UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (Right to buy) | Â (1) | 10/27/2010 | Common Stock | 12,500 | $ 67.65 | D | Â |
Stock Options (Right to buy) | Â (2) | 02/22/2010 | Common Stock | 10,000 | $ 80.51 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McBride Daniel G THE COOPER COMPANIES, INC. 6140 STONERIDGE MALL ROAD PLEASANTON, CA 94588 |
 |  |  VP and Senior Counsel |  |
Daniel G McBride | 07/13/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option vests if the Company's stock price achieves certain targets within specified timeframes as follows: one-fourth shall vest if Fair Market Value of the Company's stock achieves $75.77, but not earlier than 5/1/06; one-fourth shall vest if Fair Market Value of the Company's stock achieves $81.18, but not earlier than 5/1/07; one-fourth shall vest if the Fair Market Value of the Company's stock achieves $87.95 but not earlier than 5/1/08; and one-fourth shall vest if the Fair Market Value of the Company's stock achieves $94.71 but not earlier than 5/1/09. All options not otherwise vesting pursuant to the above timetable shall become exercisable on October 26, 2010. |
(2) | The option vests if the Company's stock price achieves certain targets within specified timeframes as follows: one-fourth shall vest if Fair Market Value of the Company's stock achieves $90.17, but not earlier than 8/22/05; one-fourth shall vest if Fair Market Value of the Company's stock achieves $96.61, but not earlier than 8/23/06; one-fourth shall vest if the Fair Market Value of the Company's stock achieves $104.66 but not earlier than 8/22/07; and one-fourth shall vest if the Fair Market Value of the Company's stock achieves $112.71 but not earlier than 8/22/08. All options not other wise vesting pursuant to the above timetable shall become exercisable on February 22, 2010. |