SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2002 NACCO INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-9172 34-1505819 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 5875 Landerbrook Drive Mayfield Heights, Ohio 44124-4017 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (440) 449-9600 Item 9. Regulation FD Disclosure On November 13, 2002, in connection with the filing of the Quarterly Report on Form 10-Q of the Company for the quarterly period ended September 30, 2002 (the "Report"), each of Alfred M. Rankin, Jr., who as Chairman, President and Chief Executive Officer of the Company serves as the principal executive officer of the Company, and Kenneth C. Schilling, who as Vice President and Controller of the Company serves as the principal financial officer of the Company, certified, pursuant to 18 U.S.C. ss. 1350, as adopted pursuant to ss. 906 of the Sarbanes-Oxley Act of 2002, that, to such officer's knowledge: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company as of the dates and for the periods expressed in the Report. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. NACCO INDUSTRIES, INC. By: /s/ Kenneth C. Schilling -------------------------------- Name: Kenneth C. Schilling Title: Vice President and Controller Date: November 13, 2002