nymt20130508_8k.htm

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K


 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 


Date of Report (Date of earliest event reported): May 8, 2013

 


NEW YORK MORTGAGE TRUST, INC.

(Exact name of registrant as specified in its charter)

 


Maryland

001-32216

47-0934168

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification No.)

 

 

 

275 Madison Avenue

New York, New York 10016

(Address and zip code of

principal executive offices)

 

Registrant’s telephone number, including area code: (212) 792-0107


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[ ]

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


[ ]

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


[ ]

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


[ ]

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 
 

 

Item 7.01     Regulation FD Disclosure.

 

On May 8, 2013 at 9:00 a.m. Eastern, New York Mortgage Trust, Inc. held a conference call to discuss the matters announced in its earnings release dated May 7, 2013, and as set forth in Exhibit 99.1 to the Current Report on Form 8-K filed on May 7, 2013. A transcript of the conference call is furnished herewith as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

 

The information in this Current Report on Form 8-K and Exhibit 99.1 attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.

 

Item 9.01     Financial Statements and Exhibits.

 

(d) Exhibits. The following exhibit is being furnished herewith this Current Report on Form 8-K.

 

99.1      May 8, 2013 Conference Call Transcript.

 

 
 
 

 

 SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

NEW YORK MORTGAGE TRUST, INC.

  (Registrant)
     
   
Date: May 9, 2013 /s/ Steven R. Mumma  
 

Steven R. Mumma

  
 

Chief Executive Officer and President

  

 

 
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EXHIBIT INDEX

 

 

Exhibit Number

Description

   

99.1

May 8, 2013 Conference Call Transcript.