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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 15.1 | 09/21/2001(5) | 09/21/2011 | Common Stock, $0.0001 par value | 16,500 | 16,500 (6) | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 15.1 | 10/21/2001(7) | 09/21/2011 | Common Stock, $0.0001 par value | 125,000 | 125,000 (8) | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 24.3 | 07/13/2005(9) | 06/13/2012 | Common Stock, $0.0001 par value | 100,000 | 100,000 (10) | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 33.17 | 08/10/2005(11) | 08/10/2014 | Common Stock, $0.0001 par value | 1,195 | 1,195 (12) | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 38.5 | 08/18/2004(11) | 08/18/2013 | Common Stock, $0.0001 par value | 10,000 | 10,000 (13) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SOOCH NAVDEEP S 4635 BOSTON LANE AUSTIN, TX 78735 |
X |
Bruce A. Maurer, Power of Attorney for Navdeep S. Sooch | 12/28/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares sold pursuant to reporting person's 10(b)5-1 plan. |
(2) | Price represents the weighted average selling price. Prices range between $35.00 and $35.25. |
(3) | These shares are held in a family limited partnership. |
(4) | These shares are held in a trust for the benefit of the reporting person's children. The reporting person is co-trustee of the trust. |
(5) | This option is 100% vested and exercisable on the date of grant. |
(6) | On December 13, 2004 options to acquire 16,500 shares of common stock were transferred by the reporting person pursuant to a domestic relations order. |
(7) | This option becomes exercisable as it vests in a series of sixty (60) successive equal monthly installments measured from the date of grant. |
(8) | On December 13, 2004 options to acquire 125,000 shares of common stock were transferred by the reporting person pursuant to a domestic relations order. |
(9) | The option becomes exercisable as it vests in a series of twelve (12) successive equal monthly installments measured from June 13, 2005. |
(10) | On December 13, 2004 options to acquire 100,000 shares of common stock were transferred by the reporting person pursuant to a domestic relations order. |
(11) | Option vests and becomes exercisable with respect to (i) twenty percent (20%) of the option shares upon optionee's completion of one year of service measured from the grant date and (ii) the balance of the option shares in a series of forty-eight (48) successive monthly installments over the forty-eight (48) month period measured from the first year anniversary of the grant date. |
(12) | On December 13, 2004 options to acquire 12,500 shares of common stock were transferred by the reporting person pursuant to a domestic relations order. |
(13) | On December 13, 2004 options to acquire 10,000 shares of common stock were transferred by the reporting person pursuant to a domestic relations order. |