UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (1) | 07/26/2017 | Common Stock | 124,999 | $ 11.2 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 05/30/2018 | Common Stock | 40,000 | $ 8.86 | D | Â |
Restricted Stock Units | Â (3) | Â (3) | Common Stock | 5,000 | $ 0.001 (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Weigel Randall J C/O 3PAR INC. 4209 TECHNOLOGY DRIVE FREMONT, CA 94538 |
 |  |  VP of Worldwide Sales |  |
Ricardo E. Velez, Atty-in-Fact for Randall J. Weigel | 05/11/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 1/4th of the shares subject to the option became vested and exercisable on July 26, 2008 and 1/48th of the shares subject to the option vest monthly thereafter such that the option will be fully vested on July 26, 2011. |
(2) | 1/4th of the shares subject to the option shall become vested and exercisable on May 30, 2009 and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. |
(3) | 100% of the restricted stock unit will become vested and exercisable on August 5, 2012. Vested shares will be delivered to reporting person on the vest date. |
(4) | Represents par value of PAR Common Stock |