UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options to purchase Common Stock | Â (3) | 07/01/2017 | Common Stock | 50,000 | $ (3) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Van Brauman Martin 6510 ABRAMS ROAD SUITE 300 DALLAS, TX 75231 |
 |  |  Chief Financial Officer,Sr.VP |  |
Sandra Green, AIF for Martin Van Brauman | 07/19/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares are held jointly by the Reporting Person and his spouse. |
(2) | Beneficially owned by the adult son of the Reporting Person with a legal residence at the reporting person's primary residence. The Reporting Person disclaims beneficial interest in any of these shares. |
(3) | The options were issued under the Company's equity incentive plan. Options for 20,000 shares will be vested in July 2008 and, thereafter, options for 15,000 shares will vest on each successive July, in each case at a per share exercise price of $5.60. |