|
Registrant : Shelton Funds
|
|||||
|
Fund Name : SHELTON GREATER CHINA FUND
|
|||||
|
Date of fiscal year end: 08/31/2013
|
|||||
|
In all markets, for all statuses, for
|
|||||
|
Key-
|
|||||
|
AIA Group Limited
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y002A1105
|
05/10/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect Barry CHEUNG Chun-yuen
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect YEO George Yong-Boon
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Narongchai Akrasanee
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect QIN Xiao
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect Mark E. Tucker
|
Mgmt
|
For
|
Against
|
Against
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Amendment to Restricted Share Plan
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
Angang Steel Co. Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y0132D105
|
05/31/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Directors' and Supervisors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Supply of Materials and Services Agreement
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Supply of Materials Agreement
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Financial Services Agreement
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Issuance of Bonds
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Asustek Computer Inc
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y04327105
|
06/17/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Extraordinary Motions
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Bank of China Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y0698A107
|
03/26/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Elect WANG Shiqiang
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Adjustment to Conversion Price of Convertible Bonds
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
Bank of China Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y0698A107
|
05/29/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Financial Statements
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Annual Budget
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect LI Lihui
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Elect LI Zaohang
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Elect JIANG Yansong
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Elect Paul CHOW Man Yiu
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Elect LU Zhengfei
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Elect Leung Cheuk Yan
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Elect LI Jun
|
Mgmt
|
For
|
For
|
For
|
|
16
|
Elect WANG Xueqiang
|
Mgmt
|
For
|
For
|
For
|
|
17
|
Elect LIU Wanming
|
Mgmt
|
For
|
For
|
For
|
|
18
|
Elect TIAN Guoli as a Director
|
Mgmt
|
For
|
For
|
For
|
|
19
|
Elect WANG Yong as a Director
|
Mgmt
|
For
|
For
|
For
|
|
20
|
Elect SUN Zhijun as a Director
|
Mgmt
|
For
|
Against
|
Against
|
|
21
|
Elect LIU Lina as a Director
|
Mgmt
|
For
|
For
|
For
|
|
22
|
Authority to Issue Qualified Write-down Tier-2 Capital Instruments
|
Mgmt
|
For
|
For
|
For
|
|
Bank of China Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
ISIN CN000A0JMZ83
|
10/25/2012
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Remuneration Plan of 2011
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
BBMG Corporation
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y076A3105
|
05/21/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Financial Statements
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
10
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
BOC Hong Kong(Hldgs)
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y0920U103
|
05/28/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect LI Lihui
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect GAO Yingxin
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect SHAN Weijian
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect NING Gaoning
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
For
|
For
|
|
Cheung Kong (Holdings) Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y13213106
|
05/21/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect Victor LI Tzar Kuoi
|
Mgmt
|
For
|
Against
|
Against
|
|
6
|
Elect Edmond IP Tak Chuen
|
Mgmt
|
For
|
Against
|
Against
|
|
7
|
Elect Justin CHIU Kwok Hung
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect LEUNG Siu Hon
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect Roland CHOW Kun Chee
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Elect Charles LEE Yeh Kwong
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Elect Anthony YEH Yuan Chang
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Elect Rosanna WONG Yick Ming
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
15
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
16
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
17
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Construction Bank Corp.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1397N101
|
06/06/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Budget of 2013 fixed assets investment
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect ZHANG Jianguo
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Elect ZHAO Xijun
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Elect CHEN Yuanling
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Elect ZHU Hongbo
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Elect HU Zheyi
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Elect Timpson CHUNG Shui Ming
|
Mgmt
|
For
|
Against
|
Against
|
|
15
|
Elect Margaret LEUNG KO May Yee
|
Mgmt
|
For
|
For
|
For
|
|
16
|
Elect WIM Kok
|
Mgmt
|
For
|
For
|
For
|
|
17
|
Elect Murray Horn
|
Mgmt
|
For
|
For
|
For
|
|
18
|
Elect XU Tie
|
Mgmt
|
For
|
For
|
For
|
|
19
|
Elect QI Shouyin
|
Mgmt
|
For
|
For
|
For
|
|
20
|
Terms of Office for Directors
|
Mgmt
|
For
|
For
|
For
|
|
21
|
Elect ZHANG Furong
|
Mgmt
|
For
|
For
|
For
|
|
22
|
Elect LIU Jin
|
Mgmt
|
For
|
For
|
For
|
|
23
|
Elect LI Xiaoling
|
Mgmt
|
For
|
For
|
For
|
|
24
|
Elect BAI Jianjun
|
Mgmt
|
For
|
For
|
For
|
|
25
|
Elect WANG Xinmin
|
Mgmt
|
For
|
For
|
For
|
|
26
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|
27
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
China Everbright International Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y14226107
|
04/26/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect CHEN Xiaoping
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect WANG Tianyi
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect CAI Shuguang
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect Philip FAN Yan Hok
|
Mgmt
|
For
|
Against
|
Against
|
|
9
|
Elect ZHAI Haitao
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
China Everbright Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1421G106
|
05/15/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect Richard TANG Chi Chun
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect ZANG Qiutao
|
Mgmt
|
For
|
Against
|
Against
|
|
7
|
Elect CHEN Shuang
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect Timpson CHUNG Shui Ming
|
Mgmt
|
For
|
Against
|
Against
|
|
9
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
China Life Insurance Co
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1477R204
|
02/19/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Amendments to Rules of Procedures for Board
|
Mgmt
|
For
|
For
|
For
|
|
China Life Insurance Co
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1477R204
|
06/05/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Fees of Directors and Supervisors
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Authority to Set Auditors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Approval of Daily Connected Transactions between China Guangfa Bank Co., Ltd.
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Longyuan Power Group Corporation Limited
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1501T101
|
05/31/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Final Accounts
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Budget Report
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of PRC Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of International Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Directors' and Supervisors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue H Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Shareholder Proposal
|
ShrHoldr
|
For
|
Against
|
Against
|
|
China Minsheng Banking Corporation Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1495M112
|
06/17/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Annual Report 2012
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Financial Report 2012
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Annual Budget 2013
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Allocation of Final Dividend 2012
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Authority to Declare Interim Dividend 2013
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Amendments to Terms of Reference for Supervisory Board
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Amendments to Administrative Measures of Connected Transactions
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Approval of Issuance Plans (tier-2 capital instruments)
|
Mgmt
|
For
|
Abstain
|
Against
|
|
13
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Mobile Limited
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y14965100
|
05/30/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect LI Yue
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect XUE Taohai
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect HUANG Wenlin
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
China National Building Material Co
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15045100
|
05/23/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Authority to Declare Interim Dividends
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditors and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Adjustments to the Remuneration of Directors and Supervisors
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Shares w/o Preemptive Rights and Related Amendment to Articles
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Issuance of Debt Financing Instruments
|
Mgmt
|
For
|
Abstain
|
Against
|
|
China Overseas Land & Investment Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15004107
|
05/30/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect HAO Jian Min
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect XIAO Xiao
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Guo Yong
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect Kan Hongbo
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect Kennedy WONG Ying Ho
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Elect Rita FAN HSU Lai Tai
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Elect Brian David LI Man Bun
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
16
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
China Overseas Land & Investment Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15004107
|
05/30/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
New CSCECL Group Engagement Agreement and New Cap
|
Mgmt
|
For
|
For
|
For
|
|
China Petroleum & Chemical Corp
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15010104
|
05/29/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Authority to Declare Interim Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Extension of Validity Period of Convertible Bonds Issuance
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Abstain
|
Against
|
|
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Petroleum & Chemical Corp
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15010104
|
05/29/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Other
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Petroleum & Chemical Corp
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15010104
|
10/16/2012
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Continuing Connected Transactions
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Zhong Ke Guangdong Refinery Intergration Project
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
China Resources Land Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G2108Y105
|
06/05/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect YAN Biao
|
Mgmt
|
For
|
Against
|
Against
|
|
6
|
Elect DING Jiemin
|
Mgmt
|
For
|
Against
|
Against
|
|
7
|
Elect WEI Bin
|
Mgmt
|
For
|
Against
|
Against
|
|
8
|
Elect HUANG Daoguo
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect CHEN Ying
|
Mgmt
|
For
|
Against
|
Against
|
|
10
|
Elect Andrew Y. YAN
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Elect Bosco HO Hin Ngai
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
16
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
17
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Resources Power Hldgs Co
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1503A100
|
06/07/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect WANG Yu Jun
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect DU Wen Min
|
Mgmt
|
For
|
Against
|
Against
|
|
7
|
Elect WEI Bin
|
Mgmt
|
For
|
Against
|
Against
|
|
8
|
Elect CHEN Ji Min
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect Andrew MA Chiu-Cheung
|
Mgmt
|
For
|
Against
|
Against
|
|
10
|
Elect HUANG Daoguo
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Elect CHEN Ying
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
16
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
17
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Shenhua Energy Co Ltd
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1504C113
|
06/21/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Fees of Directors and Supervisors
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Revision of Annual Cap under the Current Mutual Coal Supply Agreement
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Supplementary Agreement to the Current Financial Services Agreement and Revised Annual Caps
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Mutual Coal Supply Agreement
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Mutual Supplies and Services Agreement
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Financial Services Agreement
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Change in Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
16
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
17
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
18
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
19
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
20
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
21
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
22
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
23
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
24
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Shenhua Energy Co Ltd
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1504C113
|
06/21/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Other
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China State Construction International Holdings Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G21677136
|
06/06/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect KONG Qingping
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect ZHOU Yong
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect TIAN Shuchen
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect PAN Shujie
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect Raymond HO Chung Tai
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
15
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Chipbond Technology Corp.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15657102
|
06/17/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
8
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Amendments to Procedural Rules: Capital Loans
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Amendments to Procedural Rules: Endorsements and Guarantees
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Allocation of Dividends from Capital Reserve
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Merger/Acquisition
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Extraordinary motions
|
Mgmt
|
For
|
Against
|
Against
|
|
Chongqing Rural Commercial Bank
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1594G107
|
05/10/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Director's Report
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Supervisor's Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Profit Distribution Plan
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Annual Report
|
Mgmt
|
For
|
For
|
For
|
|
7
|
2013 Financial Budget
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Chunghwa Telecom
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1613J108
|
06/25/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
6
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Allocation of Dividends from Capital Reserve
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Amendments to Procedural Rules: Acquisition and Disposal of Assets
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Amendments to Procedural Rules: Capital Loans
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Amendments to Procedural Rules: Endorsements and Guarantees
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Elect LEE Yen-Sung
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Elect SHIH Mu-Piao
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Elect HONG Yu-Fen
|
Mgmt
|
For
|
For
|
For
|
|
16
|
Elect LEE Jih-Chu
|
Mgmt
|
For
|
For
|
For
|
|
17
|
Elect Gordon S. Chen
|
Mgmt
|
For
|
For
|
For
|
|
18
|
Elect LIN Yi-Bing
|
Mgmt
|
For
|
For
|
For
|
|
19
|
Elect HUANG Su-Ghen
|
Mgmt
|
For
|
For
|
For
|
|
20
|
Elect TSAI Shih-Peng
|
Mgmt
|
For
|
For
|
For
|
|
21
|
Elect WANG Chung-Yu
|
Mgmt
|
For
|
For
|
For
|
|
22
|
Elect TSAI Zse-Hong
|
Mgmt
|
For
|
For
|
For
|
|
23
|
Elect Rebecca WU Chung-Fern
|
Mgmt
|
For
|
For
|
For
|
|
24
|
Elect CHEN Tain-Jy
|
Mgmt
|
For
|
For
|
For
|
|
25
|
Elect CHOU Yun-Tsai
|
Mgmt
|
For
|
For
|
For
|
|
26
|
Restrictions for CHEN Tain-Jy
|
Mgmt
|
For
|
For
|
For
|
|
27
|
Restrictions for LEE Jih-Chu
|
Mgmt
|
For
|
For
|
For
|
|
28
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Cnooc Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1662W117
|
05/24/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect YANG Hua
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect ZHOU Shouwei
|
Mgmt
|
For
|
Against
|
Against
|
|
7
|
Elect CHIU Sung Hong
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
Cnooc Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1662W117
|
11/21/2012
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Revised Annual Caps of Framework Agreement
|
Mgmt
|
For
|
For
|
For
|
|
Formosa International Hotels
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y2603W109
|
06/28/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Capitalization of Profits and Issuance of New Shares
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Amendments to Procedural Rules: Shareholder Meetings
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Extraordinary motions
|
Mgmt
|
For
|
Against
|
Against
|
|
Fosun International Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y2618Y108
|
05/22/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect GUO Guangchang
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect DING Guoqi
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect ZHANG Shengman
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect Andrew Y. YAN
|
Mgmt
|
For
|
Against
|
Against
|
|
9
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
14
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Fubon Financial Holding Co. Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y26528102
|
06/14/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
8
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Non-compete Restrictions for Directors
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Non-compete Restrictions for Directors
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Non-compete Restrictions for Directors
|
Mgmt
|
For
|
Against
|
Against
|
|
GCL-Poly Energy Holdings Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G3774X108
|
05/31/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Elect SHU Hua
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect YU Bao Dong
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect ZHOU Yuan
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Raymond HO Chung Tai
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect XUE Zhong Su
|
Mgmt
|
For
|
Against
|
Against
|
|
9
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
Great Wall Motor Co., Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y2882P106
|
05/10/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Annual Report
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Independent Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Business Strategy for 2013
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
Great Wall Motor Co., Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y2882P106
|
06/26/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Absorption of Wholly-Owned Subsidiaries
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Change in Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
|
Haier Electronics Group Co., Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G42313125
|
05/28/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Bermuda
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Elect LIANG Hai Shan
|
Mgmt
|
For
|
Against
|
Against
|
|
5
|
Elect LI Hua Gang
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
Haier Electronics Group Co., Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G42313125
|
05/28/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
Bermuda
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Elect WANG Han Hua
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Elect Eva CHENG Li Kam Fun
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
Hang Seng Bank Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y30327103
|
05/16/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Elect John CHAN Cho Chak
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect Marvin CHEUNG Kin Tung
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect Eric LI Ka Cheung
|
Mgmt
|
For
|
Against
|
Against
|
|
7
|
Elect Vincent LO Hong Sui
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
Hon Hai Precision Industry
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y36861105
|
06/26/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
8
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Capitalization of Profits and Issuance of New Shares
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Employee Restricted Stock Scheme
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Amendments to Procedural Rules: Capital Loans
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Amendments to Procedural Rules: Endorsements and Guarantees
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
16
|
Elect Terry GOU Tai-ming
|
Mgmt
|
For
|
For
|
For
|
|
17
|
Elect TAI Jeng-wu
|
Mgmt
|
For
|
For
|
For
|
|
18
|
Elect HUANG Qing-yuan
|
Mgmt
|
For
|
Against
|
Against
|
|
19
|
Elect LU Fang-ming
|
Mgmt
|
For
|
For
|
For
|
|
20
|
Elect CHIEN Yi-bin
|
Mgmt
|
For
|
Against
|
Against
|
|
21
|
Elect WU Yu-chi
|
Mgmt
|
For
|
For
|
For
|
|
22
|
Elect LIU Cheng-yu
|
Mgmt
|
For
|
For
|
For
|
|
23
|
Elect WAN Jui-hsia as Supervisor
|
Mgmt
|
For
|
For
|
For
|
|
24
|
Elect CHUO Min-chih as Supervisor
|
Mgmt
|
For
|
Against
|
Against
|
|
25
|
Non-compete Restrictions for Directors
|
Mgmt
|
For
|
Against
|
Against
|
|
26
|
Extraordinary Motions
|
Mgmt
|
For
|
Against
|
Against
|
|
27
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Hong Kong & China Gas Co. Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y33370100
|
06/05/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect LEE Shau Kee
|
Mgmt
|
For
|
Against
|
Against
|
|
6
|
Elect LEUNG Hay Man
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Colin LAM Ko Yin
|
Mgmt
|
For
|
Against
|
Against
|
|
8
|
Elect Alfred CHAN Wing Kin
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect Peter WONG Wai Yee
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Bonus Share Issuance
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
14
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
Hong Kong Exchanges and Clearing Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y3506N139
|
04/24/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect John E. Strickland
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect Oscar WONG Sai Hung
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|
Huaneng Power International Inc.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y3744A105
|
06/19/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Director's Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisor's Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
Abstain
|
Against
|
|
8
|
Authority to Issue Medium and Long Term Debt Financing Instruments
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Authority to Issue Short-Term Debetures
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Super Short-Term Debetures
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Private Placement of Debt Financing Instrument
|
Mgmt
|
For
|
For
|
For
|
|
Hysan Development Co. Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y38203124
|
05/15/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Elect Frederick P. Churchouse
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect LEE Chien
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect Michael LEE Tze Hau
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Joseph POON Chung Yin
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect Wendy YUNG Wen Yee
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
Industrial & Commercial Bank of China Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y3990B112
|
03/20/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Elect Malcolm C. McCarthy
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Elect Kenneth P. CHUNG
|
Mgmt
|
For
|
For
|
For
|
|
4
|
2013 Fixed Assets Investment Budget
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Authority to Issue Eligible Tier-2 Capital Instruments
|
Mgmt
|
For
|
For
|
For
|
|
Industrial & Commercial Bank of China Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y3990B112
|
06/07/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect YI Huiman
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect LUO Xi
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Elect LIU Lixian
|
Mgmt
|
For
|
For
|
For
|
|
Industrial & Commercial Bank of China Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
ISIN CNE1000003G1
|
11/05/2012
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Capital Management Plan
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Intime Retail (Group) Company Limited
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G49204103
|
05/03/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Divestitures and Acquisition
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Authorize Board to Execute Equity Transfer Agreements
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Intime Retail (Group) Company Limited
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G49204103
|
05/31/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect Andrew WONG Luen Cheung
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect CHOW Joseph
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect SHI Chungui
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Amendments to Articles - Change in Company Name
|
Mgmt
|
For
|
For
|
For
|
|
Kerry Properties Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G52440107
|
05/03/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Bermuda
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect WONG Siu Kong
|
Mgmt
|
For
|
Against
|
Against
|
|
6
|
Elect QIAN Shaohua
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect KU Moon Lun
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect Stephen CHANG Tso Tung
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
14
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Kingboard Chemical Holdings Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G52562140
|
05/06/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect CHEUNG Kwong Kwan
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect CHANG Wing Yiu
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect HO Yin Sang
|
Mgmt
|
For
|
Against
|
Against
|
|
8
|
Elect Chadwick MOK Cham Hung
|
Mgmt
|
For
|
Against
|
Against
|
|
9
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
13
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
14
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
15
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
16
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
17
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
18
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
19
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
20
|
Bonus Share Issuance
|
Mgmt
|
For
|
For
|
For
|
|
21
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
22
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
23
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Lee & Man Paper Manufacturing
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G5427W130
|
05/13/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect Kunihiko Kashima
|
Mgmt
|
For
|
Against
|
Against
|
|
6
|
Elect POON Chung Kwong
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Haga Yoshio
|
Mgmt
|
For
|
Against
|
Against
|
|
8
|
Directors' Fees for 2012
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Directors' Fees for 2013
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
Media Tek Inc
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y5945U103
|
06/21/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Allocation of Dividends from Capital Reserve
|
Mgmt
|
For
|
For
|
For
|
|
MEGA Financial Holding Co.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y59456106
|
06/21/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Non-Compete Restrictions for Directors
|
Mgmt
|
For
|
Against
|
Against
|
|
8
|
Amendments to Procedural Rules: Shareholder Meetings
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
PetroChina Co. Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y6883Q104
|
05/23/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Financial Statements
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Authority to Declare Interim Dividend
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect LI Qingyi
|
Mgmt
|
For
|
Against
|
Against
|
|
10
|
Elect FAN Fuchun
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Amendments to Articles of Association
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue Debt Financing Instrument
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
PICC Property & Casualty Co
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y6975Z103
|
03/25/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Elect LIN Hanchuan
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
PICC Property & Casualty Co
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y6975Z103
|
06/29/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Supervisory Board Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue H Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Amendments to Articles of Association
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Amendments to Procedural Rules for Shareholders' General Meeting
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Amendments to the Procedural Rules for the Board of Directors
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Amendments to the Procedural Rules for the Supervisory Committee
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
16
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
Power Assets Holdings Limited
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y7092Q109
|
05/20/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect CHAN Loi Shun
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect Alex FONG Chi Wai
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Francis LEE Lan Yee
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect Frank J. Sixt
|
Mgmt
|
For
|
Against
|
Against
|
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
Sands China Ltd
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G7800X107
|
05/31/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect TOH Hup Hock
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect Michael Alan Leven
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Jeffrey H. Schwartz
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect David M. Turnbull
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect Victor Patrick Hoog Antink
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Elect Steven Zygmunt Strasser
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
15
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
16
|
Amendments to Articles - Change in Company Name
|
Mgmt
|
For
|
For
|
For
|
|
17
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
18
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Shougang Fushan Resources Group Limited
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y7760F104
|
06/18/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect CHEN Zhaoqiang
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect LIU Qingshan
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect KEE Wah Sze
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect CHAN Pat Lam
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect CHAN Chung Chun
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
Sino-Ocean Land Holdings Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y8002N103
|
05/10/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends; Scrip Dividend
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect CHEN Runfu
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect YANG Zheng
|
Mgmt
|
For
|
Against
|
Against
|
|
7
|
Elect TSANG Hing Lun
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect GU Yunchang
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
Sinopec Shanghai Petrochemical Co. Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y80373106
|
06/06/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Financial Budget
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditors and Authority to Set Fees
|
Mgmt
|
For
|
Against
|
Against
|
|
9
|
Elect WANG Zhiqing as Chairman and President
|
Mgmt
|
For
|
Against
|
Against
|
|
10
|
Elect GAO Jinping
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Elect ZHANG Jianping
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue Short-term Commercial Paper
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Authorization Matters for Issuance of Short-term Commercial Paper
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Sinopharm Group Co Ltd
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y8008N107
|
06/05/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Appointment of Domestic Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of International Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect CHEN Qiyu
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Give Guarantees
|
Mgmt
|
For
|
Abstain
|
Against
|
|
12
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
Sinopharm Group Co Ltd
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y8008N107
|
12/29/2012
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Elect LI Ling
|
Mgmt
|
For
|
For
|
For
|
|
Sun Hung Kai Properties Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y82594121
|
11/15/2012
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect Victor LUI Ting
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect Norman LEUNG Nai Pang
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Donald LEUNG Kui King
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect Thomas KWOK Ping Kwong
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect LEE Shau Kee
|
Mgmt
|
For
|
Against
|
Against
|
|
10
|
Elect Dicky Peter YIP
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Elect Richard WONG Yue Chim
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Elect William FUNG Kwok Lun
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Elect William KWAN Cheuk Yin
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Elect Michael WONG Yick Kam
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Elect Patrick CHAN Kwok Wai
|
Mgmt
|
For
|
For
|
For
|
|
16
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
17
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
18
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
19
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
20
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
21
|
Adoption of New SHKP Share Option Scheme
|
Mgmt
|
For
|
For
|
For
|
|
22
|
Adoption of New SUNeVision Share Option Scheme
|
Mgmt
|
For
|
Against
|
Against
|
|
Taiwan Semiconductor Manufacturing
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y84629107
|
06/11/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
6
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Amendments to Procedural Rules
|
Mgmt
|
For
|
For
|
For
|
|
Tencent Holdings Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G87572148
|
05/15/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect ZHANG Zhidong
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect Ian C. Stone
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Jacobus Petrus Bekker
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
Tianneng Power International Ltd
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G8655K109
|
05/18/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect ZHANG Kaihong
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect YANG Lianming
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect HO Tso Hsiu
|
Mgmt
|
For
|
Against
|
Against
|
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
10
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
11
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
12
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
13
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
15
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
TTY Biopharm Co. Ltd
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y90017107
|
06/25/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
6
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Capitalization of Profits and Issuance of New Shares
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Amendment to Articles
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Amendments to Procedural Rules: Capital Loans
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Amendments to Procedural Rules: Endorsements and Guarantees
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Non-compete Restrictions for Directors
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Extraordinary motions
|
Mgmt
|
For
|
Against
|
Against
|
|
14
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Uni-President Enterprises Corporation
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y91475106
|
06/25/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
8
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Capitalization of Profits and Issuance of New Shares
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Amendments to Procedural Rules: Election of Directors and Supervisors
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Amendments to Procedural Rules: Shareholder Meetings
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Amendments to Procedural Rules: Acquisition and Disposal of Assets
|
Mgmt
|
For
|
For
|
For
|
|
16
|
Amendments to Procedural Rules: Capital Loans
|
Mgmt
|
For
|
For
|
For
|
|
17
|
Amendments to Procedural Rules: Endorsements and Guarantees
|
Mgmt
|
For
|
For
|
For
|
|
18
|
Elect LIN Yun
|
Mgmt
|
For
|
For
|
For
|
|
19
|
Elect CHOW Hsing-Yi
|
Mgmt
|
For
|
For
|
For
|
|
20
|
Elect YUE Chao-Tang
|
Mgmt
|
For
|
For
|
For
|
|
21
|
Elect KAO Chin-Yen
|
Mgmt
|
For
|
For
|
For
|
|
22
|
Elect KAO Hsiu-Ling
|
Mgmt
|
For
|
For
|
For
|
|
23
|
Elect LO Chih-Hsien
|
Mgmt
|
For
|
For
|
For
|
|
24
|
Elect HOU Po-Ming
|
Mgmt
|
For
|
Against
|
Against
|
|
25
|
Elect HOU Po-Yu
|
Mgmt
|
For
|
For
|
For
|
|
26
|
Elect WU Chung-Ho
|
Mgmt
|
For
|
For
|
For
|
|
27
|
Elect WU Ping-Chih
|
Mgmt
|
For
|
For
|
For
|
|
28
|
Elect LIN Chang-Sheng
|
Mgmt
|
For
|
For
|
For
|
|
29
|
Elect LIU Hsiu-Jen
|
Mgmt
|
For
|
For
|
For
|
|
30
|
Elect CHENG Kao-Huei
|
Mgmt
|
For
|
For
|
For
|
|
31
|
Non-Compete Restrictions for Directors
|
Mgmt
|
For
|
Against
|
Against
|
|
32
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Want Want China Holdings Ltd
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G9431R103
|
04/26/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect TSAI Eng Meng
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect CHU Chi Wen
|
Mgmt
|
For
|
Against
|
Against
|
|
7
|
Elect CHENG Wen Hsien
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect David TOH Ka Hock
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect LEE Kwang Chou
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
14
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
Wharf (Holdings) Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y8800U127
|
06/06/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Elect NG Tze Yuen
|
Mgmt
|
For
|
Against
|
Against
|
|
5
|
Elect Alexander AU Siu Kee
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect Edward CHEN K.Y.
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Raymond CH'IEN Kuo Fung
|
Mgmt
|
For
|
Against
|
Against
|
|
8
|
Elect Yen Thean LENG
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect Arthur LI Kwok Cheung
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Directors' Fees Fee Payable to the Chairman
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Directors' Fees Fee Payable to Directors
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Directors' Fees Fee Payable to the Audit Committee
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
16
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
Zijin Mining Group Co., Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y9892H107
|
05/28/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Profit Distribution Plan 2012-2014
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Authority to Issue Mid-term Bonds
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Authority to Give Guarantees
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Independent Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Financial Report
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Annual Report
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
Zijin Mining Group Co., Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y9892H107
|
05/28/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Other
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Authority to Repurchase H Shares
|
Mgmt
|
For
|
For
|
For
|
|
By:
|
/s/ Teresa Axelson
|
|
|
Teresa Axelson
|
||
|
Chief Compliance Officer
|
||
|
Date:
|
August 9, 2013
|