|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Performance Stock Unit | (1) | 03/07/2019 | A | 31,646 (2) | 03/07/2022 | 03/07/2022 | Common Stock | 31,646 | $ 0 | 31,646 | D | ||||
Restricted Stock Unit | (1) | 03/07/2019 | A | 30,429 (3) (4) | (5) | (6) | Common Stock | 30,429 | $ 0 | 30,429 | D | ||||
Restricted Stock Unit | (1) | 03/07/2019 | A | 31,646 (7) (4) | (5) | (6) | Common Stock | 31,646 | $ 0 | 31,646 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LIPPERT JASON C/O LCI INDUSTRIES 3501 COUNTY ROAD 6 EAST ELKHART, IN 46514-7663 |
Chief Executive Officer |
/s/ Brian M. Hall on behalf of Jason D. Lippert | 03/11/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Stock Unit represents a contingent right to receive one share of LCII Common Stock. |
(2) | These Performance Stock Units ("PSUs") represent a contingent right to receive shares of LCII Common Stock, if and to the extent certain Return on Invested Capital and revenue diversification performance goals are achieved in 2021. Earned PSUs, if any, will vest on the date that the registrant's Compensation Committee determines the number of PSUs earned. |
(3) | These Restricted Stock Units represent a special grant of time-based stock units made in connection with the reporting person's agreement to extend the time period of the restrictive covenants in his employment agreement by an additional 12 months. |
(4) | These Stock Units vest on March 7 at the rate of one third per year for 3 years. |
(5) | No exercisable date for this type of award |
(6) | No expiration date for this type of award |
(7) | These Restricted Stock Units represent the 2019 annual grant of time-based stock units. |