UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (1)(2) | 07/02/2028 | Common Stock | 19,646 | $ 79.51 | D | Â |
Restricted Stock Unit | Â (3) | Â (3) | Common Stock | 6,288 | $ (4) (5) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Biller Jonathan C/O CELGENE CORPORATION 86 MORRIS AVENUE SUMMIT, NJ 07901 |
 |  |  EVP and General Counsel |  |
/s/ Jonathan P. Biller | 08/07/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option was issued pursuant to the Company's 2017 Stock Incentive Plan. |
(2) | The option is immediately exercisable and will vest in four equal annual installments beginning on July 2, 2019. |
(3) | The restricted stock units will vest on July 2, 2021. Vested shares will be delivered to the reporting person on the vesting date. |
(4) | Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. |
(5) | The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan. |
 Remarks: This amendment to the Initial Statement of Beneficial Ownership of Securities on Form 3, filed with the Securities and Exchange Commission on July 12, 2018, is being filed to report a stock option and a restricted stock unit that were omitted inadvertently. There are no other changes to the Form 3. |