UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT PURSUANT TO RULE 58
For the Quarterly Period Ended June 30, 2001
ENTERGY CORPORATION
(a Delaware corporation)
639 Loyola Avenue
New Orleans, Louisiana 70113
Telephone (504) 576-4000
_________________________________________________________________
(Name of registered holding company and address of principal
executive offices)
ITEM 1 - ORGANIZATION CHART
Name of Energy or gas Percentage of
reporting related Date of State of voting
company company organization organization securities held Nature of
business
Entergy Energy related November 3, 1997 Delaware a 100% Holding company
Holdings, business owned investing in
Inc. (EHI) subsidiary of miscellaneous
Entergy energy related
Corporation companies.
Entergy Energy related January 28, 1999 Delaware a 100% Production,
Thermal, LLC business owned sale, and
(Entergy subsidiary of distribution of
Thermal) EHI thermal energy
products.
Entergy Energy related January 28, 1999 Delaware a 100% Energy
Business business owned management
Solutions, subsidiary of services.
LLC (EBS) EHI
Entergy Energy related February 25, 1999 Delaware a 100% Holding company
Power business owned investing in
Holdings USA subsidiary of qualifying
Corporation Entergy facilities.
(EPH) Corporation
Entergy Energy related February 25, 1999 Delaware a 100% owned Development and
Power RS business subsidiary of ownership of
Corporation EPH qualifying
(EPRS) facilities.
Entergy Energy related June 15, 2000 Delaware a 100% owned Holding company
Power Gas business subsidiary of investing in
Holdings Entergy energy
Corporation Corporation commodity
(EPGHC) brokering and
related
services.
Entergy Energy related June 20, 2000 Delaware a 80% owned Holding company
Power Gas business subsidiary of investing in
Operating EPGHC energy
Corporation commodity
(EPGOC) brokering and
related
services.
Highland Energy related June 23, 1987 Texas a 75% Energy
Energy business owned commodity
Company subsidiary of brokering and
(Highland) EPGOC related
services.
ITEM 1 - ORGANIZATION CHART (cont'd)
Name of Energy or gas Percentage of
reporting related Date of State of voting
company company organization organization securities held Nature of business
TLG Services, Energy related December 30, 1986 Connecticut a 100% Provide field
Inc. (TLG) business owned subsidiary services for the
of Entergy decommissioning
Nuclear, Inc. of nuclear
plants
Entergy Energy related August 30, 2000 Texas a 99% limited Provide
Solutions, LTD business partner interest competitive
(ESLTD) held by Entergy energy service
Retail Holding and electric
Company and a 1% sales
general partner
interest held by
Entergy Retail
Texas, Inc.
Entergy-Koch Energy related January 25, 2001 Delaware a 49.5% limited Energy marketing
Trading, LP business partner interest and brokering.
(EKTLP) and a 0.5%
general partner
interest, in
each case
indirectly held
by Entergy Power
International
Holding Corp.
EWO GP LLC Energy related October 30, 2000 Delaware a 100% owned Holding company
(EWO) business subsidiary of investing in
EWO Marketing energy commodity
Holding, Inc. brokering and
related
services.
ITEM 1 - ORGANIZATION CHART (cont'd)
Name of Energy or gas Percentage of
reporting related company Date of State of voting
company organization organization securities held Nature of
business
EWO Energy related October 30, 2000 Delaware a 99% limited Energy marketing
Marketing, business partner and brokering.
L.P. (EWOM) interest held
by EWO
Marketing
Holding, Inc.
and a 1%
general partner
interest held
by EWO GP LLC
Entergy Energy related March 5, 2001 Texas a 99% limited Price-to-Beat
Solutions business partner retail electric
Select Ltd. interest held provider
(ESSL) (new) by Entergy PTB
Holding
Company, Inc.
and a 1%
general partner
interest held
by Entergy
Select, LLC
Entergy Energy related June 5, 2001 Texas a 99% limited Provider of Last
Solutions business partner Resort retail
Essentials interest held electric
Ltd. (ESEL) by Entergy PTB provider
(new) Holding
Company, Inc.
and a 1%
general partner
interest held
by Entergy
Select, LLC
EHI Activities
During the quarterly period ended June 30, 2001, EHI acted
as a holding company engaged in investment in energy related
companies consistent with Rule 58.
Entergy Thermal Activities
During the quarterly period ended June 30, 2001, Entergy
Thermal operated a district cooling and heating system in New
Orleans, Louisiana.
EBS Activities
During the quarterly period ended June 30, 2001, EBS was
inactive, but in the future intends to engage in energy
management services.
EPH Activities
During the quarterly period ended June 30, 2001, EPH acted
as a holding company with respect to Entergy's investments in
"qualifying facilities" (QFs) under the Public Utility Regulatory
Policies Act of 1978 (PURPA).
EPRS Activities
During the quarterly period ended June 30, 2001, EPRS
engaged in the development, acquisition and ownership of a 50%
interest in RS Cogen LLC. RS Cogen LLC is developing, and will
own and operate a 500 MW cogeneration facility in Louisiana which
is a QF under PURPA.
EPGHC Activities
During the quarterly period ended June 30, 2001, EPGH acted
as a holding company for investing in energy commodity brokering
and related services.
EPGOC Activities
During the quarterly period ended June 30, 2001, EPGOC acted
as a holding company for investing in energy commodity brokering
and related services.
Highland Activities
During the quarterly period ended June 30, 2001, Highland
engaged in the business of energy commodity brokering and related
services.
TLG Activities
During the quarterly period ended June 30, 2001, TLG
provided field services in decontamination, decommissioning,
radiological health and safety, industrial safety, radiological
and hazardous/toxic waste management and disposal. Revenues
during the quarterly period ended June 30, 2001 were immaterial.
ESLTD Activities
During the quarterly period ended June 30, 2001, ESLTD was
in its formative stage and in the
future intends to engage in providing competitive energy service
and electric sales.
EKTLP Activities
EKTLP was formed effective January 31, 2001 through a merger
with EPMC. During the quarterly period ended June 30, 2001,
EKTLP engaged in the business of brokering and marketing of
energy commodities, including but not limited to electricity,
natural or manufactured gas, and other combustible fuels. These
services were provided to electric utilities, power marketers,
electric and municipal cooperatives, and various other customers.
EWO Activities
During the quarterly period ended June 30, 2001, EWO acted
as a holding company for investing in energy commodity brokering
and related services.
EWOM Activities
During the quarterly period ended June 30, 2001, EWOM
engaged in the business of managing the electric generation
assets of affiliates and third party customers as well as
fulfilling the electric energy needs of third party customers
under long term contracts. The third party customers are
principally electric and municipal cooperatives.
ESSL Activities
During the quarterly period ended June 30, 2001, ESSL was in
its formative stage and in the
future intends to engage in providing price-to-beat energy
service and electric sales.
ESEL Activities
During the quarterly period ended June 30, 2001, ESEL was in
its formative stage and in the
future intends to engage in providing energy service and electric
sales as the provider of last resort.
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL
CONTRIBUTIONS
Company Type of Principal Cost of Person to whom Collateral Consideration
issuing security amount of Issue or capital security was given with received for
security issued security renewal issued security each security
Entergy Limited N/A Issue N/A Entergy PTB N/A $ 990
Solutions Partner Holding
Select LTD. Interest Company, Inc.
Entergy General N/A Issue N/A Entergy N/A $ 10
Solutions Partner Select, LLC
Select LTD Interest
Entergy Limited N/A Issue N/A Entergy PTB N/A $ 990
Solutions Partner Holding
Essentials Interest Company, Inc.
LTD.
Entergy General N/A Issue N/A Entergy N/A $ 10
Solutions Partner Select, LLC
Essentials Interest
LTD.
Company contributing capital Company receiving capital Amount of capital
contribution
Entergy PTB Holding Company, Inc. ESSL $2,955,150
Entergy Select, LLC ESSL $ 29,850
Entergy PTB Holding Company, Inc. ESEL $ 741,510
Entergy Select, LLC ESEL $ 7,490
Entergy Retail Holding Company ESLTD $3,465,000
Entergy Retail Texas, Inc. ESLTD $ 15,000
ITEM 3 - ASSOCIATE TRANSACTIONS
Part I - Transactions Performed by Reporting Companies on Behalf
of Associated Companies
Reporting Associate
company company Types of Direct costs Indirect Total amount
rendering receiving services charged/ costs Cost of billed/
services services rendered (credited) charged capital (credited)
EHI EBS Professional $(12,831) -0- N/A $(12,831)
services
and back
office
support
EHI Entergy Same as $(5,499) -0- N/A $ (5,499)
Thermal above
EKTLP EWOM Same as $914,187 -0- N/A $914,187
above.
Part II - Transactions Performed by Associate Companies on Behalf
of Reporting Companies
Associate Reporting
company company Types of Direct costs Indirect Total amount
rendering receiving services charged/ costs Cost of billed/
services services rendered (credited) charged capital (credited)
EEI EHI Professional $20,997 $-0- N/A $20,997
services and
back office
support.
EEI Entergy Same as $132,475 $-0- N/A $132,475
Thermal above.
EEI EBS $(10,558) $-0- N/A $(10,558)
Same as
above.
EEI EPRS Same as $211,616 $-0- N/A $211,616
above.
EEI EPGOC Same as $102,640 $-0- N/A $102,640
above.
EEI ESLTD Same as $976,317 $-0- N/A $976,317
above.
EEI EWOM Same as $323,840 $-0- N/A $323,840
above.
EEI TLG Same as $28,427 $-0- N/A $28,427
above.
Part II - Transactions Performed by Associate Companies on Behalf
of Reporting Companies - Continued
Associate Reporting
company company Types of Indirect
rendering receiving services Direct costs Cost of Total
services services rendered costs charged capital amount
charged billed
Entergy ESLTD Same as $937,837 $-0- N/A $937,837
Retail above.
Louisiana
Management
Services,
LLC-A
Entergy ESSL Same as $ 67,602 $-0- N/A $ 67,602
Retail above.
Louisiana
Management
Services,
LLC-A
Entergy ESLTD Same as $126,890 $-0- N/A $126,890
Solutions above.
Supply,
LTD.
Entergy ESSLL Same as $551,014 $-0- N/A $551,014
Solutions above
Supply,
LTD.
Entergy TLG Same as $737,732 $ -0- N/A $737,732
Nuclear above.
Operations,
Inc.
ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related companies:
Total consolidated capitalization as of June 30, 2001 $15,200,754,000 Line 1
Total capitalization multiplied by 15% (line 1 multiplied by 0.15) 2,280,113,100 Line 2
Greater of $50 million or line 2 2,280,113,100 Line 3
Total current aggregate investment:
Energy marketing and brokering (EKTLP, Highland, ESLTD, EPGOC, ESSL, 455,544,555
ESEL, and EWOM)
Energy related technical and similar services (EHI & TLG) 65,278,822
Development and ownership of QFs (EPH & EPRS) 2,000
--------------
Total current aggregate investment* 520,825,377 Line 4
--------------
Difference between the greater of $50 million or 15% of
capitalization and the total aggregate investment of the registered
holding company system (line 3 less line 4) $1,759,287,723 Line 5
==============
ITEM 5 - OTHER INVESTMENTS
Major line of Other Other Reason for
energy-related investment in investment in difference in
business last U-9C-3 this U-9C-3 other
report report investment
N/A -0- -0- N/A
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS
A. Financial Statements
Filed under confidential treatment pursuant to Rule 104(b).
B. Exhibits
1. Certificate of filing of Form U-9C-3 for the 1st Quarter of
2001 with interested state commissions and municipal regulator.
SIGNATURE
Pursuant to the requirements of the Public Utility Holding
Company Act of 1935, the registrant has duly caused this report
to be signed on its behalf by the undersigned hereunto duly
authorized.
Entergy Corporation
By: /s/ Nathan E. Langston
Nathan E. Langston
Vice President and Chief
Accounting Officer
Dated: August 27, 2001