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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Share Equivalent Units | (3) | 11/28/2011 | J | 16 (4) | (3) | (3) | Common Shares | 16 (4) | (3) | 2,297 (5) | D | ||||
Employee Stock Option (right to buy) | $ 12.11 (6) | 03/06/2007 | 03/06/2013 | Common Shares | (6) | 5,104 (6) | D | ||||||||
Employee Stock Option (right to buy) | $ 13.86 (6) | 11/03/2007 | 11/03/2013 | Common Shares | (6) | 5,000 (7) | D | ||||||||
Employee Stock Option (right to buy) | $ 18.56 (6) | 11/08/2008 | 11/08/2014 | Common Shares | (6) | 5,000 (8) | D | ||||||||
Employee Stock Option (right to buy) | $ 19.5 (6) | 11/14/2009 | 11/14/2015 | Common Shares | (6) | 5,000 (9) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PUMA MARY G 28601 CLEMENS ROAD WESTLAKE, OH 44145 |
X |
Robert E. Veillette, Attorney-In-Fact | 11/29/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Grant to reporting person of restricted common shares pursuant to the Amended and Restated Nordson Corporation 2004 Long-Term Performance Plan. Restriction on transfer of shares lapses after two years following date of grant. |
(2) | On April 12, 2011, the common stock of Nordson Corporation split 2-for-1, resulting in the reporting person's ownership of 9,046 additional shares of common stock. |
(3) | Share equivalent units accrued through Nordson's Directors' Deferred Compensation Plan. At time of distribution, share equivalent units convert to common shares on a one-for-one basis. Distribution is not permissible until participant ceases to be a Director. |
(4) | Share Equivalent Units accrued through dividend payment. |
(5) | On April 12, 2011, the common stock of Nordson Corporation split 2-for-1, resulting in the reporting person's ownership of 1,143 additional Share Equivalent Units. |
(6) | This option was previously reported as covering 2,552 shares at an exercise price of $24.22 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011. |
(7) | This option was previously reported as covering 2,500 shares at an exercise price of $27.71 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011. |
(8) | This option was previously reported as covering 2,500 shares at an exercise price of $37.11 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011. |
(9) | This option was previously reported as covering 2,500 shares at an exercise price of $38.99 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011. |