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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FLEMING DOUGLAS W 333 WEST 11TH STREET KANSAS CITY, MO 64105 |
VP & Chief Accounting Officer |
Randall D. Young for Douglas W. Fleming by power of attorney | 01/31/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On February 28, 2017, the Reporting Person filed a Form 4 reporting the number of shares of common stock that would vest on the March 10, 2017 vesting of performance stock units (PSUs) plus the number of shares of common stock accrued as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The award was granted on July 29, 2014 for the 2014-2016 performance period. The total number of shares reported should have been 256 instead of 254. Due to the two for one stock split on June 8, 2017, additional reported shares would now be an additional 4 shares. These under reported shares were also excluded in the direct ownership totals on five subsequent Form 4s filed by the Reporting Person on March 14, 2017, June 12, 2017, August 2, 2017, September 11, 2017, and December 12, 2017. As of January 31, 2018, Reporting Persons total direct ownership is 3,195 shares. |