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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Stock Units | (6) | 03/01/2019 | M | 5,771 (3) | (7) | (8) | LCII Common Stock | 5,771 | $ 0 | 0 | D | ||||
Deferred Stock Units | (6) | 03/01/2019 | M | 4,151 (4) | (7) | (8) | LCII Common Stock | 4,151 | $ 0 | 0 | D | ||||
Restricted Stock Units | (6) | 03/01/2019 | M | 3,910 (5) | (7) | (8) | LCII Common Stock | 3,910 | $ 0 | 7,818 (9) | D | ||||
Performance Stock Awards | (6) | 03/01/2019 | D | 24,900 (10) (11) | 03/01/2020 | 03/01/2020 | LCII Common Stock | 24,900 | $ 0 | 0 | D | ||||
Performance Stock Units | (6) | 03/01/2019 | M | 18,646 (2) | 03/01/2019 | 03/01/2019 | LCII Common Stock | 18,646 | $ 0 | 0 | D | ||||
Performance Stock Units | (6) | 03/01/2019 | D | 5,509 (12) (13) | 03/01/2020 | 03/01/2020 | LCII Common Stock | 5,509 | $ 0 | 3,288 (14) | D | ||||
Performance Stock Awards | (6) | 03/01/2019 | M | 52,106 (1) | 03/01/2019 | 03/01/2019 | LCII Common Stock | 52,106 | $ 0 | 0 | D | ||||
Deferred Stock Units | (6) | (7) | (8) | LCII Common Stock | 1,233 (15) | 1,233 (15) | D | ||||||||
Deferred Stock Units | (6) | (7) | (8) | LCII Common Stock | 4,151 (4) | 4,151 (4) | D | ||||||||
Performance Stock Units | (6) | 03/01/2021 | 03/01/2021 | LCII Common Stock | 23,455 (16) | 23,455 (16) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LIPPERT JASON C/O LCI INDUSTRIES 3501 COUNTY ROAD 6 EAST ELKHART, IN 46514-7663 |
Chief Executive Officer |
/s/ Brian M. Hall on behalf of Jason D. Lippert | 03/05/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 438 stock units received as a result of a regular cash dividend of $0.60 per share paid on December 7, 2018 to holders of registrant's common stock on November 26, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.60 per stock unit held on November 26, 2018. |
(2) | Includes 157 stock units received as a result of a regular cash dividend of $0.60 per share paid on December 7, 2018 to holders of registrant's common stock on November 26, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.60 per stock unit held on November 26, 2018. |
(3) | Includes 48 stock units received as a result of a regular cash dividend of $0.60 per share paid on December 7, 2018 to holders of registrant's common stock on November 26, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.60 per stock unit held on November 26, 2018. |
(4) | Includes 35 stock units received as a result of a regular cash dividend of $0.60 per share paid on December 7, 2018 to holders of registrant's common stock on November 26, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.60 per stock unit held on November 26, 2018. |
(5) | Includes 33 stock units received as a result of a regular cash dividend of $0.60 per share paid on December 7, 2018 to holders of registrant's common stock on November 26, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.60 per stock unit held on November 26, 2018. |
(6) | Each Stock Unit represents a contingent right to receive one share of LCII common stock. |
(7) | No exercisable date for this type of award |
(8) | No expiration date for this type of award |
(9) | Includes 66 stock units received as a result of a regular cash dividend of $0.60 per share paid on December 7, 2018 to holders of registrant's common stock on November 26, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.60 per stock unit held on November 26, 2018. |
(10) | Includes 209 stock units received as a result of a regular cash dividend of $0.60 per share paid on December 7, 2018 to holders of registrant's common stock on November 26, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.60 per stock unit held on November 26, 2018. |
(11) | Represents Performance Stock Units that were forfeited due to the Company not achieving the performance target on cumulative growth in earnings per share over two years. |
(12) | Includes 46 stock units received as a result of a regular cash dividend of $0.60 per share paid on December 7, 2018 to holders of registrant's common stock on November 26, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.60 per stock unit held on November 26, 2018. |
(13) | Represents Performance Stock Units that were earned based on the Company achieving 37% of the performance target on Return on Invested Capital (ROIC) over one year, which Units will vest in full on March 1, 2020. |
(14) | Includes 28 stock units received as a result of a regular cash dividend of $0.60 per share paid on December 7, 2018 to holders of registrant's common stock on November 26, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.60 per stock unit held on November 26, 2018. |
(15) | Includes 10 stock units received as a result of a regular cash dividend of $0.60 per share paid on December 7, 2018 to holders of registrant's common stock on November 26, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.60 per stock unit held on November 26, 2018. |
(16) | Includes 197 stock units received as a result of a regular cash dividend of $0.60 per share paid on December 7, 2018 to holders of registrant's common stock on November 26, 2018. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.60 per stock unit held on November 26, 2018. |