1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
SAR
(1)
|
$
41.82
|
11/30/2011 |
|
A |
|
20,500
|
|
(2)
|
11/30/2021 |
Class A Common
|
20,500
|
$
0
|
20,500
|
D
|
|
Option to Buy
(4)
|
$
28.01
|
|
|
|
|
|
|
(5)
|
11/30/2014 |
Class A Common
|
11,250
|
|
11,250
|
D
|
|
Option to Buy
(4)
|
$
42.45
|
|
|
|
|
|
|
(6)
|
11/26/2017 |
Class A Common
|
20,250
|
|
20,250
|
D
|
|
SAR
(1)
|
$
35.12
|
|
|
|
|
|
|
(7)
|
10/31/2018 |
Class A Common
|
20,500
|
|
20,500
|
D
|
|
SAR
(1)
|
$
26.66
|
|
|
|
|
|
|
(8)
|
12/01/2019 |
Class A Common
|
15,375
|
|
15,375
|
D
|
|
SAR
(1)
|
$
36.86
|
|
|
|
|
|
|
(9)
|
11/30/2020 |
Class A Common
|
20,500
|
|
20,500
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan. |
(2) |
SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14. |
(3) |
Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants, October 1, 2011. |
(4) |
Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan. |
(5) |
Options exercisable as follows: 2,250 on 11/26/05, 2,250 on 11/26/06, 2,250 on 11/26/07, 2,250 on 11/26/08 and 2,250 on 11/26/09. |
(6) |
Options exercisable as follows: 871 on 11/26/09, 2,355 on 11/26/10, 2,355 on 11/26/11, 2,355 on 11/26/12, 2,355 on 11/26/13, 2,355 on 11/26/14, 2,355 on 11/26/15, 2,355 on 11/26/16 and 2,894 on 11/26/17. |
(7) |
SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11. |
(8) |
SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12. |
(9) |
SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13. |