U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 5
ANNUAL STATEMENT OF CHANGES BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940.
1. Name and Address of Reporting Person: Dean S. Read, 4 Old Garden Way, Bar Harbor ME 04609
2. Issuer Name and Tickler or Trading Symbol: Bar Harbor Bankshares, CUSIP No. 066849100
3. IRS or Social Security Number of Reporting Person (Voluntary): Not provided
4. Statement for Month/Year: 2002
5. If Amendment, Date of Original: NA
6. Relationship of Reporting Person to Issuer: President
Table 1: Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of Security |
Tran Date |
Tran Code |
Securities Acquired (A) or Disposed of (d) Amount A/D Price |
Amount of Securities |
Ownership Form |
Nature of Ownership |
||
|
|
|
|
|
|
1390 |
D |
|
Bar Harbor Bankshares Common Stock |
|
|
|
|
|
100 |
I |
Spouse |
Bar Harbor Bankshares Common Stock |
2002 |
P |
104 |
A |
Intermittent Purchases through 401k Plan |
1594 |
D |
|
Table 2: Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of Derivative Security |
Conver-sion or Exercise Price of Deriv-ative Security |
Transaction Date (Month/Day/Year) |
Transaction Code |
Number of Derivative Securities Acquired (A) or Disposed of (D) |
Date Exercisable and Expiration Date (Month/Day/Year) |
Title and Amount of Underlying Securities |
Price of Derivative Security |
Number of Derivative Securities Beneficially Owned at End of Year |
Ownership of Derivative Security: Direct (D) or Indirect (I) |
Nature of Indirect Beneficial Ownership |
|||
|
|
|
|
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
|
|
|
Incentive Stock Option Plan |
15.40 |
6/20/01 |
A |
6450 |
|
6/20/01 |
6/20/11 |
Bar Harbor Bankshares Common Stock |
6450 |
* |
6450 |
D |
|
Incentive Stock Option Plan |
15.40 |
6/20/01 |
A |
6425 |
|
6/20/02 |
6/20/11 |
Bar Harbor Bankshares Common Stock |
6425 |
* |
6425 |
D |
|
Incentive Stock Option Plan |
15.40 |
6/20/01 |
A |
6425 |
|
6/20/03 |
6/20/11 |
Bar Harbor Bankshares Common Stock |
6425 |
* |
6425 |
D |
|
Incentive Stock Option Plan |
15.40 |
6/20/01 |
A |
6425 |
|
6/20/04 |
6/20/11 |
Bar Harbor Bankshares Common Stock |
6425 |
* |
6425 |
D |
|
Incentive Stock Option Plan |
15.40 |
6/20/01 |
A |
6425 |
|
6/20/05 |
6/20/11 |
Bar Harbor Bankshares Common Stock |
6425 |
* |
6425 |
D |
|
Incentive Stock Option Plan |
15.40 |
6/20/01 |
A |
6425 |
|
6/20/06 |
6/20/11 |
Bar Harbor Bankshares Common Stock |
6425 |
* |
6425 |
D |
|
Incentive Stock Option Plan |
15.40 |
6/20/01 |
A |
6425 |
|
6/20/07 |
6/20/11 |
Bar Harbor Bankshares Common Stock |
6425 |
* |
6425 |
D |
|
*Grant of Incentive Stock Options to acquire Bar Harbor Bankshares Common Stock under
Bar Harbor Bankshares (and subsidiaries) Incentive Stock Option Plan of 2000.