GLOBAL INDEMNITY PLC
|
Class A Ordinary Shares, $0.0001 par value per share
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G39319101
|
December 31, 2015
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*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
Fox Paine International GP, Ltd.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
7,571,424(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
4,174,393 (2)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
7,571,424(1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
43.4%(3)
|
||||
12.
|
Type of Reporting Person (See Instructions)
CO
|
(1)
|
Includes 3,438,058 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share. Shared voting power over 3,397,031 Class A Ordinary Shares is a result of the reporting person being a party to two voting agreements, in which the reporting person has an irrevocable proxy to vote the Class A Ordinary Shares.
|
|
(2)
|
Includes 41,027 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares. Each Class B Ordinary Share is convertible into one Class A Ordinary Share.
|
|
(3)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. Fox Paine International GP, Ltd. beneficially owns: (a) 100% of the Class B Ordinary Shares outstanding; (b) 43.4% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 81.9% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
Fox Paine & Company, LLC
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Delaware
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
4,174,393 (1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
4,174,393 (1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,174,393(1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
23.9%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
OO
|
(1)
|
Includes 41,027 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. Fox Paine & Company, LLC beneficially owns: (a) 100% of the Class B Ordinary Shares outstanding; (b) 23.9% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 75.7% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
FP International LPH, L.P.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
4,174,393(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
4,174,393 (1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,174,393 (1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
23.9%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
(1)
|
Includes 41,027 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. FP International LPH, L.P. beneficially owns: (a) 100% of the Class B Ordinary Shares outstanding; (b) 23.9% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 75.7% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
Fox Paine Capital Co-Investors International GP, Ltd.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
163,885(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
163,885 (1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
163,885 (1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
0.9%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
CO
|
(1)
|
Includes 23,575 Class A Ordinary Shares and 140,310 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. Fox Paine Capital Co-Investors International GP, Ltd. beneficially owns: (a) 3.4% of the Class B Ordinary Shares outstanding; (b) 0.9% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 2.6% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
Fox Paine Capital Fund II International, L.P.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
4,010,508(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
4,010,508 (1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,010,508 (1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
23.0%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
(1)
|
Includes 17,452 Class A Ordinary Shares and 3,993,056 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. Fox Paine Capital Fund II International, L.P. beneficially owns: (a) 96.6% of the Class B Ordinary Shares outstanding; (b) 23.0% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 73.1% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
U.N. Holdings (Cayman) II, Ltd.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
2,041,934(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
2,041,934 (1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,041,934 (1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
11.7%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
CO
|
(1)
|
Includes 14,763 Class A Ordinary Shares and 2,027,171 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. U.N. Holdings (Cayman) II, Ltd. beneficially owns: (a) 49.0% of the Class B Ordinary Shares outstanding; (b) 11.7% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 37.1% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
U.N. Holdings (Cayman), Ltd.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
1,968,574(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
1,968,574 (1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
1,968,574 (1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
11.3%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
CO
|
(1)
|
Includes 2,689 Class A Ordinary Shares and 1,965,885 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. U.N. Holdings (Cayman), Ltd. beneficially owns: (a) 47.6% of the Class B Ordinary Shares outstanding; (b) 11.3% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 36.0% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
U.N. Co-Investment Fund I (Cayman), L.P.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
5,534(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
5,534 (1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
5,534 (1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
0.0%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
(1)
|
Includes 0 Class A Ordinary Shares and 5,534 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. U.N. Co-Investment Fund I (Cayman), L.P. beneficially owns: (a) 0.1% of the Class B Ordinary Shares outstanding; (b) 0.0% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 0.1% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
U.N. Co-Investment Fund II (Cayman), L.P.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
0(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
0(1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0(1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
0.0%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
(1)
|
Includes 0 Class A Ordinary Shares and 0 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. U.N. Co-Investment Fund II (Cayman), L.P. beneficially owns: (a) 0.0% of the Class B Ordinary Shares outstanding; (b) 0.0% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 0.0% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
U.N. Co-Investment Fund III (Cayman), L.P.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
126,563(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
126,563 (1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
126,563 (1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
0.7%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
(1)
|
Includes 16,138 Class A Ordinary Shares and 110,425 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. U.N. Co-Investment Fund III (Cayman), L.P. beneficially owns: (a) 2.7% of the Class B Ordinary Shares outstanding; (b) 0.7% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 2.1% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
U.N. Co-Investment Fund IV (Cayman), L.P.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
0(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
0(1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0(1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
0.0%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
(1)
|
Includes 0 Class A Ordinary Shares and 0 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. U.N. Co-Investment Fund IV (Cayman), L.P. beneficially owns: (a) 0.0% of the Class B Ordinary Shares outstanding; (b) 0.0% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 0.0% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
U.N. Co-Investment Fund V (Cayman), L.P.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
27,419(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
27,419(1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
27,419(1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
0.2%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
(1)
|
Includes 6,424 Class A Ordinary Shares and 20,995 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. U.N. Co-Investment Fund V (Cayman), L.P. beneficially owns: (a) 0.5% of the Class B Ordinary Shares outstanding; (b) 0.2% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 0.4% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
U.N. Co-Investment Fund VI (Cayman), L.P.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
2,883(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
2,883 (1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,883 (1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
0.0%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
(1)
|
Includes 675 Class A Ordinary Shares and 2,208 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. U.N. Co-Investment Fund VI (Cayman), L.P. beneficially owns: (a) 0.1% of the Class B Ordinary Shares outstanding; (b) 0.0% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 0.0% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
U.N. Co-Investment Fund VII (Cayman), L.P.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
0(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
0(1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0(1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
0.0%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
(1)
|
Includes 0 Class A Ordinary Shares and 0 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. U.N. Co-Investment Fund VII (Cayman), L.P. beneficially owns: (a) 0.0% of the Class B Ordinary Shares outstanding; (b) 0.0% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 0.0% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
U.N. Co-Investment Fund VIII (Cayman), L.P.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
1,442(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
1,442(1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
1,442(1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
0.0%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
(1)
|
Includes 338 Class A Ordinary Shares and 1,104 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. U.N. Co-Investment Fund VIII (Cayman), L.P. beneficially owns: (a) 0.0% of the Class B Ordinary Shares outstanding; (b) 0.0% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 0.0% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
U.N. Co-Investment Fund IX (Cayman), L.P.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
0(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
0(1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0(1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
0.0%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
(1)
|
Includes 0 Class A Ordinary Shares and 0 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. U.N. Co-Investment Fund IX (Cayman), L.P. beneficially owns: (a) 0.0% of the Class B Ordinary Shares outstanding; (b) 0.0% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 0.0% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
Saul A. Fox
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
United States
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
8,582,084(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
5,185,053 (2)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,582,084 (1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
49.2%(3)
|
||||
12.
|
Type of Reporting Person (See Instructions)
IN
|
(1)
|
Includes 4,448,718 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share. Shared voting power over 3,397,031 Class A Ordinary Shares is a result of a person controlled by the reporting person being a party to two voting agreements, in which such controlled person has an irrevocable proxy to vote the Class A Ordinary Shares.
|
|
(2)
|
Includes 1,051,687 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares. Each Class B Ordinary Share is convertible into one Class A Ordinary Share.
|
|
(3)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. Saul A. Fox beneficially owns: (a) 100% of the Class B Ordinary Shares outstanding; (b) 49.2% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 83.8% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
Mercury Assets Delaware, LLC
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Delaware
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
742,958(1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
742,958 (1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
742,958 (1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
4.3%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
OO
|
(1)
|
Includes 742,958 Class A Ordinary Shares and 0 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. Mercury Assets Delaware, LLC beneficially owns: (a) 0.0% of the Class B Ordinary Shares outstanding; (b) 4.3% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 1.4% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
Benjerome Trust
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Nevada
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
1,010,660 (1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
1,010,660 (1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
1,010,660 (1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
5.8%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
OO
|
(1)
|
Includes 1,010,660 Class A Ordinary Shares and 0 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. The Benjerome Trust beneficially owns: (a) 0.0% of the Class B Ordinary Shares outstanding; (b) 5.8% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 1.8% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
CUSIP No. G39319101
|
1.
|
Names of Reporting Persons.
Fox Paine Global, Inc.
|
||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b) o
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Citizenship or Place of Organization
Nevada
|
||||
Number of
Shares
Beneficially
by
Owned by
Such
Reporting
Person
With:
|
5. |
|
Sole Voting Power
0
|
||
6. |
|
Shared Voting Power
267,702 (1)
|
|||
7. |
|
Sole Dispositive Power
0
|
|||
8. |
|
Shared Dispositive Power
267,702 (1)
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
267,702 (1)
|
||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||
11.
|
Percent of Class Represented by Amount in Row (9)
1.5%(2)
|
||||
12.
|
Type of Reporting Person (See Instructions)
CO
|
(1)
|
Includes 267,702 Class A Ordinary Shares and 0 Class B Ordinary Shares. Each Class B Ordinary Share has 10 votes per share and is convertible into one Class A Ordinary Share.
|
|
(2)
|
Based on: (i) 13,313,751 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares outstanding as of December 31, 2015 and assuming the conversion of all such Class B Ordinary Shares (each of which is convertible into one Class A Ordinary Share), all of which are beneficially owned by a person or persons reporting on this statement on Schedule 13G. Fox Paine Global, Inc. beneficially owns: (a) 0.0% of the Class B Ordinary Shares outstanding; (b) 1.5% of the Class A Ordinary Shares and Class B Ordinary Shares, combined; and (c) because each Class B Ordinary Share has 10 votes and each Class A Ordinary Share has one vote, 0.5% of the combined voting power of the Class A Ordinary Shares and Class B Ordinary Shares.
|
(a)
|
Name of Issuer:
|
||
Global Indemnity Plc
|
(b)
|
Address of Issuer’s Principal Executive Offices:
|
||
25/28 North Wall Quay
Dublin 1, Ireland
|
(a)
|
Name of Person Filing:
|
||
Fox Paine International GP, Ltd.
Fox Paine & Company, LLC
FPH International LPH, L.P.
Fox Paine Capital Co-Investors International GP, Ltd.
Fox Paine Capital Fund II International, L.P.
U.N. Holdings (Cayman) II, Ltd.
U.N. Holdings (Cayman), Ltd.
U.N. Co-Investment Fund I (Cayman), L.P.
U.N. Co-Investment Fund II (Cayman), L.P.
U.N. Co-Investment Fund III (Cayman), L.P.
U.N. Co-Investment Fund IV (Cayman), L.P.
U.N. Co-Investment Fund V (Cayman), L.P.
U.N. Co-Investment Fund VI (Cayman), L.P.
U.N. Co-Investment Fund VII (Cayman), L.P.
U.N. Co-Investment Fund VIII (Cayman), L.P.
U.N. Co-Investment Fund IX (Cayman), L.P.
Saul A. Fox
Mercury Assets Delaware, LLC
Benjerome Trust
Fox Paine Global, Inc.
|
(b)
|
Address of Principal Business Office or, if none, Residence:
|
||
c/o Fox Paine & Company, LLC, 2105 Woodside Road, Suite D, Woodside, California 94062
|
(c)
|
Citizenship:
|
||
Fox Paine International GP, Ltd. – Cayman Islands
Fox Paine & Company, LLC – Delaware
FPH International LPH, L.P. – Cayman Islands
Fox Paine Capital Co-Investors International GP, Ltd. – Cayman Islands
Fox Paine Capital Fund II International, L.P. – Cayman Islands
U.N. Holdings (Cayman) II, Ltd. – Cayman Islands
U.N. Holdings (Cayman), Ltd. – Cayman Islands
U.N. Co-Investment Fund I (Cayman), L.P. – Cayman Islands
U.N. Co-Investment Fund II (Cayman), L.P. – Cayman Islands
U.N. Co-Investment Fund III (Cayman), L.P. – Cayman Islands
U.N. Co-Investment Fund IV (Cayman), L.P. – Cayman Islands
U.N. Co-Investment Fund V (Cayman), L.P. – Cayman Islands
U.N. Co-Investment Fund VI (Cayman), L.P. – Cayman Islands
U.N. Co-Investment Fund VII (Cayman), L.P. – Cayman Islands
U.N. Co-Investment Fund VIII (Cayman), L.P. – Cayman Islands
|
U.N. Co-Investment Fund IX (Cayman), L.P. – Cayman Islands
Saul A. Fox – United States
Mercury Assets Delaware, LLC – Delaware
Benjerome Trust – Nevada
Fox Paine Global, Inc. – Nevada
|
(d)
|
Title of Class of Securities:
|
||
Class A Ordinary Shares, $0.0001 par value per share
|
(e)
|
CUSIP Number: G39319101
|
Item 3.
|
If this statement is filed pursuant to §§240.13d-l(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
(a)
|
o |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o)
|
(b)
|
o |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c)
|
(c)
|
o |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c)
|
(d)
|
o |
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)
|
(e)
|
o |
An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E)
|
(f)
|
o |
An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F)
|
(g)
|
o |
A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G)
|
(h)
|
o |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813)
|
(i)
|
o |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3)
|
(j)
|
o |
A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J)
|
(k)
|
o |
Group, in accordance with Section 240.13d-1(b)(1)(ii)(K)
|
Item 4.
|
Ownership.
|
(a)
|
Amount beneficially owned:
|
Fox Paine International GP, Ltd.
|
7,571,424 shares, consisting of 3,438,058 Class A Ordinary
Shares and 4,133,366 Class B Ordinary Shares
|
|
Fox Paine & Company, LLC
|
4,174,393 shares, consisting of 41,027 Class A Ordinary
Shares and 4,133,366 Class B Ordinary Shares
|
|
FPH International LPH, L.P.
|
4,174,393 shares, consisting of 41,027 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares
|
|
Fox Paine Capital Co-Investors International GP, Ltd.
|
163,885 shares, consisting of 23,575 Class A Ordinary Shares and 140,310 Class B Ordinary Shares
|
|
Fox Paine Capital Fund II International, L.P.
|
4,010,508 shares, consisting of 17,452 Class A Ordinary Shares and 3,993,056 Class B Ordinary Shares
|
|
U.N. Holdings (Cayman) II, Ltd.
|
2,041,934 shares, consisting of 14,763 Class A Ordinary Shares and 2,027,171 Class B Ordinary Shares
|
|
U.N. Holdings (Cayman), Ltd.
|
1,968,574 shares, consisting of 2,689 Class A Ordinary Shares and 1,965,885 Class B Ordinary Shares
|
|
U.N. Co-Investment Fund I (Cayman), L.P.
|
5,534 shares, consisting of 0 Class A Ordinary Shares and 5,534 Class B Ordinary Shares
|
|
U.N. Co-Investment Fund II (Cayman), L.P.
|
0 shares, consisting of 0 Class A Ordinary Shares and 0 Class B Ordinary Shares
|
|
U.N. Co-Investment Fund III (Cayman), L.P.
|
126,563 shares, consisting of 16,138 Class A Ordinary Shares and 110,425 Class B Ordinary Shares
|
|
U.N. Co-Investment Fund IV (Cayman), L.P.
|
0 shares, consisting of 0 Class A Ordinary Shares and 0 Class B Ordinary Shares
|
|
U.N. Co-Investment Fund V (Cayman), L.P.
|
27,419 shares, consisting of 6,424 Class A Ordinary Shares and 20,995 Class B Ordinary Shares
|
|
U.N. Co-Investment Fund VI (Cayman), L.P.
|
2,883 shares, consisting of 675 Class A Ordinary Shares and 2,208 Class B Ordinary Shares
|
|
U.N. Co-Investment Fund VII (Cayman), L.P.
|
0 shares, consisting of 0 Class A Ordinary Shares and 0 Class B Ordinary Shares
|
|
U.N. Co-Investment Fund VIII (Cayman), L.P.
|
|
1,442 shares, consisting of 338 Class A Ordinary Shares and 1,104 Class B Ordinary Shares
|
U.N. Co-Investment Fund IX (Cayman), L.P.
|
0 shares, consisting of 0 Class A Ordinary Shares and 0 Class B Ordinary Shares
|
|
Saul A. Fox
|
|
8,582,084 shares, consisting of 4,448,718 Class A Ordinary Shares and 4,133,366 Class B Ordinary Shares
|
Mercury Assets Delaware, LLC
|
|
742,958 shares, consisting of 742,958 Class A Ordinary Shares and 0 Class B Ordinary Shares
|
Benjerome Trust
|
|
1,010,660 shares, consisting of 1,010,660 Class A Ordinary Shares and 0 Class B Ordinary Shares
|
Fox Paine Global, Inc.
|
267,702 shares, consisting of 267,702 Class A Ordinary Shares and 0 Class B Ordinary Shares
|
(b)
|
Percent of class:
|
Fox Paine International GP, Ltd.
|
|
43.4
|
%
|
||
Fox Paine & Company, LLC
|
|
23.9
|
%
|
||
FPH International LPH, L.P.
|
|
23.9
|
%
|
||
Fox Paine Capital Co-Investors International GP, Ltd.
|
|
0.9
|
%
|
||
Fox Paine Capital Fund II International, L.P.
|
|
23.0
|
%
|
||
U.N. Holdings (Cayman) II, Ltd.
|
|
11.7
|
%
|
||
U.N. Holdings (Cayman), Ltd.
|
|
11.3
|
%
|
||
U.N. Co-Investment Fund I (Cayman), L.P.
|
|
0.0
|
%
|
||
U.N. Co-Investment Fund II (Cayman), L.P.
|
|
0.0
|
%
|
||
U.N. Co-Investment Fund III (Cayman), L.P.
|
|
0.7
|
%
|
||
U.N. Co-Investment Fund IV (Cayman), L.P.
|
|
0.0
|
%
|
||
U.N. Co-Investment Fund V (Cayman), L.P.
|
|
0.2
|
%
|
||
U.N. Co-Investment Fund VI (Cayman), L.P.
|
|
0.0
|
%
|
||
U.N. Co-Investment Fund VII (Cayman), L.P.
|
|
0.0
|
%
|
||
U.N. Co-Investment Fund VIII (Cayman), L.P.
|
|
0.0
|
%
|
||
U.N. Co-Investment Fund IX (Cayman), L.P.
|
|
0.0
|
%
|
||
Saul A. Fox
|
|
49.2
|
%
|
||
Mercury Assets Delaware, LLC
|
|
4.3
|
%
|
||
Benjerome Trust
|
|
5.8
|
%
|
||
Fox Paine Global, Inc.
|
1.5
|
%
|
(c)
|
Number of shares as to which the person has:
|
|
Sole power to
vote or to direct
the vote
|
|
Shared power to
vote or to direct
the vote
|
|
Sole power to
dispose or to
direct the
disposition of
|
|
Shared power to
dispose or to
direct the
disposition of
|
|||||||||
Fox Paine International GP, Ltd.
|
|
—
|
|
|
7,571,424
|
|
|
—
|
|
|
4,174,393
|
|
||||
Fox Paine & Company, LLC
|
|
—
|
|
|
4,174,393
|
|
|
—
|
|
|
4,174,393
|
|
||||
Fox Paine Capital International GP, L.P.
|
|
—
|
|
|
4,174,393
|
|
|
—
|
|
|
4,174,393
|
|
||||
Fox Paine Capital Co-Investors International GP, Ltd.
|
|
—
|
|
|
163,885
|
|
|
—
|
|
|
163,885
|
|
||||
Fox Paine Capital Fund II International, L.P.
|
|
—
|
|
|
4,010,508
|
|
|
—
|
|
|
4,010,508
|
|
||||
U.N. Holdings (Cayman) II, Ltd.
|
|
—
|
|
|
2,041,934
|
|
|
—
|
|
|
2,041,934
|
|
||||
U.N. Holdings (Cayman), Ltd.
|
|
—
|
|
|
1,968,574
|
|
|
—
|
|
|
1,968,574
|
|
||||
U.N. Co-Investment Fund I (Cayman), L.P.
|
|
—
|
|
|
5,534
|
|
|
—
|
|
|
5,534
|
|
||||
U.N. Co-Investment Fund II (Cayman), L.P.
|
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
||||
U.N. Co-Investment Fund III (Cayman), L.P.
|
|
—
|
|
|
126,563
|
|
|
—
|
|
|
126,563
|
|
||||
U.N. Co-Investment Fund IV (Cayman), L.P.
|
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
||||
U.N. Co-Investment Fund V (Cayman), L.P.
|
|
—
|
|
|
27,419
|
|
|
—
|
|
|
27,419
|
|
||||
U.N. Co-Investment Fund VI (Cayman), L.P.
|
|
—
|
|
|
2,883
|
|
|
—
|
|
|
2,883
|
|
||||
U.N. Co-Investment Fund VII (Cayman), L.P.
|
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
||||
U.N. Co-Investment Fund VIII (Cayman), L.P.
|
|
—
|
|
|
1,442
|
|
|
—
|
|
|
1,442
|
|
||||
U.N. Co-Investment Fund IX (Cayman), L.P.
|
—
|
|
|
—
|
|
|
—
|
|
|
—
|
|
|||||
Saul A. Fox
|
|
—
|
|
|
8,582,084
|
—
|
5,185,053
|
|
||||||||
Mercury Assets, LLC
|
—
|
742,958
|
|
|
—
|
|
|
742,958
|
||||||||
Benjerome Trust
|
—
|
1,010,660
|
—
|
1,010,660
|
||||||||||||
Fox Paine Global, Inc.
|
—
|
267,702
|
—
|
267,702
|
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
U.N. Co-Investment Fund II (Cayman), L.P.
|
U.N. Co-Investment Fund IV (Cayman), L.P.
|
U.N. Co-Investment Fund VII (Cayman), L.P.
|
U.N. Co-Investment Fund IX (Cayman), L.P.
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
|
Item 8.
|
Identification and Classification of Members of the Group.
|
Item 9.
|
Notice of Dissolution of Group.
|
Item 10.
|
Certifications.
|
February 12, 2016
|
|
Date
|
|
Fox Paine International GP, Ltd.
|
|
Fox Paine & Company, LLC
|
|
FP International LPH, L.P.
|
|
Fox Paine Capital Co-Investors International GP, Ltd.
|
|
Fox Paine Capital Fund II International, L.P.
|
|
U.N. Holdings (Cayman) II, Ltd.
|
|
U.N. Holdings (Cayman), Ltd.
|
|
U.N. Co-Investment Fund I (Cayman), L.P.
|
|
U.N. Co-Investment Fund II (Cayman), L.P.
|
|
U.N. Co-Investment Fund III (Cayman), L.P.
|
|
U.N. Co-Investment Fund IV (Cayman), L.P.
|
|
U.N. Co-Investment Fund V (Cayman), L.P.
|
|
U.N. Co-Investment Fund VI (Cayman), L.P.
|
|
U.N. Co-Investment Fund VII (Cayman), L.P.
|
|
U.N. Co-Investment Fund VIII (Cayman), L.P.
|
|
U.N. Co-Investment Fund IX (Cayman), L.P.
|
|
Saul A. Fox
|
|
Mercury Assets Delaware, LLC
|
|
Benjerome Trust
|
|
Fox Paine Global, Inc.
|
By:
|
/s/Saul A. Fox
|
||
Name:
|
Saul A. Fox
|
||
Title:
|
Authorized Signatory
|