management For For For Employees; Approve Issuance of up to 35 Million Stock Options 17 Close Meeting N/A N/A N/A N/A ------------------------------------------------------------------------------------------------------ Northrop Grumman Corporation Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Wesley G. Bush Management For For For 2 Elect Director Lewis W. Coleman Management For For For 3 Elect Director Victor H. Fazio Management For For For 4 Elect Director Donald E. Felsinger Management For For For 5 Elect Director Stephen E. Frank Management For For For 6 Elect Director Bruce S. Gordon Management For For For 7 Elect Director Madeleine Kleiner Management For For For 8 Elect Director Karl J. Krapek Management For For For 9 Elect Director Richard B. Myers Management For For For 10 Elect Director Aulana L. Peters Management For For For 11 Elect Director Kevin W. Sharer Management For For For 12 Ratify Auditors Management For For For 13 Approve Omnibus Stock Plan Management For For For 14 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 16 Provide for Cumulative Voting Shareholder Against For Against 17 Report on Political Contributions Shareholder Against For Against 18 Provide Right to Act by Written Shareholder Against For Against Consent ------------------------------------------------------------------------------------------------------ NTT DOCOMO, INC. Ticker Security ID: Meeting Date Meeting Status 9437 CUSIP 62942M201 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Allocation of Income, with a Management For For For Final Dividend of JPY 2600 2 Amend Articles To Amend Business Management For For For Lines 3.1 Elect Director Shindo, Tsutomu Management For For For 3.2 Elect Director Kagawa, Wataru Management For For For 3.3 Elect Director Yoshizawa, Kazuhiro Management For For For 4.1 Appoint Statutory Auditor Hoshizawa, Management For For For Shuro 4.2 Appoint Statutory Auditor Yoshizawa, Management For Against Against Kyoichi 4.3 Appoint Statutory Auditor Morosawa, Management For For For Haruo 4.4 Appoint Statutory Auditor Tsujiyama, Management For For For Eiko ------------------------------------------------------------------------------------------------------ Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director John D. Wren Management For For For 2 Elect Director Bruce Crawford Management For For For 3 Elect Director Alan R. Batkin Management For For For 4 Elect Director Robert Charles Clark Management For For For 5 Elect Director Leonard S. Coleman, Management For For For Jr. 6 Elect Director Errol M. Cook Management For For For 7 Elect Director Susan S. Denison Management For For For 8 Elect Director Michael A. Henning Management For For For 9 Elect Director John R. Murphy Management For For For 10 Elect Director John R. Purcell Management For For For 11 Elect Director Linda Johnson Rice Management For For For 12 Elect Director Gary L. Roubos Management For For For 13 Ratify Auditors Management For For For 14 Provide Right to Act by Written Management For For For Consent 15 Reduce Supermajority Vote Requirement Management For For For 16 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 17 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For ------------------------------------------------------------------------------------------------------ Packaging Corporation of America Ticker Security ID: Meeting Date Meeting Status PKG CUSIP 695156109 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Cheryl K. Beebe Management For For For 1.2 Elect Director Henry F. Frigon Management For For For 1.3 Elect Director Hasan Jameel Management For For For 1.4 Elect Director Mark W. Kowlzan Management For For For 1.5 Elect Director Samuel M. Mencoff Management For For For 1.6 Elect Director Roger B. Porter Management For For For 1.7 Elect Director Thomas S. Souleles Management For For For 1.8 Elect Director Paul T. Stecko Management For For For 1.9 Elect Director James D. Woodrum Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 4 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Partner Communications Company Ltd. Ticker Security ID: Meeting Date Meeting Status PTNR CUSIP 70211M109 05/05/2011 Voted Meeting Type Country of Trade Annual Isreal Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratify Kesselman and Kesselman as Management For For For Auditors 2 Discuss Auditor's Remuneration N/A N/A N/A N/A 3 Receive Financial Statements and N/A N/A N/A N/A Statutory Reports (Non-Voting) 4 Elect Directors and Approve Their Management For Against Against Remuneration 5a Approve Director/Officer Liability Management For For For and Indemnification Insurance 5b Approve Director/Officer Liability Management For For For and Indemnification Insurance 6 Approve Director Indemnification Management For For For Agreement 7 Approve Related Party Transaction Management For For For 7a Indicate Personal Interest in N/A N/A N/A N/A Proposed Agenda Item 8 Indicate If Your Holdings or Vote N/A N/A N/A N/A Does Not Require Consent of Minister of Communications ------------------------------------------------------------------------------------------------------ Paychex, Inc. Ticker Security ID: Meeting Date Meeting Status PAYX CUSIP 704326107 10/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director B. Thomas Golisano Management For For For 2 Elect Director David J. S. Flaschen Management For For For 3 Elect Director Grant M. Inman Management For For For 4 Elect Director Pamela A. Joseph Management For For For 5 Elect Director Joseph M. Tucci Management For For For 6 Elect Director Joseph M. Velli Management For For For 7 Amend Omnibus Stock Plan Management For For For 8 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Pearson plc Ticker Security ID: Meeting Date Meeting Status PSON CUSIP 705015105 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accept Financial Statements and N/A For For For Statutory Reports 2 Approve Final Dividend Management For For For 3 Re-elect David Arculus as Director Management For For For 4 Re-elect Patrick Cescau as Director Management For For For 5 Re-elect Will Ethridge as Director Management For For For 6 Re-elect Rona Fairhead as Director Management For For For 7 Re-elect Robin Freestone as Director Management For For For 8 Re-elect Susan Fuhrman as Director Management For For For 9 Re-elect Ken Hydon as Director Management For For For 10 Re-elect John Makinson as Director Management For For For 11 Re-elect Glen Moreno as Director Management For For For 12 Re-elect Marjorie Scardino as Management For For For Director 13 Elect Joshua Lewis as Director Management For For For 14 Approve Remuneration Report Management For For For 15 Reappoint PricewaterhouseCoopers LLP Management For For For as Auditors 16 Authorise Board to Fix Remuneration Management For For For of Auditors 17 Authorise Issue of Equity with Management For For For Pre-emptive Rights 18 Authorise Issue of Equity without Management For For For Pre-emptive Rights 19 Authorise Market Purchase Management For For For 20 Authorise the Company to Call EGM Management For For For with Two Weeks' Notice 21 Renew Long-Term Incentive Plan Management For For For ------------------------------------------------------------------------------------------------------ Pentair, Inc. Ticker Security ID: Meeting Date Meeting Status PNR CUSIP 709631105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Leslie Abi-Karam Management For For For 2 Elect Director Jerry W. Burris Management For For For 3 Elect Director Ronald L. Merriman Management For For For 4 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 6 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director S.L. Brown Management For For For 2 Elect Director I.M. Cook Management For For For 3 Elect Director D. Dublon Management For For For 4 Elect Director V.J. Dzau Management For For For 5 Elect Director R.L. Hunt Management For For For 6 Elect Director A. Ibarguen Management For For For 7 Elect Director A.C. Martinez Management For For For 8 Elect Director I.K. Nooyi Management For For For 9 Elect Director S.P. Rockefeller Management For For For 10 Elect Director J.J. Schiro Management For For For 11 Elect Director L.G. Trotter Management For For For 12 Elect Director D. Vasella Management For For For 13 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against 15 Ratify Auditors Management For For For 16 Adopt Majority Voting for Management For For For Uncontested Election of Directors 17 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings 18 Report on Political Contributions Shareholder Against Against For ------------------------------------------------------------------------------------------------------ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Dennis A. Ausiello Management For For For 2 Elect Director Michael S. Brown Management For For For 3 Elect Director M. Anthony Burns Management For For For 4 Elect Director W. Don Cornwell Management For For For 5 Elect Director Frances D. Fergusson Management For For For 6 Elect Director William H. Gray III Management For For For 7 Elect Director Constance J. Horner Management For For For 8 Elect Director James M. Kilts Management For For For 9 Elect Director George A. Lorch Management For For For 10 Elect Director John P. Mascotte Management For For For 11 Elect Director Suzanne Nora Johnson Management For For For 12 Elect Director Ian C. Read Management For For For 13 Elect Director Stephen W. Sanger Management For For For 14 Ratify Auditors Management For For For 15 Advisory Vote to Ratify Named Management For Against Against Executive Officers' Compensation 16 Advisory Vote on Say on Pay Frequency management 2 Years 1 Year Against 17 Publish Political Contributions Shareholder Against Against For 18 Report on Public Policy Advocacy Shareholder Against Against For Process 19 Adopt Policy to Restrain Shareholder Against Against For Pharmaceutical Price Increases 20 Provide Right to Act by Written Shareholder Against For Against Consent 21 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings 22 Report on Animal Testing and Plans Shareholder Against Against For for Reduction ------------------------------------------------------------------------------------------------------ Pharmaceutical Product Development, Inc. Ticker Security ID: Meeting Date Meeting Status PPDI CUSIP 717124101 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Stuart Bondurant Management For For For 1.2 Elect Director Vaughn D. Bryson Management For For For 1.3 Elect Director Fredric N. Eshelman Management For For For 1.4 Elect Director Frederick Frank Management For For For 1.5 Elect Director Robert A. Ingram Management For For For 1.6 Elect Director Terry Magnuson Management For For For 1.7 Elect Director Ernest Mario Management For For For 1.8 Elect Director Ralph Snyderman Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 4 Ratify Auditors Management For For For 5 Other Business Management For Against Against ------------------------------------------------------------------------------------------------------ Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Harold Brown Management For For For 2 Elect Director Mathis Cabiallavetta Management For For For 3 Elect Director Louis C. Camilleri Management For For For 4 Elect Director J. Dudley Fishburn Management For For For 5 Elect Director Jennifer Li Management For For For 6 Elect Director Graham Mackay Management For For For 7 Elect Director Sergio Marchionne Management For Against Against 8 Elect Director Lucio A. Noto Management For For For 9 Elect Director Carlos Slim Helu Management For For For 10 Elect Director Stephen M. Wolf Management For For For 11 Ratify Auditors Management For For For 12 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 14 Report on Effect of Marketing Shareholder Against Against For Practices on the Poor 15 Require Independent Board Chairman Shareholder Against Against For ------------------------------------------------------------------------------------------------------ Pitney Bowes Inc. Ticker Security ID: Meeting Date Meeting Status PBI CUSIP 724479100 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Rodney C. Adkins Management For For For 2 Elect Director Murray D. Martin Management For For For 3 Elect Director Michael I. Roth Management For For For 4 Elect Director Robert E. Weissman Management For For For 5 Ratify Auditors Management For For For 6 Reduce Supermajority Vote Management For For For Requirement for Removing Directors 7 Reduce Supermajority Vote Management For For For Requirement for Certain Business Combinations 8 Reduce Supermajority Vote Management For For For Requirement for Amendments to the Certificate 9 Reduce Supermajority Vote Management For For For Requirement for Amendments to the By-laws 10 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 12 Amend Executive Incentive Bonus Plan Management For For For 13 Amend Omnibus Stock Plan Management For For For ------------------------------------------------------------------------------------------------------ Plum Creek Timber Company, Inc. Ticker Security ID: Meeting Date Meeting Status PCL CUSIP 729251108 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Rick R. Holley Management For For For 2 Elect Director Robin Josephs Management For For For 3 Elect Director John G. McDonald Management For For For 4 Elect Director Robert B. McLeod Management For For For 5 Elect Director John F. Morgan Sr. Management For For For 6 Elect Director Marc F. Racicot Management For For For 7 Elect Director John H. Scully Management For For For 8 Elect Director Stephen C. Tobias Management For For For 9 Elect Director Martin A. White Management For For For 10 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 12 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ PPG Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PPG CUSIP 693506107 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Stephen F. Angel Management For For For 1.2 Elect Director Hugh Grant Management For For For 1.3 Elect Director Michele J. Hooper Management For For For 1.4 Elect Director Robert Mehrabian Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Amend Omnibus Stock Plan Management For For For 4 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 6 Ratify Auditors Management For For For 7 Report on Community Environmental Shareholder Against Against For Impact Disclosure Process ------------------------------------------------------------------------------------------------------ Public Service Enterprise Group Incorporated Ticker Security ID: Meeting Date Meeting Status PEG CUSIP 744573106 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Albert R. Gamper, Jr. Management For For For 2 Elect Director Conrad K. Harper Management For For For 3 Elect Director William V. Hickey Management For For For 4 Elect Director Ralph Izzo Management For For For 5 Elect Director Shirley Ann Jackson Management For For For 6 Elect Director David Lilley Management For For For 7 Elect Director Thomas A. Renyi Management For For For 8 Elect Director Hak Cheol Shin Management For For For 9 Elect Director Richard J. Swift Management For For For 10 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 12 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ R. R. Donnelley & Sons Company Ticker Security ID: Meeting Date Meeting Status RRD CUSIP 257867101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Thomas J. Quinlan, III Management For For For 2 Elect Director Stephen M. Wolf Management For For For 3 Elect Director Lee A. Chaden Management For For For 4 Elect Director Judith H. Hamilton Management For For For 5 Elect Director Susan M. Ivey Management For For For 6 Elect Director Thomas S. Johnson Management For For For 7 Elect Director John C. Pope Management For For For 8 Elect Director Michael T. Riordan Management For For For 9 Elect Director Oliver R. Sockwell Management For For For 10 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 12 Ratify Auditors Management For For For 13 Report on Sustainable Paper Shareholder Against For Against Purchasing 14 Report on Political Contributions Shareholder Against For Against 15 Provide Right to Act by Written Shareholder Against For Against Consent 16 Other Business Management For Against Against ------------------------------------------------------------------------------------------------------ Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP 755111507 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Vernon E. Clark Management For For For 2 Elect Director John M. Deutch Management For For For 3 Elect Director Stephen J. Hadley Management For For For 4 Elect Director Frederic M. Poses Management For For For 5 Elect Director Michael C. Ruettgers Management For For For 6 Elect Director Ronald L. Skates Management For For For 7 Elect Director William R. Spivey Management For For For 8 Elect Director Linda G. Stuntz Management For Against Against 9 Elect Director William H. Swanson Management For For For 10 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 12 Ratify Auditors Management For For For 13 Provide Right to Act by Written Shareholder Against For Against Consent 14 Stock Retention/Holding Period Shareholder Against For Against 15 Report on Lobbying Contributions and Shareholder Against For Against Expenses 16 Submit SERP to Shareholder Vote Shareholder Against For Against ------------------------------------------------------------------------------------------------------ Repsol YPF S.A Ticker Security ID: Meeting Date Meeting Status REP CUSIP 76026T205 04/15/2011 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Individual and Consolidated Management For For For Financial Statements and Statutory Reports, and Allocation of Income for Fiscal Year Ended Dec. 31, 2010 2 Approve Discharge of Directors for Management For For For Fiscal Year 2010 3 Reelect Deloitte SL as Auditor Management For For For 4 Amend Articles 9, 11, 19, 24, 27, Management For For For 29, 32, 39, 44, 50, and 56 of Company Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of General Meeting Regulations 5 Amend Article 52 of Company Bylaws Management For For For Re: Allocation of Income 6 Amend Articles 40 and 35 of Company Management For For For Bylaws Re: Chairman and Vice-Chairman, and Board of Directors' Meeting 7 Reelect Antonio Brufau Niubo as Management For Against Against Director 8 Reelect Luis Fernando del Rivero Management For For For Asensio as Director 9 Reelect Juan Abello Gallo as Director Management For For For 10 Reelect Luis Carlos Croissier Management For For For Batista as Director 11 Reelect Angel Durandez Adeva as Management For For For Director 12 Reelect Jose Manuel Loureda Mantinan Management For For For as Director 13 Elect Mario Fernandez Pelaz as Management For For For Director 14 Approve Share Matching Plan Management For For For 15 Approve Payment to Executives and Management For For For Other Employees of the Group of Compensation Owed to Them in the Form of Stock in Lieu of Cash 16 Authorize EUR 3 Billion Issuance of Management For For For Convertibles including Warrants without Preemptive Rights and EUR 4 Billion Issuance of Convertibles including Warrants with Preemptive Rights; Void Unused Part of Authorization Granted at the AGM Held on June 16, 2006 17 Authorize Board to Ratify and Management For For For Execute Approved Resolutions ------------------------------------------------------------------------------------------------------ Reynolds American Inc. Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Luc Jobin Management For For For 1.2 Elect Director Nana Mensah Management For For For 1.3 Elect Director John J. Zillmer Management For For For 1.4 Elect Director John P. Daly Management For For For 1.5 Elect Director Daniel M. Delen Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 4 Increase Authorized Common Stock Management For For For 5 Ratify Auditors Management For For For 6 Declassify the Board of Directors Shareholder Against For Against 7 Cease Production of Flavored Tobacco Shareholder Against Against For Products 8 Adopt Human Rights Protocols for Shareholder Against For Against Company and Suppliers ------------------------------------------------------------------------------------------------------ RPM International Inc. Ticker Security ID: Meeting Date Meeting Status RPM CUSIP 749685103 10/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director David A. Daberko Managment For Withhold Against 1.2 Elect Director William A. Papenbrock Managment For Withhold Against 1.3 Elect Director Frank C. Sullivan Managment For Withhold Against 1.4 Elect Director Thomas C. Sullivan Managment For Withhold Against 2 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ SA Groupe Delhaize Ticker Security ID: Meeting Date Meeting Status CUSIP 29759W101 04/27/2011 Voted Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authorize Repurchase of Up to 10 Management For For For Percent of Issued Share Capital 2 Amend Articles Re: Board Committees Management For For For 3 Amend Articles Re: Ownership Management For For For Threshold to Submit Agenda Items 4 Amend Articles Re: Meeting Materials Management For For For 5 Amend Articles Re: Registration Management For For For Requirements 6 Amend Articles Re: Proxy Voting Management For For For 7 Amend Articles Re: General Meeting Management For For For 8 Amend Articles Re: Postponement of Management For For For Meetings 9 Amend Articles Re: Electronic Voting Management For For For 10 Amend Articles Re: Fiscal Year Management For For For 11 Amend Articles Re: Questions at Management For For For General Meetings 12 Delete Article 47 Re: Disclosure fo Management For For For Significant Shareholdings 13 Approve Condition Precedent Management For For For 14 Authorize Implementation of Approved Management For For For Resolutions and Filing of Required Documents/Formalities at Trade Registry ------------------------------------------------------------------------------------------------------ SA Groupe Delhaize Ticker Security ID: Meeting Date Meeting Status CUSIP 29759W101 05/26/2011 Voted Meeting Type Country of Trade Annual/Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Receive Directors' Report N/A N/A N/A N/A (Non-Voting) 2 Receive Auditors' Report (Non-Voting) N/A N/A N/A N/A 3 Receive Consolidated Financial N/A N/A N/A N/A Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, Management For For For Allocation of Income, and Dividends of EUR 1.72 per Share 5 Approve Discharge of Directors Management For For For 6 Approve Discharge of Auditors Management For For For 7.1 Reelect Hugh G. Farrington as Management For For For Director 7.2 Reelect Luc Vansteenkiste as Director Management For For For 7.3 Reelect Jacques de Vaucleroy as Management For For For Director 7.4 Reelect Jean-Pierre Hansen as Management For For For Director 7.5 Reelect William G. McEwan as Director Management For For For 7.6 Reelect Mats Jansson as Director Management For For For 8.1 Indicate Luc Vansteenkiste as Management For For For Independent Board Member 8.2 Indicate Jacques de Vaucleroy as Management For Against Against Independent Board Member 8.3 Indicate Jean-Pierre Hansen as NManagement For For For Independent Board Member 8.4 Indicate William G. McEwan as Management For For For Independent Board Member 8.5 Indicate Mats Jansson as Independent Management For For For Board Member 9 Ratify Deloitte Bedrijfsrevisoren as Management For For For Auditors 10 Approve Change-of-Control Clause Re: Management For For For Early Redemption of Bonds, Convertible Bonds or Medium-Term Notes Upon Change of Control of Company 11 Approve Change-of-Control Clause Re Management For For For : Approve Change-of-Control Clause Re: Credit Facility 12 Approve Continuation of Vesting Management For Against Against Period under U.S. Stock Incentive Plans 13 Approve Remuneration of Directors Management For For For 14 Authorize Repurchase of Up to 10 Management For For For Percent of Issued Share Capital 15 Amend Articles Re: Board Committees Management For For For 16 Amend Articles Re: Ownership Management For For For Threshold to Submit Agenda Items 17 Amend Articles Re: Meeting Materials Management For For For 18 Amend Articles Re: Registration Management For For For Requirements 19 Amend Articles Re: Proxy Voting Management For For For 20 Amend Articles Re: General Meeting Management For For For 21 Amend Articles Re: Postponement of Management For For For Meetings 22 Amend Articles Re: Electronic Voting Management For For For 23 Amend Articles Re: Fiscal Year Management For For For 24 Amend Articles Re: Questions at Management For For For General Meetings 25 Delete Article 47 Re: Disclosure fo Management For For For Significant Shareholdings 26 Approve Provisional Condition Management For For For 27 Authorize Implementation of Approved Management For For For Resolutions and Filing of Required Documents/Formalities at Trade Registry ------------------------------------------------------------------------------------------------------ SABESP, Companhia Saneamento Basico Sao Paulo Ticker Security ID: Meeting Date Meeting Status CUSIP 20441A102 08/09/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amend Article 46 to Establish New Management For For For Pension Plan for SABESP Employees ------------------------------------------------------------------------------------------------------ Sara Lee Corporation Ticker Security ID: Meeting Date Meeting Status SLE CUSIP 803111103 10/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Christopher B. Begley Management For For For 2 Elect Director Crandall C. Bowles Management For For For 3 Elect Director Virgis W. Colbert Management For For For 4 Elect Director James S. Crown Management For For For 5 Elect Director Laurette T. Koellner Management For For For 6 Elect Director Cornelis J.A. Van Lede Management For For For 7 Elect Director Dr. John Mcadam Management For For For 8 Elect Director Sir Ian Prosser Management For For For 9 Elect Director Norman R. Sorensen Management For For For 10 Elect Director Jeffrey W. Ubben Management For For For 11 Elect Director Jonathan P. Ward Management For For For 12 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Sasol Ltd Ticker Security ID: Meeting Date Meeting Status SOL CUSIP 803866300 11/26/2010 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amend Articles of Association Re: Management For For For New Definitions for New Articles 162, 163, 164.1 and 165 to 169 2 Accept Financial Statements and Management For For For Statutory Reports for the Year Ended 30 June 2010 3 Approve Audit Committee Report on Management For For For its Statutory Duties for the Year Ended 30 June 2010 4 Amend Articles of Association Re: Management For For For Bulk Dematerialisation 5 Amend Articles of Association Re: Management For For For Continued Application of Cash Contract or New Cash Contract in Respect of Sasol BEE Ordinary Shares That Are Not Dematerialised Pursuant to Bulk Dematerialisation 6 Re-elect Pat Davies as Director Management For For For 7 Re-elect Mandla Gantsho as Director Management For For For 8 Re-elect Hixonia Nyasulu as Director Management For For For 9 Re-elect Christine Ramon as Director Management For For For 10 Authorise Transfer Secretaries to Management For For For Replace Share Certificates of All the Election Shareholders and Issue New Share Certificates in the Event That Sasol BEE Ordinary Shares are Listed on Proposed BEE Segment 11 Re-elect Nolitha Fakude as Director Management For For For 12 Re-elect Imogen Mkhize as Director Management For For For 13 Amend Articles of Association Re: Management For For For Additional Terms Applicable to the BEE Contract for Trading in Respect of Sasol BEE Ordinary Shares on the BEE Segment 14 Elect Greg Lewin as Director Management For For For 15 Amend Articles of Association Re: Management For For For Rights, Privileges and Restrictions Applicable to Sasol BEE Ordinary Shares to Take Account of the Listing on BEE Segment 16 Reappoint KPMG Inc as Auditors of Management For For For the Company and CH Basson as the Individual Registered Auditor 17 Amend Articles of Association Re: Management For For For Provisions Covering the Holding of Shares Either in Certificated or Dematerialised Form and Cessation of Any Proof-of-Participation Documents Issued by the Company to Any Holder of Certificated Sasol BEE Ordinary Shares 18 Authorise Repurchase of Up to Ten Management For For For Percent of Issued Share Capital 19 Amend Articles of Association Re: Management For For For Right on the Part of the Company to Delist the Sasol BEE Ordinary Shares from the JSE in Limited Circumstances 20 Amend Articles of Association Management For For For 21 Amend Articles of Association Re: Management For For For Release of Contact Information by the CSD Participant, Broker and/or Nominee Company of any Sasol Shareholder to Sasol 22 Approve Remuneration Policy Management For For For 23 Authorise Company to Provide Management For For For Potential Financial Assistance to the Public Facilitation Trust 24 Approve Non-executive Directors Fees Management For For For with Effect from 1 July 2010 ------------------------------------------------------------------------------------------------------ Sasol Ltd Ticker Security ID: Meeting Date Meeting Status SOL CUSIP 803866300 11/26/2010 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amend Articles of Association Re: Management For For For New Definitions for New Articles 162, 163, 164.1 and 165 to 169 2 Amend Articles of Association Re: Management For For For Bulk Dematerialisation 3 Amend Articles of Association Re: Management For For For Continued Application of Cash Contract or New Cash Contract in Respect of Sasol BEE Ordinary Shares That Are Not Dematerialised Pursuant to Bulk Dematerialisation 4 Authorise Transfer Secretaries to Management For For For Replace Share Certificates of All the Election Shareholders and Issue New Share Certificates in the Event That Sasol BEE Ordinary Shares are Listed on Proposed BEE Segment 5 Amend Articles of Association Re: Management For For For Additional Terms Applicable to the BEE Contract for Trading in Respect of Sasol BEE Ordinary Shares on the BEE Segment 6 Amend Articles of Association Re: Management For For For Rights, Privileges and Restrictions Applicable to Sasol BEE Ordinary Shares to Take Account of the Listing on BEE Segment 7 Amend Articles of Association Re: Management For For For Provisions Covering the Holding of Shares Either in Certificated or Dematerialised Form and Cessation of Any Proof-of-Participation Documents Issued by the Company to Any Holder of Certificated Sasol BEE Ordinary Shares 8 Amend Articles of Association Re: Management For For For Right on the Part of the Company to Delist the Sasol BEE Ordinary Shares from the JSE in Limited Circumstances 9 Amend Articles of Association Re: Management For For For Release of Contact Information by the CSD Participant, Broker and/or Nominee Company of any Sasol Shareholder to Sasol 10 Authorise Company to Provide Management For For For Potential Financial Assistance to the Public Facilitation Trust ------------------------------------------------------------------------------------------------------ Sasol Ltd Ticker Security ID: Meeting Date Meeting Status SOL CUSIP 803866300 11/26/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accept Financial Statements and Management For For For Statutory Reports for the Year Ended 30 June 2010 2 Approve Audit Committee Report on Management For For For its Statutory Duties for the Year Ended 30 June 2010 3.1 Re-elect Pat Davies as Director Management For For For 3.2 Re-elect Mandla Gantsho as Director Management For For For 3.3 Re-elect Hixonia Nyasulu as Director Management For For For 3.4 Re-elect Christine Ramon as Director Management For For For 4.1 Re-elect Nolitha Fakude as Director Management For For For 4.2 Re-elect Imogen Mkhize as Director Management For For For 5 Elect Greg Lewin as Director Management For For For 6 Reappoint KPMG Inc as Auditors of Management For For For the Company and CH Basson as the Individual Registered Auditor 7 Authorise Repurchase of Up to Ten Management For For For Percent of Issued Share Capital 8 Amend Articles of Association Management For For For 9 Approve Remuneration Policy Management For For For 10 Approve Non-executive Directors Fees Management For For For with Effect from 1 July 2010 ------------------------------------------------------------------------------------------------------ Sealed Air Corporation Ticker Security ID: Meeting Date Meeting Status SEE CUSIP 81211K100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Hank Brown Management For For For 2 Elect Director Michael Chu Management For For For 3 Elect Director Lawrence R. Codey Management For For For 4 Elect Director Patrick Duff Management For For For 5 Elect Director T. J. Dermot Dunphy Management For For For 6 Elect Director William V. Hickey Management For For For 7 Elect Director Jacqueline B. Kosecoff Management For For For 8 Elect Director Kenneth P. Manning Management For For For 9 Elect Director William J. Marino Management For For For 10 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 12 Amend Omnibus Stock Plan Management For For For 13 Amend Outside Director Stock Awards Management For For For in Lieu of Cash 14 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Snap-on Incorporated Ticker Security ID: Meeting Date Meeting Status SNA CUSIP 833034101 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Roxanne J. Decyk Management For For For 2 Elect Director Nicholas T. Pinchuk Management For For For 3 Elect Director Gregg M. Sherrill Management For For For 4 Ratify Auditors Management For For For 5 Approve Omnibus Stock Plan Management For For For 6 Amend Qualified Employee Stock Management For For For Purchase Plan 7 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For ------------------------------------------------------------------------------------------------------ Sonoco Products Company Ticker Security ID: Meeting Date Meeting Status SON CUSIP 835495102 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director J.L. Coker Management For For For 1.2 Elect Director J.M. Micali Management For For For 1.3 Elect Director L.W. Newton Management For For For 1.4 Elect Director M.D. Oken Management For For For 2 Ratify Auditors Management For For For 3 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For ------------------------------------------------------------------------------------------------------ Statoil ASA Ticker Security ID: Meeting Date Meeting Status CUSIP 85771P102 05/19/2011 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Open Meeting N/A N/A N/A N/A 2 Elect Olaug Svarva as Chairman of Management For For For Meeting 3 Approve Notice of Meeting and Agenda Management For For For 4 Registration of Attending N/A N/A N/A N/A Shareholders and Proxies 5 Designate Inspector(s) of Minutes of Management For For For Meeting 6 Approve Financial Statements and Management For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.25 per Share 7 Approve Remuneration Policy And Management For Against Against Other Terms of Employment For Executive Management 8 Approve Remuneration of Auditors Management For For For 9 Approve Remuneration of Corporate Management For For For Assembly in the Amount of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250 for Other Members, and NOK 5,500 Per Meeting for Deputy Members 10 Elect Ingrid Rasmussen as Member of Management For For For Nominating Committee 11 Approve Remuneration of Nominating Management For For For Committee in the Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting for Other Members 12 Authorize Repurchase and Reissuance Management For Against Against of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees 13 Authorize Repurchase of Shares up to Management For For For a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares 14 Adjustments in the Marketing Management For For For Instructions for Statoil ASA 15 Amend Articles Re: Number of Board Management For For For Members and Board Term; Proxy Voting; Guidelines for Nominating Committee 16 Approve Guidelines for Nominating Management For For For Committee 17 Withdraw Company From Tar Sands Shareholder Against Against For Activities in Canada ------------------------------------------------------------------------------------------------------ SYSCO Corporation Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829107 11/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director John M. Cassaday Management For For For 2 Elect Director Manuel A. Fernandez Management For For For 3 Elect Director Hans-joachim Koerber Management For For For 4 Elect Director Jackie M. Ward Management For For For 5 Amend Qualified Employee Stock Management For For For Purchase Plan 6 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Taiwan Semiconductor Manufacturing Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2330 CUSIP 874039100 06/09/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve 2010 Business Operations Management For For For Report and Financial Statements 2 Approve 2010 Allocation of Income Management For For For and Dividends 3 Approve Amendments on the Procedures Management For For For for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees 4 Approve Transfer of TSMC's Solar Management For For For Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" 5.1 Approve By-Election of Gregory C. Management For For For Chow as Independent Director 5.2 Approve By-Election of Kok-Choo Chen Management For For For as Independent Director ------------------------------------------------------------------------------------------------------ Telecom Corporation of New Zealand Ltd. Ticker Security ID: Meeting Date Meeting Status TEL CUSIP 879278208 09/30/2010 Voted Meeting Type Country of Trade Annual New Zealand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authorize the Board to Fix the Management For For For Remuneration of KPMG, the Auditors of the Company 2 Elect Murray Horn as a Director Management For For For 3 Elect Sue Sheldon as a Director Management For For For ------------------------------------------------------------------------------------------------------ Teleflex Incorporated Ticker Security ID: Meeting Date Meeting Status TFX CUSIP 879369106 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director George Babich, Jr. Management For For For 1.2 Elect Director William R. Cook Management For For For 1.3 Elect Director Stephen K. Klasko Management For For For 1.4 Elect Director Benson F. Smith Management For For For 2 Approve Executive Incentive Bonus Management For For For Plan 3 Advisory Vote to Ratify Named Management For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Management 2 Years 1 Year Against 5 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Texas Instruments Incorporated Ticker Security ID: Meeting Date Meeting Status TXN CUSIP 882508104 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director R.W. Babb, Jr. Management For For For 2 Elect Director D.A. Carp Management For For For 3 Elect Director C.S. Cox Management For For For 4 Elect Director S.P. MacMillan Management For For For 5 Elect Director P.H. Patsley Management For For For 6 Elect Director R.E. Sanchez Management For For For 7 Elect Director W.R. Sanders Management For For For 8 Elect Director R.J. Simmons Management For For For 9 Elect Director R.K. Templeton Management For For For 10 Elect Director C.T. Whitman Management For For For 11 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against 13 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ The Coca-Cola Company Ticker Security ID: Meeting Date Meeting Status KO CUSIP 191216100 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Herbert A. Allen Management For For For 2 Elect Director Ronald W. Allen Management For For For 3 Elect Director Howard G. Buffett Management For For For 4 Elect Director Barry Diller Management For For For 5 Elect Director Evan G. Greenberg Management For For For 6 Elect Director Alexis M. Herman Management For For For 7 Elect Director Muhtar Kent Management For For For 8 Elect Director Donald R. Keough Management For For For 9 Elect Director Maria Elena Lagomasino Management For For For 10 Elect Director Donald F. McHenry Management For For For 11 Elect Director Sam Nunn Management For For For 12 Elect Director James D. Robinson III Management For For For 13 Elect Director Peter V. Ueberroth Management For For For 14 Elect Director Jacob Wallenberg Management For For For 15 Elect Director James B. Williams Management For For For 16 Ratify Auditors Management For For For 17 Amend Executive Incentive Bonus Plan Management For For For 18 Amend Restricted Stock Plan Management For For For 19 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 20 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 21 Publish Report on Chemical Shareholder Against For Against Bisphenol-A (BPA) ------------------------------------------------------------------------------------------------------ The Dun & Bradstreet Corporation Ticker Security ID: Meeting Date Meeting Status DNB CUSIP 26483E100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Naomi O. Seligman Management For For For 2 Elect Director Michael J. Winkler Management For For For 3 Ratify Auditors Management For For For 4 Amend Executive Incentive Bonus Plan Management For For For 5 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 7 Reduce Supermajority Vote Requirement Management For For For 8 Declassify the Board of Directors Management For For For ------------------------------------------------------------------------------------------------------ The Hershey Company Ticker Security ID: Meeting Date Meeting Status HSY CUSIP 427866108 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director P.M. Arway Management For For For 1.2 Elect Director R.F. Cavanaugh Management For For For 1.3 Elect Director C.A. Davis Management For For For 1.4 Elect Director J.M. Mead Management For For For 1.5 Elect Director J.E. Nevels Management For For For 1.6 Elect Director A.J. Palmer Management For For For 1.7 Elect Director T.J. Ridge Management For For For 1.8 Elect Director D.L. Shedlarz Management For For For 1.9 Elect Director D.J. West Management For For For 2 Ratify Auditors Management For For For 3 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 5 Amend Omnibus Stock Plan Management For For For ------------------------------------------------------------------------------------------------------ The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director F. Duane Ackerman Management For For For 2 Elect Director Francis S. Blake Management For For For 3 Elect Director Ari Bousbib Management For For For 4 Elect Director Gregory D. Brenneman Management For For For 5 Elect Director J. Frank Brown Management For For For 6 Elect Director Albert P. Carey Management For For For 7 Elect Director Armando Codina Management For For For 8 Elect Director Bonnie G. Hill Management For For For 9 Elect Director Karen L. Katen Management For For For 10 Elect Director Ronald L. Sargent Management For For For 11 Ratify Auditors Management For For For 12 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 14 Provide Right to Act by Written Management For For For Consent 15 Restore or Provide for Cumulative Shareholder Against For Against Voting 16 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings 17 Prepare Employment Diversity Report Shareholder Against For Against 18 Adopt Proxy Statement Reporting on Shareholder Against Against For Political Contributions and Advisory Vote ------------------------------------------------------------------------------------------------------ The J. M. Smucker Company Ticker Security ID: Meeting Date Meeting Status SJM CUSIP 832696405 08/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Kathryn W. Dindo Management For For For 2 Elect Director Richard K. Smucker Management For For For 3 Elect Director William H. Steinbrink Management For For For 4 Elect Director Paul Smucker Wagstaff Management For For For 5 Ratify Auditors Management For For For 6 Approve Omnibus Stock Plan Management For For For ------------------------------------------------------------------------------------------------------ The McGraw-Hill Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MHP CUSIP 580645109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Pedro Aspe Management For For For 2 Elect Director Winfried Bischoff Management For For For 3 Elect Director Douglas N. Daft Management For For For 4 Elect Director William D. Green Management For For For 5 Elect Director Linda Koch Lorimer Management For For For 6 Elect Director Harold McGraw III Management For For For 7 Elect Director Robert P. McGraw Management For For For 8 Elect Director Hilda Management For For For Ochoa-Brillembourg 9 Elect Director Michael Rake Management For For For 10 Elect Director Edward B. Rust, Jr. Management For For For 11 Elect Director Kurt L. Schmoke Management For For For 12 Elect Director Sidney Taurel Management For For For 13 Provide Right to Call Special Meeting Management For For For 14 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 16 Ratify Auditors Management For For For 17 Provide Right to Act by Written Shareholder Against For Against Consent ------------------------------------------------------------------------------------------------------ The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Angela F. Braly Management For For For 2 Elect Director Kenneth I. Chenault Management For For For 3 Elect Director Scott D. Cook Management For For For 4 Elect Director Rajat K. Gupta Management For For For 5 Elect Director Robert A. Mcdonald Management For For For 6 Elect Director W. James Mcnerney, Jr. Management For For For 7 Elect Director Johnathan A. Rodgers Management For For For 8 Elect Director Mary A. Wilderotter Management For For For 9 Elect Director Patricia A. Woertz Management For For For 10 Elect Director Ernesto Zedillo Management For For For 11 Ratify Auditors Management For For For 12 Provide for Cumulative Voting Shareholder Against For Against ------------------------------------------------------------------------------------------------------ The Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director A.F. Anton Management For For For 1.2 Elect Director J.C. Boland Management For For For 1.3 Elect Director C.M. Connor Management For For For 1.4 Elect Director D.F. Hodnik Management For For For 1.5 Elect Director T.G. Kadien Management For For For 1.6 Elect Director S.J. Kropf Management For For For 1.7 Elect Director G.E. McCullough Management For For For 1.8 Elect Director A.M. Mixon, III Management For For For 1.9 Elect Director C.E. Moll Management For For For 1.10 Elect Director R.K. Smucker Management For For For 1.11 Elect Director J.M. Stropki, Jr. Management For For Forr 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 4 Permit Board to Amend Bylaws Without Management For For For Shareholder Consent 5 Ratify Auditors Management For For For 6 Require a Majority Vote for the Shareholder Against For Against Election of Directors ------------------------------------------------------------------------------------------------------ The Valspar Corporation Ticker Security ID: Meeting Date Meeting Status VAL CUSIP 920355104 02/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Ian R. Friendly Management For For For 1.2 Elect Director Janel S. Haugarth Management For For For 1.3 Elect Director William L. Mansfield Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against 4 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Thomson Reuters Corporation Ticker Security ID: Meeting Date Meeting Status TRI CUSIP 884903105 05/03/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director David Thomson Management For For For 1.2 Elect Director W. Geoffrey Beattie Management For Withhold Against 1.3 Elect Director Thomas H. Glocer Management For For For 1.4 Elect Director Manvinder S. Banga Management For For For 1.5 Elect Director Mary Cirillo Management For For For 1.6 Elect Director Steven A. Denning Management For For For 1.7 Elect Director Lawton W. Fitt Management For For For 1.8 Elect Director Roger L. Martin Management For For For 1.9 Elect Director Sir Deryck Maughan Management For For For 1.10 Elect Director Ken Olisa Management For For For 1.11 Elect Director Vance K. Opperman Management For For For 1.12 Elect Director John M. Thompson Management For For For 1.13 Elect Director Peter J. Thomson Management For For For 1.14 Elect Director John A. Tory Management For For For 2 Approve PricewaterhouseCoopers LLP Management For For For as Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Management For For For Compensation Approach ------------------------------------------------------------------------------------------------------ Tomkins plc Ticker Security ID: Meeting Date Meeting Status CUSIP 890030208 08/31/2010 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Scheme of Arrangement Management For For For 2 Approve Acquisition of Tomkins plc Management For For For by Pinafore Acquisitions Limited 3 Approve the Executive Team Management For For For Arrangements ------------------------------------------------------------------------------------------------------ Total SA Ticker Security ID: Meeting Date Meeting Status FP CUSIP 89151E109 05/13/2011 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Financial Statements and Management For For For Statutory Reports 2 Accept Consolidated Financial Management For For For Statements and Statutory Reports 3 Approve Allocation of Income and Management For For For Dividends of EUR 2.28 per Share 4 Approve Auditors' Special Report on Management For For For Related-Party Transactions 5 Authorize Repurchase of Up to 10 Management For For For Percent of Issued Share Capital 6 Reelect Patricia Barbizet as Director Management For Against Against 7 Reelect Paul Desmarais Jr. as Management For Against Against Director 8 Reelect Claude Mandil as Director Management For For For 9 Elect Marie-Christine Coisne as Management For For Forr Director 10 Elect Barbara Kux as Director Management For For For 11 Authorize up to 0.8 Percent of Management For For For Issued Capital for Use in Restricted Stock Plan A Amend Article 9 of Bylaws Re: Share Shareholder Against Against For Ownership Disclosure Threshold Publication ------------------------------------------------------------------------------------------------------ Tupperware Brands Corporation Ticker Security ID: Meeting Date Meeting Status TUP CUSIP 899896104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Catherine A. Bertini Management For For For 2 Elect Director Rita Bornstein Management For For For 3 Elect Director Kriss Cloninger, III Management For For For 4 Elect Director E. V. Goings Management For For For 5 Elect Director Clifford J. Grum Management For For For 6 Elect Director Joe R. Lee Management For For For 7 Elect Director Bob Marbut Management For For For 8 Elect Director Angel R. Martinez Management For For For 9 Elect Director Antonio Monteiro de Management For For For Castro 10 Elect Director Robert J. Murray Management For For For 11 Elect Director David R. Parker Management For For For 12 Elect Director Joyce M. Roche Management For For For 13 Elect Director J. Patrick Spainhour Management For For For 14 Elect Director M. Anne Szostak Management For For For 15 Ratify Auditors Management For For For 16 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 17 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against ------------------------------------------------------------------------------------------------------ Tyco International, Ltd. Ticker Security ID: Meeting Date Meeting Status TYC CUSIP H89128104 03/09/2011 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accept Financial Statements and Management For For For Statutory Reports for Fiscal 2009/2010 2 Approve Discharge of Board and Management For For For Senior Management 3.1 Elect Edward D. Breen as Director Management For For For 3.2 Elect Michael Daniels as Director Management For For For 3.3 Reelect Timothy Donahue as Director Management For For For 3.4 Reelect Brian Duperreault as Director Management For For For 3.5 Reelect Bruce Gordon as Director Management For For For 3.6 Reelect Rajiv L. Gupta as Director Management For For For 3.7 Reelect John Krol as Director Management For For For 3.8 Reelect Brendan O'Neill as Director Management For For For 3.9 Reelect Dinesh Paliwal as Director Management For For For 3.10 Reelect William Stavropoulos as Management For For For Director 3.11 Reelect Sandra Wijnberg as Director Management For For For 3.12 Reelect R. David Yost as Director Management For For For 4a Ratify Deloitte AG as Auditors Management For For For 4b Appoint Deloitte & Touche LLP as Management For For For Independent Registered Public Accounting Firm for Fiscal 2010/2011 4c Ratify PricewaterhouseCoopers AG as Management For For For Special Auditors 5a Approve Carrying Forward of Net Loss Management For For For 5b Approve Ordinary Cash Dividend Management For For For 6 Amend Articles to Renew Authorized Management For For For Share Capital 7 Approve CHF 188,190,276.70 Reduction Management For For For in Share Capital 8a Advisory Vote to Ratify Named Managemnt For Against Against Executive Officers' Compensation 8b Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against ------------------------------------------------------------------------------------------------------ UGI Corporation Ticker Security ID: Meeting Date Meeting Status UGI CUSIP 902681105 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director S.D. Ban Management For For For 1.2 Elect Director L.R. Greenberg Management For For For 1.3 Elect Director M.O. Schlanger Management For For For 1.4 Elect Director A. Pol Management For For For 1.5 Elect Director E.E. Jones Management For For For 1.6 Elect Director J.L. Walsh Management For For For 1.7 Elect Director R.B. Vincent Management For For For 1.8 Elect Director M.S. Puccio Management For For For 1.9 Elect Director R.W. Gochnauer Management For For For 2 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Louis R. Chenevert Management For For For 2 Elect Director John V. Faraci Management For For For 3 Elect Director Jean-Pierre Garnier Management For For For 4 Elect Director Jamie S. Gorelick Management For For For 5 Elect Director Edward A. Kangas Management For For For 6 Elect Director Ellen J. Kullman Management For For For 7 Elect Director Charles R. Lee Management For For For 8 Elect Director Richard D. McCormick Management For For For 9 Elect Director Harold McGraw III Management For For For 10 Elect Director Richard B. Myers Management For For For 11 Elect Director H. Patrick Swygert Management For For For 12 Elect Director Andre Villeneuve Management For For For 13 Elect Director Christine Todd Whitman Management For For For 14 Ratify Auditors Management For For For 15 Amend Omnibus Stock Plan Management For For For 16 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 17 Advisory Vote on Say on Pay Frequency N/A N/A 1 Year N/A 18 Stock Retention/Holding Period Shareholder Against For Against ------------------------------------------------------------------------------------------------------ Valeant Pharmaceuticals International Inc Ticker Security ID: Meeting Date Meeting Status BVF CUSIP 09067J109 09/27/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issue Shares in Connection with Management For For For Merger 2 If Item #1 is approved: Change Management For For For Company Name to Valeant Pharmaceuticals International, Inc. ------------------------------------------------------------------------------------------------------ VF Corporation Ticker Security ID: Meeting Date Meeting Status VFC CUSIP 918204108 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Juan Ernesto de Bedout Management For For For 1.2 Elect Director Ursula O. Fairbairn Management For For For 1.3 Elect Director Eric C Wiseman Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Management 2 Years 1 Year Against 4 Adopt Majority Voting for Management For For For Uncontested Election of Directors 5 Ratify Auditors Management For For For ------------------------------------------------------------------------------------------------------ Waddell & Reed Financial, Inc. Ticker Security ID: Meeting Date Meeting Status WDR CUSIP 930059100 04/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Sharilyn S. Gasaway Management For For For 1.2 Elect Director Alan W. Kosloff Management For For For 1.3 Elect Director Jerry W. Walton Management For For For 2 Ratify Auditors Management For For For 3 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against ------------------------------------------------------------------------------------------------------ Wal-Mart Stores, Inc. Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Aida M. Alvarez Management For For For 2 Elect Director James W. Breyer Management For For For 3 Elect Director M. Michele Burns Management For For For 4 Elect Director James I. Cash, Jr. Management For For For 5 Elect Director Roger C. Corbett Management For For For 6 Elect Director Douglas N. Daft Management For For For 7 Elect Director Michael T. Duke Management For For For 8 Elect Director Gregory B. Penner Management For For For 9 Elect Director Steven S Reinemund Management For For For 10 Elect Director H. Lee Scott, Jr. Management For For For 11 Elect Director Arne M. Sorenson Management For For For 12 Elect Director Jim C. Walton Management For For For 13 Elect Director S. Robson Walton Management For For For 14 Elect Director Christopher J. Management For For For Williams 15 Elect Director Linda S. Wolf Management For For For 16 Ratify Auditors Management For For For 17 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 18 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 19 Amend EEO Policy to Prohibit Shareholder Against For Against Discrimination based on Gender Identity 20 Report on Political Contributions Shareholder Against For Against 21 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings 22 Require Suppliers to Produce Shareholder Against Against For Sustainability Reports 23 Report on Climate Change Business Shareholder Against Against For Risks ------------------------------------------------------------------------------------------------------ Waste Management, Inc. Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Pastora San Juan Management For For For Cafferty 2 Elect Director Frank M. Clark, Jr. Management For For For 3 Elect Director Patrick W. Gross Management For For For 4 Elect Director John C. Pope Management For For For 5 Elect Director W. Robert Reum Management For For For 6 Elect Director Steven G. Rothmeier Management For For For 7 Elect Director David P. Steiner Management For For For 8 Elect Director Thomas H. Weidemeyer Management For For For 9 Ratify Auditors Management For For For 10 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 12 Provide Right to Call Special Meeting Management For For For ------------------------------------------------------------------------------------------------------ Whirlpool Corporation Ticker Security ID: Meeting Date Meeting Status WHR CUSIP 963320106 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Samuel R. Allen Management For For For 2 Elect Director Jeff M. Fettig Management For For For 3 Elect Director Michael F. Johnston Management For For For 4 Elect Director William T. Kerr Management For For For 5 Elect Director John D. Liu Management For For For 6 Elect Director Miles L. Marsh Management For For For 7 Elect Director William D. Perez Management For For For 8 Elect Director Michael D. White Management For For For 9 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 10 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 11 Ratify Auditors Management For For For 12 Provide Right to Act by Written Shareholder Against For Against Consent 13 Submit Severance Agreement Shareholder Against For Against (Change-in-Control) to Shareholder Vote ------------------------------------------------------------------------------------------------------ YUM! Brands, Inc. Ticker Security ID: Meeting Date Meeting Status YUM CUSIP 988498101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director David W. Dorman Management For For For 2 Elect Director Massimo Ferragamo Management For For For 3 Elect Director J. David Grissom Management For For For 4 Elect Director Bonnie G. Hill Management For For For 5 Elect Director Robert Holland, Jr. Management For For For 6 Elect Director Kenneth G. Langone Management For For For 7 Elect Director Jonathan S. Linen Management For For For 8 Elect Director Thomas C. Nelson Management For For For 9 Elect Director David C. Novak Management For For For 10 Elect Director Thomas M. Ryan Management For For For 11 Elect Director Jing-Shyh S. Su Management For For For 12 Elect Director Robert D. Walter Management For For For 13 Ratify Auditors Management For For For 14 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For 16 Provide Right to Call Special Meeting Management For For For ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Guggenheim Enhanced Equity Strategy Fund By: /s/ Kevin M. Robinson Name: Kevin M. Robinson Title: Chief Executive Officer and Chief Legal Officer Date: August 30, 2011