UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option Right to Buy | 12/23/2011(1) | 12/23/2020 | Common Stock | 28,750 | $ 25.86 (2) | D | Â |
Stock Option Right to Buy | 08/30/2011(3) | 08/30/2021 | Common Stock | 21,350 | $ 13.1 (2) | D | Â |
Stock Option Right to Buy | 08/23/2013(4) | 08/23/2022 | Common Stock | 17,450 | $ 15.34 (2) | D | Â |
Stock Option Right to Buy | 08/23/2013(4) | 08/15/2023 | Common Stock | 13,369 | $ 20.11 (2) | D | Â |
Stock Option Right to Buy | 08/13/2015(5) | 08/13/2024 | Common Stock | 6,057 | $ 40.8 (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rosenthal Brent David 67 PARK PLACE C/O WR HUFF ASSET MANAGEMENT MORRISTOWN, NJ 07960 |
 X |  |  |  |
/s/ Christiana Lin, Attorney-in-Fact | 02/01/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Granted pursuant to the terms of Rentrak Corporation 2005 Stock Incentive Plan. Award vested in four equal installments on 12/23/2011, 12/23/2012, 12/23/2013 and 12/23/2014. Option is fully exercisable. |
(2) | Exercise price reflects converted value pursuant to the acquisition of Rentrak Corporation. |
(3) | Granted pursuant to the terms of Rentrak Corporation 2011 Stock Incentive Plan. Award vested fully on 08/30/2011. Option is fully exercisable. |
(4) | Granted pursuant to the terms of Rentrak Corporation 2011 Stock Incentive Plan. Award vested fully on 08/23/2013. Option is fully exercisable. |
(5) | Granted pursuant to the terms of Rentrak Corporation 2011 Stock Incentive Plan. Award vested fully on 08/13/2015. Option is fully exercisable. |
 Remarks: This Form 3 is being filed in conjunction with Brent D. Rosenthal's appointment as a Director pursuant to the acquisition of Rentrak Corporation. |