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| Douglas Steenland Chairman of the Board |
| | Gordon Wilson President and Chief Executive Officer |
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| | | | | 49 | | | |
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Proposal
|
| | |
Board’s Voting Recommendation
|
| |
| | No. 1: Election of Directors (see page 44) | | | | “FOR” each nominee | | |
| | No. 2: Appointment of Auditors and Authorization of the Audit Committee to determine their remuneration (see page 45) | | | | “FOR” | | |
| | No. 3: Advisory Approval of Compensation of our Named Executive Officers (see page 47) | | | | “FOR” | | |
| | No. 4: Advisory approval of the frequency of shareholder votes on executive compensation (see page 48) | | | | “One Year” | | |
| |
Proposal
|
| | |
Vote Requirement
|
| | |
Impact of Abstentions
|
| |
| | No. 1: Election of Directors | | | | Directors are elected by a plurality of the votes cast. The eight nominees receiving the most votes, up to the number of directors to be elected, shall be elected as directors, and an absolute majority of the votes cast shall not be a prerequisite to the election of such directors. | | | | Not counted as votes cast “for” or “against” and will have no effect on the outcome | | |
| | No. 2: Appointment of Auditors and Authorization of the Audit Committee to Determine their Remuneration | | | | Majority of the votes cast of the common shares present, in person or by proxy, and entitled to vote | | | | Not counted as votes cast “for” or “against” and will have no effect on the outcome | | |
| | No. 3: Advisory Approval of Compensation of our Named Executive Officers | | | | Majority of the votes cast of the common shares present, in person or by proxy, and entitled to vote | | | | Not counted as votes cast “for” or “against” and will have no effect on the outcome | | |
| | No. 4: Advisory Approval of the Frequency of Shareholder Votes on Executive Compensation | | | | You may vote “one year,” “two years” or “three years.” The outcome will be determined by a plurality of the votes cast. | | | | Not counted as votes cast for “one year,” “two years” or “three years” and will have no effect on the outcome | | |
| |
By Phone
|
| | |
By Internet
|
| | |
By Mail
|
| | |
In Person
|
| |
| | If you received or requested printed copies of the proxy materials by mail, in the U.S. or Canada, vote by dialing the number on the proxy card/VIF | | | | Follow the instructions included on the proxy card/VIF or Notice of Internet Availability | | | | If you received or requested printed copies of the proxy materials by mail, vote by marking, dating and signing the proxy card or VIF and returning it promptly in the envelope provided | | | | Attend the Meeting and vote in person. If you hold any Common Shares in “street name,” you may not vote in person unless you bring with you a legal proxy from the organization that holds your Common Shares | | |
Name
|
| |
Age
|
| |
Position
|
| |||
Gordon A. Wilson
|
| | | | 48 | | | | President and Chief Executive Officer, Director | |
Douglas M. Steenland
|
| | | | 63 | | | | Chairman of the Board | |
Gavin R. Baiera
|
| | | | 39 | | | | Director | |
Gregory Blank
|
| | | | 34 | | | | Director | |
Elizabeth L. Buse
|
| | | | 54 | | | | Director | |
Steven R. Chambers
|
| | | | 56 | | | | Director | |
Michael J. Durham
|
| | | | 64 | | | | Director | |
Douglas A. Hacker
|
| | | | 59 | | | | Director | |
Name
|
| |
Age
|
| |
Position
|
| |||
Gordon A. Wilson
|
| | | | 48 | | | | President and Chief Executive Officer, Director | |
Philip Emery
|
| | | | 51 | | | | Executive Vice President and Chief Financial Officer | |
Kurt Ekert
|
| | | | 44 | | | | Executive Vice President and Chief Commercial Officer | |
Matthew Minetola
|
| | | | 52 | | | | Executive Vice President and Global Chief Information Officer | |
Thomas Murphy
|
| | | | 46 | | | | Executive Vice President and General Counsel | |
Name
|
| |
Age
|
| |
Position
|
| |||
Terence P. Conley
|
| | | | 51 | | | | Executive Vice President, Capability and Performance | |
Bryan Conway
|
| | | | 58 | | | | Senior Vice President and Chief Marketing Officer | |
Anthony Hynes
|
| | | | 42 | | | | Managing Director and Chief Executive Officer of eNett | |
Christopher Roberts
|
| | | | 48 | | | | Group Vice President, Corporate Strategy and Development | |
Name and Principal Position
|
| |
Year
|
| |
Salary
($) |
| |
Bonus
($) |
| |
Stock
Awards(1) ($) |
| |
Non-Equity
Incentive Plan Compensation(2) ($) |
| |
All Other
Compensation ($) |
| |
Total
($) |
| |||||||||||||||||||||
Gordon A. Wilson
President, Chief Executive Officer and Director |
| | | | 2014 | | | | | | 857,615 | | | | | | 581,817 | | | | | | 4,680,156 | | | | | | 1,387,561 | | | | | | 200,506 | | | | | | 7,707,655 | | |
Philip Emery
Executive Vice President and Chief Financial Officer |
| | | | 2014 | | | | | | 545,755 | | | | | | 236,556 | | | | | | 2,127,344 | | | | | | 577,011 | | | | | | 132,308 | | | | | | 3,618,974 | | |
Kurt Ekert
Executive Vice President and Chief Commercial Officer |
| | | | 2014 | | | | | | 550,000 | | | | | | 327,491 | | | | | | 1,808,249 | | | | | | 612,750 | | | | | | 79,205 | | | | | | 3,377,695 | | |
Matthew Minetola
Executive Vice President and Chief Information Officer |
| | | | 2014 | | | | | | 28,846 | | | | | | 0 | | | | | | 1,001,789 | | | | | | 0 | | | | | | 865 | | | | | | 1,031,501 | | |
Named Executive Officer
|
| |
Annual Salary
(US$) |
| |
Target Bonus
(%) |
| |
Bonus
Payment |
| |
2014 Bonus
(US$) |
| |||||||||
Gordon Wilson, President, CEO and Director
|
| |
$857,615*
|
| | | | 150% | | | | | | 70.5% | | | | | $ | 906,928 | | |
Philip Emery, EVP and CFO
|
| |
$545,755*
|
| | | | 100% | | | | | | 70.5% | | | | | $ | 384,757 | | |
Kurt Ekert, EVP and CCO
|
| |
$550,000
|
| | | | 100% | | | | | | 70.5% | | | | | $ | 387,750 | | |
Eric Bock, Former EVP, CLO and CAO
|
| |
$450,000 (prorated)
|
| | | | 100% | | | | | | 70.5% | | | | | $ | 317,250 | | |
Name
|
| |
2014 Grant Value
($000) |
| |||
Gordon Wilson
|
| | | $ | 4,400 | | |
Philip Emery
|
| | | $ | 2,000 | | |
Kurt Ekert
|
| | | $ | 1,700 | | |
Matthew Minetola
|
| | | $ | 1,000 | | |
Name and Principal Position
|
| |
Year
|
| |
Salary
($) |
| |
Bonus(1)
($) |
| |
Stock
Awards(2) ($) |
| |
Non-Equity
Incentive Plan Compensation(3) ($) |
| |
All Other
Compensation(4) ($) |
| |
Total
($) |
| |||||||||||||||||||||
Gordon A. Wilson
President, Chief Executive Officer and Director(6) |
| | | | 2014 | | | | | | 857,615 | | | | | | 581,817 | | | | | | 13,000,156(5) | | | | | | 1,387,561 | | | | | | 200,506(7) | | | | | | 16,027,655 | | |
| | | 2013 | | | | | | 910,910 | | | | | | 149,407 | | | | | | 4,195,508 | | | | | | 2,609,009 | | | | | | 210,983 | | | | | | 8,075,817 | | | ||
| | | 2012 | | | | | | 894,025 | | | | | | 77,372 | | | | | | 0 | | | | | | 1,847,495 | | | | | | 258,809 | | | | | | 3,077,071 | | | ||
Philip Emery
Executive Vice President and Chief Financial Officer(6) |
| | | | 2014 | | | | | | 545,755 | | | | | | 236,556 | | | | | | 6,047,344(5) | | | | | | 577,011 | | | | | | 132,308(8) | | | | | | 7,538,974 | | |
| | | 2013 | | | | | | 579,670 | | | | | | 49,935 | | | | | | 2,075,267 | | | | | | 1,147,978 | | | | | | 142,201 | | | | | | 3,995,051 | | | ||
| | | 2012 | | | | | | 568,925 | | | | | | 26,277 | | | | | | 0 | | | | | | 801,835 | | | | | | 146,121 | | | | | | 1,543,158 | | | ||
Kurt Ekert
Executive Vice President and Chief Commercial Officer |
| | | | 2014 | | | | | | 550,000 | | | | | | 327,491 | | | | | | 5,728,249(5) | | | | | | 612,750 | | | | | | 79,205(9) | | | | | | 7,297,695 | | |
| | | 2013 | | | | | | 550,000 | | | | | | 26,786 | | | | | | 1,946,368 | | | | | | 1,131,250 | | | | | | 76,681 | | | | | | 3,731,085 | | | ||
| | | 2012 | | | | | | 424,231 | | | | | | 15,092 | | | | | | 0 | | | | | | 629,125 | | | | | | 65,456 | | | | | | 1,133,904 | | | ||
Matthew Minetola
Executive Vice President and Chief Information Officer |
| | | | 2014 | | | | | | 28,846 | | | | | | 0 | | | | | | 1,001,789 | | | | | | 0 | | | | | | 865(10) | | | | | | 1,031,501 | | |
Eric J. Bock
Former Executive Vice President, Chief Legal Officer and Chief Administrative Officer(11) |
| | | | 2014 | | | | | | 456,923 | | | | | | 253,424 | | | | | | 3,920,000(5) | | | | | | 417,250 | | | | | | 90,593(12) | | | | | | 5,138,190 | | |
| | | 2013 | | | | | | 600,000 | | | | | | 61,864 | | | | | | 1,991,353 | | | | | | 1,156,250 | | | | | | 80,350 | | | | | | 3,889,817 | | | ||
| | | 2012 | | | | | | 600,000 | | | | | | 534,360 | | | | | | 0 | | | | | | 839,125 | | | | | | 164,029 | | | | | | 2,137,513 | | | ||
Mark Ryan
Former Executive Vice President and Chief Information Officer(13) |
| | | | 2014 | | | | | | 123,077 | | | | | | 0 | | | | | | 0 | | | | | | 87,500 | | | | | | 598,237(14) | | | | | | 808,814 | | |
| | | 2013 | | | | | | 400,000 | | | | | | 23,953 | | | | | | 1,145,266 | | | | | | 831,250 | | | | | | 62,556 | | | | | | 2,463,026 | | | ||
| | | 2012 | | | | | | 390,000 | | | | | | 9,154 | | | | | | 0 | | | | | | 569,125 | | | | | | 36,252 | | | | | | 1,004,530 | | |
| | | | | | | | |
Estimated Potential Payouts
Under Non-Equity Incentive Plan Awards(1) |
| |
Estimated Future
Payouts Under Equity Plan Awards |
| |
All Other
Stock Awards: Number of Shares of Stock Units (#) |
| |
All Other
Option Awards: Number of Securities Underlying Options (#) |
| |
Exercise
or Base Price of Option Awards ($/sh) |
| |
Grant
Date Fair Value of Stock and Option Awards ($)(3) |
| ||||||||||||||||||||||||||||||||||||
Name
|
| |
Type of Award
|
| |
Grant Date
|
| |
Threshold
($) |
| |
Target
($) |
| |
Maximum
($) |
| |
Threshold
(#) |
| |
Target
(#)(2) |
| |||||||||||||||||||||||||||||||||||||||
Gordon A. Wilson
President, Chief Executive Officer and Director |
| |
Non-Equity Incentive Plan
|
| | | | | | | 500,000 | | | | | | 1,786,423 | | | | | | 3,072,845 | | | | | | | | | ||||||||||||||||||||||||||||||
|
RSUs(4)
|
| |
25 Sep 14
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 68,750 | | | | | | | | | | | | | | | | | | 1,100,000 | | | ||
|
PSUs(5)
|
| |
25 Sep 14
|
| | | | | | | | | | | | | | | | | | | | | | 68,750 | | | | | | 137,500 | | | | | | | | | | | | | | | | | | | | | | | | 2,475,000 | | | ||
|
Options(6)
|
| |
25 Sep 14
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 171,875 | | | | | | 16.00 | | | | | | 1,105,156 | | | ||
Philip Emery
Executive Vice President and Chief Financial Officer |
| |
Non-Equity Incentive Plan
|
| | | | | | | 200,000 | | | | | | 745,755 | | | | | | 1,291,510 | | | | | | | | | ||||||||||||||||||||||||||||||
|
RSUs(4)
|
| |
25 Sep 14
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 31,250 | | | | | | | | | | | | | | | | | | 500,000 | | | ||
|
PSUs(5)
|
| |
25 Sep 14
|
| | | | | | | | | | | | | | | | | | | | | | 31,250 | | | | | | 62,500 | | | | | | | | | | | | | | | | | | | | | | | | 1,125,000 | | | ||
|
Options6)
|
| |
25 Sep 14
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 78,125 | | | | | | 16.00 | | | | | | 502,344 | | | ||
Kurt Ekert
Executive Vice President and Chief Commercial Officer |
| |
Non-Equity Incentive Plan
|
| | | | | | | 225,000 | | | | | | 775,000 | | | | | | 1,325,000 | | | | | | | | | ||||||||||||||||||||||||||||||
|
RSUs(4)
|
| |
25 Sep 14
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 26,563 | | | | | | | | | | | | | | | | | | 425,008 | | | ||
|
PSUs(5)
|
| |
25 Sep 14
|
| | | | | | | | | | | | | | | | | | | | | | 26,563 | | | | | | 53,125 | | | | | | | | | | | | | | | | | | | | | | | | 956,250 | | | ||
|
Options6)
|
| |
25 Sep 14
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 66,406 | | | | | | 16.00 | | | | | | 426,991 | | | ||
Matthew Minetola
Executive Vice President and Chief Information Officer |
| |
Non-Equity Incentive Plan
|
| | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | | | | ||||||||||||||||||||||||||||||
|
RSUs(4)
|
| |
1 Dec 14
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 14,409 | | | | | | | | | | | | | | | | | | 249,996 | | | ||
|
PSUs(5)
|
| |
1 Dec 14
|
| | | | | | | | | | | | | | | | | | | | | | 14,409 | | | | | | 28,818 | | | | | | | | | | | | | | | | | | | | | | | | 499,992 | | | ||
|
Options(6)
|
| |
1 Dec 14
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 36,023 | | | | | | 17.35 | | | | | | 251,171 | | | ||
Eric Bock
Former Executive Vice President, Chief Legal Officer and Chief Administrative Officer |
| |
Non-Equity Incentive Plan
|
| | | | | | | 100,000 | | | | | | 550,000 | | | | | | 1,000,000 | | | | | | | | | ||||||||||||||||||||||||||||||
Mark Ryan
Former Executive Vice President and Chief Information Officer |
| |
Non-Equity Incentive Plan
|
| | | | | | | 87,500 | | | | | | 87,500 | | | | | | 87,500 | | | | | | | | |
| | | | | |
Option Awards
|
| |
Stock Awards
|
| ||||||||||||||||||||||||||||||||||||
Name
|
| |
Type of Award
|
| |
Number of
Securities Underlying Unexercised Options (#) Unexercisable |
| |
Option
Exercise Price ($) |
| |
Option
Expiration Date |
| |
Number of
Shares or Units of Stock that have not Vested (#) |
| |
Market
Value of Shares or Units of Stock that have not Vested ($) |
| |
Equity Incentive
Plan Awards: Number of Unearned Shares, Units or Other Rights that have not Vested (#) |
| |
Equity Incentive Plan
Awards: Market or Payout Value of Unearned Shares, Units or Other Rights that have not Vested ($) |
| |||||||||||||||||||||
Gordon A. Wilson
President, Chief Executive Officer and Director |
| |
2013 PRSUs(1)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 416,000 | | | | | | 7,488,000 | | |
| 2014 RSUs(2) | | | | | | | | | | | | | | | | | | | | | | | 68,750 | | | | | | 1,237,500 | | | | | ||||||||||||
| 2014 PSUs(3) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 137,500 | | | | | | 2,475,000 | | | ||
|
2014 Options(4)
|
| | | | 171,875 | | | | | | 16.00 | | | | | | 9/25/2024 | | | | | | | ||||||||||||||||||||||
Philip Emery
Executive Vice President and Chief Financial Officer |
| |
2013 PRSUs(1)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 196,000 | | | | | | 3,528,000 | | |
| 2014 RSUs(2) | | | | | | | | | | | | | | | | | | | | | | | 31,250 | | | | | | 562,500 | | | | | ||||||||||||
| 2014 PSUs(3) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 62,500 | | | | | | 1,125,000 | | | ||
|
2014 Options(4)
|
| | | | 78,125 | | | | | | 16.00 | | | | | | 9/25/2024 | | | | | | | ||||||||||||||||||||||
Kurt Ekert
Executive Vice President and Chief Commercial Officer |
| |
2013 PRSUs(1)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 196,000 | | | | | | 3,528,000 | | |
| 2014 RSUs(2) | | | | | | | | | | | | | | | | | | | | | | | 25,653 | | | | | | 461,754 | | | | | ||||||||||||
| 2014 PSUs(3) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 53,125 | | | | | | 956,250 | | | ||
|
2014 Options(4)
|
| | | | 66,406 | | | | | | 16.00 | | | | | | 9/25/2024 | | | | | | | ||||||||||||||||||||||
Matthew Minetola
Executive Vice President and Chief Information Officer |
| |
2014 RSUs(2)
|
| | | | | | | | | | | | | | | | | | | | | | 14,409 | | | | | | 259,362 | | | | | ||||||||||
| 2014 PSUs(3) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 28,818 | | | | | | 518,724 | | | ||
|
2014 Options(4)
|
| | | | 36,023 | | | | | | 17.35 | | | | | | 12/1/2024 | | | | | | | ||||||||||||||||||||||
Eric J. Bock
Former Executive Vice President, Chief Legal Officer and Chief Administrative Officer |
| |
2013 PRSUs(5)
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 196,000 | | | | | | 3,528,000 | | |
Name
|
| |
Plan or Award Type
|
| |
Number of Company
Shares Becoming Vested During the Year(1) |
| |
Value Realized on
Vesting ($) |
| ||||||
Gordon A. Wilson
President, Chief Executive Officer and Director |
| |
2011 RSUs
|
| | | | 6,927 | | | | | | 24,246 | | |
|
2013 TRSUs
|
| | | | 693,334 | | | | | | 10,781,338 | | | ||
Philip Emery
Executive Vice President and Chief Financial Officer |
| |
2011 RSUs
|
| | | | 5,404 | | | | | | 18,914 | | |
|
2013 TRSUs
|
| | | | 326,667 | | | | | | 5,079,678 | | | ||
Kurt Ekert
Executive Vice President and Chief Commercial Officer |
| |
2011 RSUs
|
| | | | 2,766 | | | | | | 9,682 | | |
|
2013 TRSUs
|
| | | | 326,667 | | | | | | 5,079,678 | | | ||
Eric J. Bock
Former Executive Vice President, Chief Legal Officer and Chief Administrative Officer |
| |
2011 RSUs
|
| | | | 4,419 | | | | | | 15,465 | | |
|
2013 TRSUs
|
| | | | 326,667 | | | | | | 5,079,678 | | | ||
Mark Ryan
Former Executive Vice President and Chief Information Officer |
| |
2011 RSUs
|
| | | | 3,230 | | | | | | 11,305 | | |
|
2013 TRSUs
|
| | | | 35,556 | | | | | | 488,888 | | |
Name
|
| |
Beginning
Balance at Prior FYE (12/31/2013) ($) |
| |
Executive
Contributions in Last FY ($) |
| |
Company
Contributions in Last FY ($) |
| |
Aggregate
Earnings in Last FY ($) |
| |
Aggregate
Withdrawals/ Distributions ($) |
| |
Aggregate
Balance at Last FYE (12/31/2014) ($) |
| ||||||||||||||||||
Gordon A. Wilson
President, Chief Executive Officer and Director(1) |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Philip Emery
Executive Vice President and Chief Financial Officer(1) |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Kurt Ekert
Executive Vice President and Chief Commercial Officer(2) |
| | | | 2,834 | | | | | | 0 | | | | | | 0 | | | | | | 188 | | | | | | 0 | | | | | | 3,022 | | |
Matthew Minetola
Executive Vice President and Chief Information Officer |
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Eric J. Bock
Former Executive Vice President, Chief Legal Officer and Chief Administrative Officer |
| | | | 1,160,976 | | | | | | 14,268 | | | | | | 14,268 | | | | | | 50,021 | | | | | | 0 | | | | | | 1,239,532 | | |
Mark Ryan
Former Executive Vice President and Chief Information Officer |
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Current
|
| |
Cash
Severance Payment ($) |
| |
Continuation
of Certain Benefits (Present value) ($) |
| |
Acceleration
and Continuation of Equity (Unamortized Expense as of 12/31/2014) ($) |
| |
Total
Termination Benefits ($) |
| ||||||||||||
Gordon A. Wilson | | | | | | ||||||||||||||||||||
Voluntary retirement
|
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Involuntary termination
|
| | | | 4,288,075 | | | | | | 0 | | | | | | 8,962,542 | | | | | | 13,250,617 | | |
Change in Control (CIC)
|
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Involuntary or good reason termination after CIC
|
| | | | 5,288,075 | | | | | | 0 | | | | | | 11,544,250 | | | | | | 16,832,325 | | |
Philip Emery | | | | | | ||||||||||||||||||||
Voluntary retirement
|
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Involuntary termination
|
| | | | 1,091,510 | | | | | | 0 | | | | | | 4,198,252 | | | | | | 5,289,762 | | |
Change in Control (CIC)
|
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Involuntary or good reason termination after CIC
|
| | | | 1,091,510 | | | | | | 0 | | | | | | 5,371,750 | | | | | | 6,463,260 | | |
Kurt Ekert | | | | | | ||||||||||||||||||||
Voluntary retirement
|
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Involuntary termination
|
| | | | 1,650,000 | | | | | | 46,111 | | | | | | 4,097,716 | | | | | | 5,793,827 | | |
Change in Control (CIC)
|
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Involuntary or good reason termination after CIC
|
| | | | 2,650,000 | | | | | | 46,111 | | | | | | 5,095,196 | | | | | | 7,791,307 | | |
Mathew Minetola | | | | | | ||||||||||||||||||||
Voluntary retirement
|
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Involuntary termination
|
| | | | 406,250 | | | | | | 0 | | | | | | 303,443 | | | | | | 709,693 | | |
Change in Control (CIC)
|
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Involuntary or good reason termination after CIC
|
| | | | 406,250 | | | | | | 0 | | | | | | 801,501 | | | | | | 1,207,751 | | |
Mark Ryan | | | | | | ||||||||||||||||||||
Involuntary termination
|
| | | | 605,856 | | | | | | 35,275 | | | | | | 0 | | | | | | 641,131 | | |
Name
|
| |
Year
|
| |
Fee Earned or
Paid in Cash ($) |
| |
RSU
Awards ($)(1) |
| |
Option
Awards ($)(1)(2) |
| |
Total
($)(3) |
| |||||||||||||||
Douglas M. Steenland, Chairman
|
| | | | 2014 | | | | | | 296,739 | | | | | | 325,000 | | | | | | 2,180,000 | | | | | | 2,801,739 | | |
Douglas Hacker, Director
|
| | | | 2014 | | | | | | 27,962 | | | | | | 125,000 | | | | | | 0 | | | | | | 152,962 | | |
Elizabeth Buse, Director
|
| | | | 2014 | | | | | | 22,636 | | | | | | 125,000 | | | | | | 0 | | | | | | 147,636 | | |
Michael Durham, Director
|
| | | | 2014 | | | | | | 26,630 | | | | | | 125,000 | | | | | | 0 | | | | | | 151,630 | | |
Gavin Baiera, Director
|
| | | | 2014 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Gregory Blank, Director
|
| | | | 2014 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Jeff Clarke, Former Director
|
| | | | 2014 | | | | | | 1,389 | | | | | | 0 | | | | | | 0 | | | | | | 1,389 | | |
Scott McCarty, Former Director
|
| | | | 2014 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Name and Address of Beneficial Owner
|
| |
Number of Common Shares
Beneficially Owned(1) |
| |
Percentage of Common Shares
Beneficially Owned(1) |
| ||||||
Angelo, Gordon Funds(2)
|
| | | | 15,236,979 | | | | | | 12.45% | | |
FMR LLC(3)
|
| | | | 11,926,548 | | | | | | 9.75% | | |
Amalgamated Gadget, L.P.(4)
|
| | | | 9,641,471 | | | | | | 7.88% | | |
Blackstone Funds(5)
|
| | | | 8,599,309 | | | | | | 7.03% | | |
Morgan Stanley(6)
|
| | | | 7,471,343 | | | | | | 6.11% | | |
Solus Alternative Asset Management LP(7)
|
| | | | 6,351,714 | | | | | | 5.19% | | |
Gordon A. Wilson
|
| | | | 810,439 | | | | | | * | | |
Philip Emery
|
| | | | 356,524 | | | | | | * | | |
Kurt Ekert
|
| | | | 317,297 | | | | | | * | | |
Matthew Minetola
|
| | | | 0 | | | | | | * | | |
Thomas Murphy
|
| | | | 0 | | | | | | * | | |
Douglas M. Steenland(8)
|
| | | | 80,000 | | | | | | * | | |
Gavin Baiera(9)
|
| | | | 0 | | | | | | * | | |
Gregory L. Blank(10)
|
| | | | 0 | | | | | | * | | |
Elizabeth L. Buse
|
| | | | 0 | | | | | | * | | |
Michael J. Durham
|
| | | | 10,000 | | | | | | * | | |
Douglas A. Hacker
|
| | | | 15,625 | | | | | | * | | |
Steven R. Chambers
|
| | | | 0 | | | | | | * | | |
All directors and executive officers as a group (12 individuals)(11)
|
| | | | 1,589,885 | | | | | | 1.30% | | |
Plan Category
|
| |
Number of Securities to
be Issued Upon Exercise of Outstanding Options, Warrants, Rights and Restricted Stock Units(a) |
| |
Weighted-Average
Exercise Price of Outstanding Options, Warrants and Rights (Excluding Restricted Stock Units) ($) |
| |
Number of Securities
Remaining Available for Future Issuance Under Equity Compensation Plans (Excluding Securities Reflected in First Column)(b) |
| |||||||||
Equity compensation plans approved
by security holders |
| | | | — | | | | | | — | | | | | | — | | |
Equity compensation plans not approved by security holders
|
| | | | 2,866,188 | | | | | $ | 14.43 | | | | | | 7,147,612 | | |
Total
|
| | | | 2,866,188 | | | | | $ | 14.43 | | | | | | 7,147,612 | | |