UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options (Rights to Buy) | Â (1) | 06/26/2023 | Common Stock | 57,200 | $ 18 | D | Â |
Options (Rights to Buy) | Â (2) | 04/10/2021 | Common Stock | 169,812 | $ 20 | D | Â |
Options (Rights to Buy) | Â (3) | 04/10/2021 | Common Stock | 182,332 | $ 8.3 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Margolius Steven 3100 CUMBERLAND BLVD, SUITE 1700 ATLANTA, GA 30339 |
 |  |  President, HD Supply Power Sol |  |
Rita Fadell, Attorney-in-Fact for Steven Margolius | 12/23/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These options were granted on June 26, 2013 and are scheduled to vest in full on June 26, 2016, subject to continued employment with the Company. |
(2) | These options were granted on April 11, 2011 and are scheduled to vest in five annual installments, with 67,924 being currently vested and 33,963 scheduled to vest on each of April 11, 2014 and 2016 and 33,962 on April 11, 2015, subject to continued employment with the Company. |
(3) | These options were granted on April 11, 2011 and are scheduled to vest as follows, subject to continued employment with the Company: (x) 113,208 of these options are scheduled to vest in five annual installments, with 45,283 being currently vested and 22,641 scheduled to vest on April 11, 2014 and 22,642 on each of April 11, 2015 and 2016; and (y) 69,124 of these options are scheduled to vest in full on April 11, 2014. |